DaveManuel.com · Institutional Ownership · Who Owns It
VIRTUS EQUITY & CONV INCM FD (NIE)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
97
Reporting holders
$205.3M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $26.1M | 970,804 | 0.00% | 22q | +2.1%+$526.9K |
| Advisors Asset Management, Inc. | $17.8M | 663,531 | 0.27% | 17q | -2.7%-$488.4K |
| ROYAL BANK OF CANADA | $15.0M | 560,208 | 0.00% | 22q | -2.6%-$401.8K |
| RAYMOND JAMES FINANCIAL INC | $14.7M | 546,758 | 0.00% | 7q | +5.1%+$714.6K |
| MORGAN STANLEY | $13.7M | 508,646 | 0.00% | 22q | -2.5%-$350.3K |
| GUGGENHEIM CAPITAL LLC | $13.1M | 487,072 | 0.08% | 22q | +5.1%+$640.1K |
| Saba Capital Management, L.P. | $12.8M | 475,853 | 0.33% | 3q | +31.7%+$3.1M |
| LPL Financial LLC | $9.2M | 343,482 | 0.00% | 22q | +18.2%+$1.4M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $7.4M | 277,185 | 0.01% | 12q | +7.9%+$542.0K |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | $6.1M | 226,836 | 1.16% | 22q | +3.7%+$218.1K |
| Cambridge Investment Research Advisors, Inc. | $3.9M | 146,492 | 0.00% | 22q | +83.0%+$1.8M |
| Invesco Ltd. | $3.7M | 138,527 | 0.00% | 22q | +13.3%+$437.8K |
| UBS Group AG | $3.5M | 129,761 | 0.00% | 22q | -1.2%-$40.6K |
| Allspring Global Investments Holdings, LLC | $3.5M | 128,831 | 0.01% | 19q | +60.8%+$1.3M |
| BANK OF AMERICA CORP /DE/ | $3.3M | 121,832 | 0.00% | 22q | +2.3%+$73.5K |
| D.A. DAVIDSON & CO. | $2.8M | 103,773 | 0.02% | 13q | +30.8%+$656.9K |
| World Investment Advisors | $2.7M | 114,410 | 0.04% | 4q | -2.9%-$80.6K |
| OSAIC HOLDINGS, INC. | $2.5M | 93,578 | 0.00% | 22q | +21.0%+$436.9K |
| EVOLVE PRIVATE WEALTH, LLC | $2.0M | 74,881 | 0.12% | 3q | -6.0%-$127.5K |
| OxenFree Capital LLC | $1.9M | 72,798 | 0.88% | 11q | +11.6%+$199.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.8M | 66,997 | 0.02% | 6q | -26.7%-$655.1K |
| &PARTNERS | $1.8M | 65,891 | 0.01% | 5q | +9.3%+$149.7K |
| Capital Investment Advisors, LLC | $1.5M | 54,923 | 0.02% | 12q | -1.5%-$21.7K |
| BFC Planning, Inc. | $1.4M | 53,373 | 0.06% | 7q | HELD |
| Calamos Advisors LLC | $1.4M | 51,308 | 0.00% | 4q | +7.1%+$91.9K |
| Todd Wealth Management, LLC | $1.3M | 48,104 | 0.98% | 3q | HELD |
| Keystone Financial Group | $1.3M | 47,812 | 0.08% | 8q | +2.3%+$28.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 46,211 | 0.00% | 22q | -4.0%-$51.6K |
| FIRST TRUST ADVISORS LP | $1.2M | 44,331 | 0.00% | 2q | +31.2%+$283.2K |
| Logan Stone Capital, LLC | $1.2M | 43,459 | 0.25% | new | NEW |
| Integrated Wealth Concepts LLC | $1.2M | 43,100 | 0.01% | 20q | HELD |
| Kestra Advisory Services, LLC | $1.1M | 40,465 | 0.00% | 7q | +5.5%+$57.1K |
| Thrivent Financial for Lutherans | $1.1M | 39,850 | 0.00% | 18q | HELD |
| AMERIPRISE FINANCIAL INC | $959.0K | 35,705 | 0.00% | 22q | -19.2%-$227.4K |
| Stolper Co | $925.0K | 34,455 | 0.24% | 16q | -8.7%-$87.8K |
| Prospera Financial Services Inc | $891.7K | 33,200 | 0.01% | 5q | HELD |
| PMG Family Office LLC | $870.0K | 32,392 | 0.80% | 4q | +2.0%+$17.3K |
| Steward Partners Investment Advisory, LLC | $832.8K | 31,004 | 0.00% | 22q | -0.8%-$6.7K |
| Cornerstone Wealth Management, LLC | $814.0K | 30,307 | 0.03% | 21q | +9.0%+$67.1K |
