DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN CALIF AMT FREE MUNI I (NKX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
85
Reporting holders
$125.2M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $41.6M | 3,318,107 | 0.00% | 35q | +2.3%+$931.8K |
| Advisors Asset Management, Inc. | $15.5M | 1,240,864 | 0.24% | 17q | +15.3%+$2.1M |
| GUGGENHEIM CAPITAL LLC | $14.0M | 1,116,107 | 0.09% | 31q | +3.9%+$519.3K |
| WELLS FARGO & COMPANY/MN | $6.6M | 529,470 | 0.00% | 31q | -6.6%-$469.0K |
| Hennion & Walsh Asset Management, Inc. | $5.4M | 427,631 | 0.15% | 22q | +22.1%+$970.1K |
| LPL Financial LLC | $3.8M | 305,531 | 0.00% | 31q | +6.7%+$240.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $3.7M | 296,330 | 0.00% | 4q | +2.2%+$79.3K |
| UBS Group AG | $2.9M | 232,754 | 0.00% | 31q | -3.1%-$93.6K |
| DKM Wealth Management, Inc. | $2.7M | 212,592 | 1.74% | 7q | HELD |
| MAI Capital Management | $1.7M | 132,000 | 0.01% | 2q | +340.0%+$1.3M |
| RAYMOND JAMES FINANCIAL INC | $1.4M | 111,837 | 0.00% | 7q | +9.4%+$120.3K |
| BANK OF AMERICA CORP /DE/ | $1.3M | 107,606 | 0.00% | 31q | +90.4%+$640.3K |
| AMERIPRISE FINANCIAL INC | $1.3M | 102,283 | 0.00% | 30q | -2.8%-$37.2K |
| Integrated Wealth Concepts LLC | $1.2M | 96,653 | 0.01% | 2q | +75.6%+$521.4K |
| WEDBUSH SECURITIES INC | $997.0K | 79,581 | 0.03% | 31q | +3.4%+$33.2K |
| JANE STREET GROUP, LLC | $936.1K | 74,710 | 0.00% | 3q | +130.2%+$529.4K |
| Private Advisor Group, LLC | $922.1K | 73,594 | 0.00% | new | NEW |
| Allianz Asset Management GmbH | $878.4K | 70,100 | 0.00% | 10q | HELD |
| J.W. COLE ADVISORS, INC. | $827.0K | 66,000 | 0.01% | new | NEW |
| D.A. DAVIDSON & CO. | $812.5K | 64,841 | 0.00% | 26q | +6.7%+$50.7K |
| Rareview Capital LLC | $693.1K | 58,889 | 0.39% | 11q | HELD |
| DWR WEALTH MANAGEMENT, LLC | $674.6K | 54,138 | 0.50% | 3q | HELD |
| Bridgewealth Advisory Group, LLC | $667.4K | 53,261 | 0.13% | 5q | HELD |
| ROYAL BANK OF CANADA | $623.0K | 49,686 | 0.00% | 31q | +3.4%+$20.7K |
| XTX Topco Ltd | $622.8K | 49,701 | 0.01% | new | NEW |
| MATHER GROUP, LLC. | $594.6K | 47,458 | 0.01% | 2q | -12.4%-$84.0K |
| Apriem Advisors | $569.3K | 45,436 | 0.05% | 31q | +4.6%+$25.1K |
| Blue Zone Wealth Advisors, LLC | $547.6K | 43,703 | 0.10% | 17q | -5.0%-$28.6K |
| PNC Financial Services Group, Inc. | $508.9K | 40,618 | 0.00% | 6q | HELD |
| Mariner, LLC | $440.3K | 35,138 | 0.00% | 15q | -77.5%-$1.5M |
| Diligent Investors, LLC | $439.5K | 35,076 | 0.10% | 31q | -2.8%-$12.7K |
| STIFEL FINANCIAL CORP | $435.1K | 34,728 | 0.00% | 6q | +18.8%+$68.9K |
| Western Wealth Management, LLC | $407.6K | 32,529 | 0.01% | 2q | -14.6%-$69.6K |
| Stonebridge Financial Group, LLC/CA | $386.0K | 30,650 | 0.05% | new | FIRST |
| LAZARI CAPITAL MANAGEMENT, INC. | $360.4K | 28,761 | 0.11% | 13q | HELD |
