DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER HIGH YIELD ST FD I (NHS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
62
Reporting holders
$87.0M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $35.0M | 5,605,481 | 0.66% | 2q | +1736.2%+$33.1M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $8.6M | 1,371,413 | 0.41% | new | NEW |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $5.0M | 800,744 | 0.48% | new | NEW |
| MORGAN STANLEY | $4.5M | 725,270 | 0.00% | 35q | +10.0%+$412.7K |
| GUGGENHEIM CAPITAL LLC | $3.1M | 488,989 | 0.02% | 31q | -8.3%-$277.8K |
| LPL Financial LLC | $2.6M | 415,028 | 0.00% | 31q | -13.6%-$409.1K |
| GraniteShares Advisors LLC | $2.5M | 392,922 | 1.58% | 3q | +15.1%+$320.9K |
| Quarry LP | $2.1M | 341,935 | 0.18% | 2q | -29.8%-$907.3K |
| Invesco Ltd. | $2.0M | 322,732 | 0.00% | 31q | +32.8%+$497.7K |
| WELLS FARGO & COMPANY/MN | $1.8M | 286,201 | 0.00% | 31q | +7.5%+$124.1K |
| Uncommon Cents Investing LLC | $1.5M | 247,750 | 0.34% | 31q | +36.8%+$415.5K |
| Cable Car Capital, LP | $1.5M | 233,169 | 0.03% | 2q | -57.6%-$2.0M |
| J.W. COLE ADVISORS, INC. | $1.4M | 218,297 | 0.02% | new | NEW |
| TORONTO DOMINION BANK | $1.3M | 204,757 | 0.00% | new | NEW |
| Clear Street Group Inc. | $1.2M | 198,684 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $1.2M | 198,182 | 0.00% | 2q | +4.3%+$50.6K |
| AMERIPRISE FINANCIAL INC | $1.1M | 172,589 | 0.00% | 7q | HELD |
| Marex Group Ltd | $1.0M | 161,473 | 0.00% | 2q | +258.8%+$726.8K |
| HARBOUR INVESTMENTS, INC. | $950.9K | 152,385 | 0.01% | 21q | -10.0%-$105.6K |
| Bramshill Investments, LLC | $834.8K | 133,785 | 0.06% | 5q | +35.0%+$216.4K |
| OSAIC HOLDINGS, INC. | $701.2K | 112,370 | 0.00% | 26q | +31.2%+$166.6K |
| RAYMOND JAMES FINANCIAL INC | $688.7K | 110,364 | 0.00% | 7q | +23.1%+$129.4K |
| MELFA WEALTH MANAGEMENT, INC. | $650.8K | 104,287 | 0.35% | 15q | +8.3%+$49.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $389.9K | 62,488 | 0.00% | new | NEW |
| Logan Stone Capital, LLC | $381.5K | 61,132 | 0.08% | new | NEW |
| Total Wealth Planning & Management, Inc. | $338.8K | 54,302 | 0.23% | 5q | +13.7%+$40.8K |
| JANE STREET GROUP, LLC | $335.0K | 53,680 | 0.00% | 4q | +14.2%+$41.6K |
| READYSTATE ASSET MANAGEMENT LP | $325.4K | 52,151 | 0.01% | new | NEW |
| UBS Group AG | $309.6K | 49,622 | 0.00% | 31q | +98.1%+$153.3K |
| Apollon Wealth Management, LLC | $293.8K | 47,078 | 0.00% | 7q | +2.4%+$6.9K |
| Equitable Holdings, Inc. | $287.0K | 46,000 | 0.00% | 17q | HELD |
| SeaCrest Wealth Management, LLC | $284.9K | 45,661 | 0.03% | 20q | +14.4%+$35.9K |
| NewEdge Advisors, LLC | $282.1K | 45,215 | 0.00% | 19q | +7.7%+$20.1K |
| XTX Topco Ltd | $235.5K | 37,737 | 0.00% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $205.9K | 33,000 | 0.01% | 2q | +106.2%+$106.1K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $205.9K | 32,993 | 0.09% | 2q | HELD |
| TrueMark Investments, LLC | $195.6K | 31,347 | 0.02% | new | NEW |
| HighTower Advisors, LLC | $191.2K | 30,648 | 0.00% | 31q | HELD |
| StoneX Group Inc. | $184.8K | 28,938 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $179.5K | 28,763 | 0.00% | 31q | +8.3%+$13.8K |
| Cambridge Investment Research Advisors, Inc. | $138.0K | 22,062 | 0.00% | 2q | +108.2%+$71.7K |
| AlphaCore Capital LLC | $131.0K | 21,000 | 0.00% | 6q | -12.5%-$18.7K |