| STIFEL FINANCIAL CORP | $787.3K | 29,312 | 0.00% | 22q | -9.3%-$81.0K |
| ROTHSCHILD INVESTMENT LLC | $778.7K | 28,991 | 0.03% | 11q | HELD |
| Allworth Financial LP | $756.1K | 28,150 | 0.00% | 13q | -1.7%-$13.3K |
| David J Yvars Group | $690.3K | 25,699 | 0.33% | 5q | +24.4%+$135.5K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $687.7K | 25,600 | 0.02% | 12q | +1.7%+$11.8K |
| WEDBUSH SECURITIES INC | $686.0K | 25,546 | 0.02% | 22q | HELD |
| Concurrent Investment Advisors, LLC | $652.0K | 24,274 | 0.01% | 2q | +1.3%+$8.7K |
| Miller Financial Services LLC | $623.2K | 23,200 | 0.50% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $578.8K | 21,548 | 0.07% | 4q | +114.3%+$308.6K |
| Centurion Wealth Management LLC | $577.7K | 21,509 | 0.14% | 14q | HELD |
| TRUIST FINANCIAL CORP | $525.9K | 19,579 | 0.00% | 22q | -2.3%-$12.5K |
| READYSTATE ASSET MANAGEMENT LP | $472.6K | 17,594 | 0.02% | new | NEW |
| Baird Financial Group, Inc. | $464.8K | 17,305 | 0.00% | 15q | -8.4%-$42.8K |
| PFG Investments, LLC | $406.1K | 15,118 | 0.02% | 9q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $388.2K | 14,452 | 0.00% | 5q | HELD |
| Cetera Investment Advisers | $386.3K | 14,381 | 0.00% | 14q | -52.3%-$424.2K |
| Janney Montgomery Scott LLC | $385.0K | 14,339 | 0.00% | 13q | +1.0%+$3.8K |
| Brick & Kyle, Associates | $379.4K | 16,240 | 0.13% | 5q | HELD |
| CSS LLC/IL | $377.9K | 14,068 | 0.01% | 4q | +0.7%+$2.7K |
| Kovack Advisors, Inc. | $371.4K | 13,878 | 0.02% | 3q | +7.1%+$24.7K |
| Institute for Wealth Management, LLC. | $370.1K | 13,778 | 0.03% | 22q | HELD |
| Shaker Financial Services, LLC | $360.5K | 13,421 | 0.11% | 6q | -70.4%-$857.9K |
| XTX Topco Ltd | $338.3K | 12,596 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $318.3K | 11,850 | 0.00% | 9q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $310.7K | 11,610 | 0.02% | 15q | -7.4%-$24.8K |
| SMH CAPITAL ADVISORS INC | $295.4K | 10,998 | 1.16% | 22q | +1.9%+$5.6K |
| ENVESTNET ASSET MANAGEMENT INC | $272.2K | 10,133 | 0.00% | 10q | -60.9%-$424.0K |
| Joel Isaacson & Co., LLC | $268.6K | 10,000 | 0.01% | 6q | HELD |
| Huntleigh Advisors, Inc. | $257.7K | 9,595 | 0.04% | 5q | +0.8%+$2.0K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $251.5K | 9,362 | 0.03% | 5q | +9.3%+$21.3K |
| DAVENPORT & Co LLC | $250.1K | 9,311 | 0.00% | 22q | HELD |
| OPPENHEIMER & CO INC | $239.5K | 8,915 | 0.00% | 4q | +0.9%+$2.1K |
| DAYMARK WEALTH PARTNERS, LLC | $232.6K | 8,661 | 0.01% | 13q | -10.4%-$26.9K |
| Arkadios Wealth Advisors | $230.8K | 8,594 | 0.00% | new | NEW |
| SILVERLAKE WEALTH MANAGEMENT LLC | $219.3K | 8,163 | 0.04% | new | NEW |
| FIFTH THIRD BANCORP | $217.4K | 8,094 | 0.00% | 2q | HELD |
| Graves Light Lenhart Wealth, Inc. | $211.3K | 7,867 | 0.02% | new | NEW |
| Mariner, LLC | $210.9K | 7,851 | 0.00% | new | NEW |
| Laird Norton Wetherby Trust Company, LLC | $210.0K | 7,820 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $202.9K | 7,554 | 0.00% | 15q | +0.6%+$1.3K |
| Rockefeller Capital Management L.P. | $122.7K | 4,569 | 0.00% | 4q | HELD |
| WOLFF WIESE MAGANA LLC | $114.1K | 4,248 | 0.05% | 22q | HELD |