| Van Hulzen Asset Management, LLC | $355.5K | 28,372 | 0.03% | 31q | HELD |
| Pacific Wealth Strategies Group, Inc. | $350.8K | 28,000 | 0.20% | 39q | HELD |
| CITADEL ADVISORS LLC | $337.2K | 26,909 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $316.7K | 25,277 | 0.00% | 2q | +1.1%+$3.3K |
| Castle Rock Wealth Management, LLC | $303.9K | 24,192 | 0.06% | 19q | HELD |
| EHRLICH FINANCIAL GROUP | $299.4K | 23,898 | 0.15% | 11q | +3.9%+$11.1K |
| FIFTH THIRD BANCORP | $299.0K | 23,863 | 0.00% | 2q | HELD |
| Cetera Investment Advisers | $294.1K | 23,475 | 0.00% | 25q | -0.6%-$1.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $289.8K | 23,000 | 0.00% | 12q | +6.2%+$17.0K |
| READYSTATE ASSET MANAGEMENT LP | $287.7K | 22,959 | 0.01% | new | NEW |
| Creative Planning | $287.5K | 22,948 | 0.00% | 30q | +5.6%+$15.4K |
| Modern Wealth Management, LLC | $265.4K | 21,185 | 0.00% | 5q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $260.5K | 20,791 | 0.00% | 4q | HELD |
| Peak Retirement Planning, Inc. | $259.7K | 20,723 | 0.04% | new | NEW |
| Tortuga Wealth Management, Inc | $258.1K | 20,600 | 0.20% | 3q | +41.1%+$75.2K |
| Strait & Sound Wealth Management LLC | $247.1K | 19,718 | 0.09% | 15q | HELD |
| OSAIC HOLDINGS, INC. | $235.3K | 18,776 | 0.00% | 26q | +16.7%+$33.7K |
| Core Wealth Partners LLC | $230.9K | 18,425 | 0.10% | 14q | HELD |
| Focus Partners Wealth | $226.3K | 18,059 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $225.5K | 18,000 | 0.00% | 2q | HELD |
| FLC Capital Advisors | $223.7K | 17,850 | 0.04% | 10q | HELD |
| MKT Advisors LLC | $222.4K | 17,709 | 0.07% | 19q | -38.7%-$140.3K |
| Pure Financial Advisors, LLC | $214.2K | 17,094 | 0.00% | 15q | HELD |
| Perigon Wealth Management, LLC | $212.4K | 16,950 | 0.00% | 14q | HELD |
| MML INVESTORS SERVICES, LLC | $192.8K | 15,386 | 0.00% | 2q | HELD |
| McGowan Group Asset Management, Inc. | $184.0K | 14,683 | 0.02% | 2q | +5.7%+$9.9K |
| Snowden Capital Advisors LLC | $181.3K | 14,462 | 0.00% | 10q | HELD |
| Farther Finance Advisors, LLC | $172.5K | 13,823 | 0.00% | 8q | HELD |
| LYELL WEALTH MANAGEMENT, LP | $171.8K | 13,714 | 0.01% | new | NEW |
| Maia Wealth LLC | $161.0K | 12,848 | 0.02% | 4q | HELD |
| Mutual Advisors, LLC | $154.7K | 12,344 | 0.00% | 13q | HELD |
| Janney Montgomery Scott LLC | $152.0K | 12,100 | 0.00% | 13q | HELD |
| Tamar Securities, LLC | $137.8K | 11,000 | 0.01% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $131.6K | 10,500 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $125.3K | 10,000 | 0.00% | 6q | HELD |
| PRIVATE TRUST CO NA | $112.8K | 9,000 | 0.01% | 7q | HELD |
| Rockefeller Capital Management L.P. | $75.7K | 6,043 | 0.00% | 4q | +13953.5%+$75.2K |
| HOLLENCREST CAPITAL MANAGEMENT | $73.0K | 5,822 | 0.00% | 3q | HELD |