| Kestra Advisory Services, LLC | $120.2K | 19,260 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $119.4K | 19,132 | 0.00% | new | NEW |
| MRA Advisory Group | $118.7K | 19,017 | 0.04% | 8q | +2.8%+$3.2K |
| PFG Investments, LLC | $115.4K | 18,500 | 0.00% | new | NEW |
| Capital Investment Advisors, LLC | $96.8K | 15,519 | 0.00% | 31q | +24.0%+$18.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $82.6K | 13,244 | 0.00% | 4q | HELD |
| CURA WEALTH ADVISORS, LLC | $76.6K | 12,282 | 0.03% | 5q | HELD |
| EP Wealth Advisors, LLC | $70.5K | 11,301 | 0.00% | new | NEW |
| BAILARD, INC. | $67.6K | 10,839 | 0.00% | 20q | HELD |
| ROYAL BANK OF CANADA | $65.0K | 10,341 | 0.00% | 31q | -25.6%-$22.3K |
| FIFTH THIRD BANCORP | $18.8K | 3,014 | 0.00% | 2q | +10.3%+$1.8K |
| Axiom Investment Management LLC | $15.7K | 2,523 | 0.01% | 2q | HELD |
| Osbon Capital Management LLC | $11.3K | 1,810 | 0.01% | new | NEW |
| BFC Planning, Inc. | $10.9K | 1,754 | 0.00% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $9.4K | 1,500 | 0.00% | 4q | HELD |
| Global Retirement Partners, LLC | $7.1K | 1,131 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $6.7K | 1,066 | 0.00% | 3q | +38.1%+$1.8K |
| Community Financial Services Group, LLC | $2.9K | 470 | 0.00% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $2.4K | 388 | 0.00% | new | NEW |
| WPG Advisers, LLC | $1.1K | 169 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-19 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 19.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $11.9M | 2,198,336 | 2 | 7 | 2 | 0.0% |
| Q2 2026 | 62 | $87.0M | 13,945,884 | 19 | 25 | 7 | 0.0% |
| Q1 2026 | 54 | $43.5M | 6,706,943 | 17 | 14 | 12 | 0.0% |
| Q4 2025 | 44 | $29.9M | 4,018,125 | 6 | 15 | 12 | 0.0% |
| Q3 2025 | 43 | $26.4M | 3,518,994 | 7 | 16 | 12 | 0.0% |
| Q2 2025 | 42 | $26.6M | 3,505,191 | 7 | 18 | 7 | 0.0% |
| Q1 2025 | 39 | $25.6M | 3,350,716 | 6 | 10 | 13 | 0.0% |
| Q4 2024 | 40 | $26.7M | 3,562,495 | 12 | 14 | 8 | 0.0% |
| Q3 2024 | 31 | $29.8M | 3,439,678 | 2 | 12 | 7 | 0.0% |
| Q2 2024 | 37 | $23.6M | 3,023,332 | 4 | 11 | 10 | 0.0% |
| Q1 2024 | 35 | $37.9M | 4,701,488 | 5 | 13 | 9 | 0.0% |
| Q4 2023 | 43 | $34.7M | 4,492,902 | 6 | 16 | 10 | 0.0% |
| Q3 2023 | 40 | $23.8M | 3,164,937 | 6 | 14 | 8 | 0.0% |
| Q2 2023 | 45 | $24.2M | 3,233,916 | 10 | 16 | 9 | 0.0% |
| Q1 2023 | 42 | $21.9M | 2,567,593 | 7 | 13 | 12 | 0.0% |
| Q4 2022 | 40 | $23.4M | 2,745,608 | 4 | 11 | 13 | 0.0% |
| Q3 2022 | 44 | $24.7M | 3,122,782 | 3 | 9 | 20 | 0.0% |
| Q2 2022 | 48 | $29.2M | 3,482,955 | 13 | 15 | 9 | 0.0% |
| Q1 2022 | 36 | $19.0M | 1,662,223 | 3 | 14 | 11 | 0.0% |
| Q4 2021 | 39 | $23.3M | 1,875,310 | 7 | 9 | 13 | 0.0% |
| Q3 2021 | 37 | $25.1M | 1,978,753 | 4 | 12 | 9 | 0.0% |
| Q2 2021 | 34 | $30.9M | 2,328,895 | 5 | 10 | 12 | 0.0% |
| Q1 2021 | 31 | $30.5M | 2,366,183 | 1 | 9 | 10 | 0.0% |
| Q4 2020 | 41 | $31.0M | 2,649,681 | 11 | 13 | 9 | 0.0% |
| Q3 2020 | 39 | $82.5M | 7,437,139 | 5 | 4 | 13 | 0.0% |
| Q2 2020 | 39 | $76.9M | 7,426,903 | 4 | 13 | 10 | 0.0% |
| Q1 2020 | 46 | $60.9M | 7,016,502 | 4 | 19 | 12 | 0.0% |
| Q4 2019 | 45 | $80.4M | 6,509,168 | 4 | 15 | 11 | 0.0% |
| Q3 2019 | 42 | $83.3M | 6,902,736 | 6 | 10 | 16 | 0.0% |
| Q2 2019 | 46 | $94.8M | 8,104,028 | 9 | 11 | 19 | 0.0% |
| Q1 2019 | 46 | $94.7M | 8,390,477 | 9 | 7 | 20 | 0.0% |
| Q4 2018 | 48 | $72.6M | 7,504,385 | 0 | 0 | 3 | 0.0% |