DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (NDEC)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
41
Reporting holders
$53.5M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $13.6M | 453,757 | 0.00% | 7q | +17.4%+$2.0M |
| SMI Advisory Services, LLC | $12.5M | 417,894 | 2.03% | 2q | +0.5%+$63.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.5M | 149,343 | 0.01% | 7q | -7.4%-$358.6K |
| Cetera Investment Advisers | $2.6M | 86,535 | 0.00% | 7q | -5.1%-$141.0K |
| OSAIC HOLDINGS, INC. | $1.7M | 55,206 | 0.00% | 7q | -40.3%-$1.1M |
| CORRADO ADVISORS, LLC | $1.4M | 47,794 | 0.66% | 7q | -1.4%-$21.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 45,162 | 0.00% | 4q | +101.1%+$682.2K |
| LPL Financial LLC | $1.2M | 41,242 | 0.00% | 4q | +10.1%+$114.0K |
| CITADEL ADVISORS LLC | $1.2M | 40,122 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $1.1M | 36,650 | 0.00% | 7q | +89.2%+$518.5K |
| Liberty Atlantic Advisors LLC | $947.2K | 31,530 | 0.68% | 3q | HELD |
| Phoenix Financial Ltd. | $929.4K | 30,975 | 0.01% | 7q | -0.7%-$6.6K |
| Kestra Advisory Services, LLC | $755.3K | 25,143 | 0.00% | 7q | -20.5%-$194.7K |
| SECURED RETIREMENT ADVISORS, LLC | $755.1K | 25,136 | 0.39% | 7q | +1.9%+$13.8K |
| MAI Capital Management | $750.1K | 24,969 | 0.00% | 3q | -80.1%-$3.0M |
| Diligent Investors, LLC | $683.4K | 22,750 | 0.15% | 7q | HELD |
| BLAIR WILLIAM & CO/IL | $666.8K | 22,196 | 0.00% | 7q | -5.5%-$39.1K |
| TrustBank | $628.6K | 20,925 | 0.21% | 3q | +21.5%+$111.1K |
| Beacon Financial Advisory LLC | $577.8K | 19,234 | 0.11% | 4q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $563.6K | 18,762 | 0.00% | 3q | -1.6%-$9.0K |
| OLD MISSION CAPITAL LLC | $546.3K | 18,185 | 0.01% | new | NEW |
| FSA Advisors, Inc. | $502.9K | 16,742 | 0.23% | 6q | -3.9%-$20.5K |
| TRUIST FINANCIAL CORP | $446.7K | 14,870 | 0.00% | 3q | HELD |
| MML INVESTORS SERVICES, LLC | $410.6K | 13,669 | 0.00% | 3q | +4.2%+$16.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $345.5K | 11,500 | 0.01% | 7q | -20.7%-$90.1K |
| CALTON & ASSOCIATES, INC. | $344.2K | 11,458 | 0.05% | 6q | -15.5%-$63.1K |
| GILL CAPITAL PARTNERS, LLC | $338.6K | 11,270 | 0.09% | 6q | HELD |
| Fortune Financial Group, Inc. | $300.4K | 10,000 | 0.24% | 3q | HELD |
| Mutual Advisors, LLC | $281.5K | 9,370 | 0.01% | 4q | -0.7%-$2.1K |
| HighTower Advisors, LLC | $251.8K | 8,381 | 0.00% | 3q | -0.6%-$1.5K |
| Advus Financial Partners, LLC | $242.1K | 8,060 | 0.07% | new | NEW |
| Dynamic Advisor Solutions LLC | $210.9K | 7,021 | 0.01% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $178.7K | 5,950 | 0.01% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $178.3K | 5,934 | 0.00% | 7q | -28.4%-$70.6K |
| DHJJ Financial Advisors, Ltd. | $143.1K | 4,763 | 0.04% | 7q | HELD |
| AE Wealth Management LLC | $90.2K | 3,001 | 0.00% | 7q | -67.5%-$187.3K |
| Keating Financial Advisory Services, Inc. | $52.9K | 1,762 | 0.01% | 3q | -34.4%-$27.8K |
| LANARK FINANCIAL, INC. | $40.1K | 1,334 | 0.00% | 3q | HELD |
| Noble Wealth Management PBC | $37.9K | 1,260 | 0.02% | 5q | HELD |
| AdvisorNet Financial, Inc | $30.7K | 1,023 | 0.00% | 6q | -75.0%-$92.3K |
| Capital Analysts, LLC | $22.0K | 719 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $18.8M | 604,114 | 2 | 0 | 4 | 0.0% |
| Q2 2026 | 41 | $53.5M | 1,781,597 | 4 | 8 | 18 | 0.0% |
| Q1 2026 | 44 | $48.8M | 1,805,864 | 4 | 9 | 17 | 0.0% |
| Q4 2025 | 48 | $43.2M | 1,556,266 | 10 | 22 | 7 | 0.0% |
| Q3 2025 | 38 | $55.9M | 2,065,695 | 8 | 4 | 12 | 0.0% |
| Q2 2025 | 32 | $53.7M | 2,080,517 | 3 | 6 | 11 | 0.0% |
| Q1 2025 | 33 | $15.8M | 669,015 | 8 | 8 | 7 | 0.0% |
| Q4 2024 | 25 | $13.9M | 569,830 | 23 | 0 | 0 | 0.0% |