| US BANCORP \DE\ | $111.1K | 4,135 | 0.00% | 4q | HELD |
| PNC Financial Services Group, Inc. | $80.7K | 3,004 | 0.00% | 22q | HELD |
| Westfuller Advisors, LLC | $61.5K | 2,290 | 0.02% | 4q | +2.2%+$1.3K |
| JPMORGAN CHASE & CO | $39.5K | 1,484 | 0.00% | 4q | +386.6%+$31.4K |
| CoreCap Advisors, LLC | $34.9K | 1,300 | 0.00% | 10q | HELD |
| EASTERN BANK | $34.9K | 1,298 | 0.00% | 6q | HELD |
| Farther Finance Advisors, LLC | $31.5K | 1,172 | 0.00% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $30.2K | 1,125 | 0.00% | 21q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $18.8K | 700 | 0.00% | new | NEW |
| Cape Investment Advisory, Inc. | $11.7K | 435 | 0.00% | new | NEW |
| James T. Borello RIA | $10.9K | 406 | 0.00% | new | NEW |
| Westside Investment Management, Inc. | $9.4K | 350 | 0.00% | 18q | HELD |
| Strengthening Families & Communities, LLC | $5.2K | 195 | 0.00% | 19q | +2.6% |
| HIGHLINE WEALTH PARTNERS LLC | $4.0K | 150 | 0.00% | 5q | -59.6%-$5.9K |
| FMR LLC | $3.8K | 141 | 0.00% | new | NEW |
| Russell Investments Group, Ltd. | $154 | 6 | 0.00% | new | NEW |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-10 | YEE MICHAEL | Other | Sold | 4,605 | $122.3K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $21.3M | 917,098 | 1 | 12 | 4 | 0.0% |
| Q2 2026 | 97 | $205.3M | 7,662,109 | 14 | 36 | 22 | 0.0% |
| Q1 2026 | 88 | $169.2M | 7,220,892 | 4 | 35 | 27 | 0.0% |
| Q4 2025 | 92 | $188.0M | 7,533,534 | 3 | 33 | 26 | 0.0% |
| Q3 2025 | 97 | $182.4M | 7,261,852 | 13 | 28 | 25 | 0.0% |
| Q2 2025 | 88 | $182.1M | 7,618,329 | 13 | 30 | 25 | 0.0% |
| Q1 2025 | 79 | $148.4M | 6,712,340 | 8 | 22 | 29 | 0.0% |
| Q4 2024 | 85 | $169.4M | 6,869,372 | 8 | 24 | 28 | 0.0% |
| Q3 2024 | 82 | $172.9M | 7,249,337 | 10 | 30 | 22 | 0.0% |
| Q2 2024 | 78 | $161.5M | 6,958,272 | 4 | 25 | 24 | 0.0% |
| Q1 2024 | 84 | $198.7M | 8,638,952 | 8 | 24 | 27 | 0.0% |
| Q4 2023 | 82 | $161.6M | 7,729,291 | 8 | 25 | 22 | 0.0% |
| Q3 2023 | 71 | $143.0M | 7,191,699 | 5 | 21 | 19 | 0.0% |
| Q2 2023 | 74 | $140.7M | 6,650,643 | 10 | 23 | 15 | 0.0% |
| Q1 2023 | 68 | $121.2M | 6,168,663 | 6 | 21 | 21 | 0.0% |
| Q4 2022 | 72 | $118.1M | 6,479,827 | 12 | 22 | 20 | 0.0% |
| Q3 2022 | 71 | $360.1M | 17,728,601 | 5 | 25 | 20 | 0.0% |
| Q2 2022 | 74 | $375.9M | 17,682,850 | 8 | 21 | 25 | 0.0% |
| Q1 2022 | 77 | $691.8M | 25,486,833 | 9 | 24 | 20 | 0.0% |
| Q4 2021 | 91 | $783.4M | 25,990,422 | 17 | 21 | 20 | 0.0% |
| Q3 2021 | 71 | $463.8M | 15,737,673 | 4 | 19 | 18 | 0.0% |
| Q2 2021 | 76 | $241.9M | 7,999,802 | 10 | 25 | 22 | 0.0% |
| Q1 2021 | 76 | $222.9M | 7,956,638 | 66 | 2 | 1 | 0.0% |
| Q4 2020 | 72 | $223.5M | 7,905,008 | 11 | 19 | 19 | 0.0% |
| Q3 2020 | 63 | $182.6M | 7,518,572 | 8 | 21 | 16 | 0.0% |
| Q2 2020 | 63 | $167.5M | 7,447,257 | 9 | 16 | 19 | 0.0% |
| Q1 2020 | 63 | $153.1M | 8,226,121 | 8 | 19 | 20 | 0.0% |
| Q4 2019 | 63 | $148.4M | 6,545,117 | 7 | 15 | 18 | 0.0% |
| Q3 2019 | 59 | $138.4M | 6,407,818 | 4 | 18 | 16 | 0.0% |
| Q2 2019 | 62 | $140.9M | 6,497,134 | 13 | 16 | 16 | 0.0% |
| Q1 2019 | 55 | $142.2M | 6,595,378 | 4 | 20 | 15 | 0.0% |
| Q4 2018 | 64 | $126.7M | 6,824,113 | 0 | 4 | 1 | 0.0% |