| Penserra Capital Management LLC | $43.0K | 3,450 | 0.00% | 2q | +200.0%+$28.7K |
| PETERSON WEALTH MANAGEMENT | $33.8K | 2,696 | 0.02% | 2q | HELD |
| Golden State Wealth Management, LLC | $25.9K | 2,064 | 0.00% | 7q | HELD |
| WOLFF WIESE MAGANA LLC | $18.8K | 1,500 | 0.01% | 2q | HELD |
| FNY Investment Advisers, LLC | $11.0K | 900 | 0.00% | 2q | HELD |
| LifeSteps Financial, Inc. | $9.4K | 750 | 0.00% | new | NEW |
| 1620 INVESTMENT ADVISORS, INC. | $6.7K | 536 | 0.00% | 9q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $6.6K | 524 | 0.00% | 4q | HELD |
| Daytona Street Capital LLC | $3.9K | 308 | 0.00% | new | NEW |
| WHITTIER TRUST CO | $2.5K | 200 | 0.00% | 31q | HELD |
| CITIGROUP INC | $38 | 3 | 0.00% | 15q | HELD |
| Core Capital Management & Research, inc. | $36 | 3 | 0.00% | new | FIRST |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 20 | $13.9M | 1,324,910 | 0 | 11 | 1 | 0.0% |
| Q2 2026 | 85 | $125.2M | 9,991,795 | 12 | 25 | 10 | 0.0% |
| Q1 2026 | 80 | $112.5M | 9,453,529 | 18 | 18 | 12 | 0.0% |
| Q4 2025 | 66 | $106.5M | 8,563,893 | 6 | 17 | 6 | 0.0% |
| Q3 2025 | 65 | $103.2M | 8,144,757 | 7 | 19 | 9 | 0.0% |
| Q2 2025 | 68 | $87.7M | 7,447,917 | 9 | 13 | 15 | 0.0% |
| Q1 2025 | 66 | $90.7M | 7,207,608 | 8 | 9 | 17 | 0.0% |
| Q4 2024 | 65 | $93.2M | 7,364,656 | 4 | 21 | 13 | 0.0% |
| Q3 2024 | 67 | $104.5M | 7,626,098 | 5 | 19 | 15 | 0.0% |
| Q2 2024 | 64 | $91.1M | 7,279,684 | 4 | 15 | 19 | 0.0% |
| Q1 2024 | 70 | $147.6M | 12,148,939 | 10 | 16 | 23 | 0.0% |
| Q4 2023 | 67 | $110.9M | 9,604,713 | 9 | 17 | 21 | 0.0% |
| Q3 2023 | 61 | $76.3M | 7,441,454 | 5 | 15 | 18 | 0.0% |
| Q2 2023 | 64 | $83.3M | 7,216,890 | 4 | 20 | 19 | 0.0% |
| Q1 2023 | 69 | $81.6M | 6,994,810 | 13 | 22 | 21 | 0.0% |
| Q4 2022 | 63 | $82.6M | 6,716,783 | 14 | 15 | 15 | 0.0% |
| Q3 2022 | 54 | $72.9M | 6,178,614 | 4 | 16 | 11 | 0.0% |
| Q2 2022 | 58 | $77.8M | 6,032,712 | 8 | 14 | 15 | 0.0% |
| Q1 2022 | 67 | $85.6M | 6,319,934 | 14 | 18 | 13 | 0.0% |
| Q4 2021 | 63 | $99.2M | 6,275,652 | 7 | 13 | 19 | 0.0% |
| Q3 2021 | 59 | $105.3M | 6,425,030 | 2 | 18 | 12 | 0.0% |
| Q2 2021 | 64 | $111.1M | 6,817,807 | 3 | 18 | 16 | 0.0% |
| Q1 2021 | 68 | $102.9M | 6,658,100 | 10 | 18 | 15 | 0.0% |
| Q4 2020 | 58 | $94.8M | 6,017,588 | 2 | 21 | 12 | 0.0% |
| Q3 2020 | 60 | $95.8M | 6,274,985 | 5 | 14 | 19 | 0.0% |
| Q2 2020 | 55 | $100.0M | 6,693,579 | 4 | 14 | 17 | 0.0% |
| Q1 2020 | 63 | $1.6B | 112,740,570 | 10 | 15 | 14 | 0.0% |
| Q4 2019 | 65 | $1.7B | 112,921,723 | 6 | 21 | 11 | 0.0% |
| Q3 2019 | 62 | $1.5B | 99,307,876 | 8 | 13 | 15 | 0.0% |
| Q2 2019 | 59 | $92.3M | 6,313,607 | 5 | 16 | 17 | 0.0% |
| Q1 2019 | 61 | $91.7M | 6,585,025 | 8 | 14 | 16 | 0.0% |
| Q4 2018 | 60 | $109.0M | 8,597,126 | 0 | 1 | 5 | 0.0% |