DaveManuel.com · Institutional Ownership · Who Owns It
NEUBERGER R/EST SECS INC FD (NRO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
64
Reporting holders
$40.0M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $9.3M | 3,062,277 | 0.18% | 6q | -38.5%-$5.8M |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $5.2M | 1,714,646 | 0.50% | 3q | +19.3%+$842.2K |
| MORGAN STANLEY | $4.2M | 1,390,507 | 0.00% | 35q | -1.2%-$50.2K |
| Advisors Asset Management, Inc. | $3.2M | 1,047,348 | 0.05% | 5q | +113.7%+$1.7M |
| WOLVERINE ASSET MANAGEMENT LLC | $2.4M | 796,558 | 0.02% | 3q | -5.1%-$130.7K |
| Kanen Wealth Management LLC | $2.2M | 738,804 | 0.54% | 3q | +206.6%+$1.5M |
| Quarry LP | $2.2M | 738,287 | 0.19% | 3q | +18.2%+$344.9K |
| 1607 Capital Partners, LLC | $2.2M | 732,239 | 0.19% | 2q | +309.5%+$1.7M |
| Shaker Financial Services, LLC | $1.2M | 381,877 | 0.36% | 4q | -2.0%-$23.4K |
| Calamos Advisors LLC | $1.2M | 380,263 | 0.00% | 6q | +7.1%+$76.8K |
| LPL Financial LLC | $951.5K | 314,016 | 0.00% | 31q | -14.7%-$163.6K |
| OSAIC HOLDINGS, INC. | $932.0K | 307,606 | 0.00% | 26q | -5.9%-$58.3K |
| NWF Advisory Services Inc. | $697.8K | 230,300 | 0.07% | 14q | -3.8%-$27.3K |
| BANK OF AMERICA CORP /DE/ | $694.8K | 229,304 | 0.00% | 31q | +6.0%+$39.1K |
| Cetera Investment Advisers | $344.5K | 113,699 | 0.00% | 10q | HELD |
| ROYAL BANK OF CANADA | $245.0K | 80,969 | 0.00% | 31q | +4.4%+$10.4K |
| RAYMOND JAMES FINANCIAL INC | $226.3K | 74,695 | 0.00% | 7q | -2.6%-$6.0K |
| BENJAMIN EDWARDS INC | $185.5K | 61,228 | 0.00% | 6q | +2.0%+$3.7K |
| WELLS FARGO & COMPANY/MN | $181.7K | 59,968 | 0.00% | 31q | +2.6%+$4.5K |
| Live Oak Private Wealth LLC | $170.1K | 56,138 | 0.02% | 22q | HELD |
| Private Advisor Group, LLC | $152.4K | 50,292 | 0.00% | 19q | -70.0%-$355.6K |
| Kestra Advisory Services, LLC | $147.3K | 48,618 | 0.00% | 7q | +0.8%+$1.1K |
| Cambridge Investment Research Advisors, Inc. | $112.0K | 36,766 | 0.00% | 31q | +101.6%+$56.4K |
| ENVESTNET ASSET MANAGEMENT INC | $109.7K | 36,193 | 0.00% | 4q | +1.0%+$1.1K |
| Logan Stone Capital, LLC | $101.1K | 33,356 | 0.02% | new | NEW |
| Parcion Private Wealth LLC | $101.0K | 33,333 | 0.01% | 27q | HELD |
| RESOLUTE WEALTH ADVISOR, INC. | $87.5K | 30,792 | 0.05% | 3q | HELD |
| DECISION INVESTMENTS, INC | $79.9K | 26,379 | 0.07% | 3q | HELD |
| XTX Topco Ltd | $78.5K | 25,899 | 0.00% | 2q | +60.5%+$29.6K |
| NewEdge Advisors, LLC | $76.7K | 25,323 | 0.00% | 31q | -30.7%-$33.9K |
| CITADEL ADVISORS LLC | $70.3K | 23,193 | 0.00% | new | NEW |
| Modern Wealth Management, LLC | $67.4K | 22,228 | 0.00% | 7q | HELD |
| West Wealth Group, LLC | $63.7K | 21,019 | 0.01% | 2q | +0.6% |
| UBS Group AG | $62.6K | 20,658 | 0.00% | 31q | +45.1%+$19.5K |
| OPPENHEIMER & CO INC | $62.2K | 20,533 | 0.00% | 7q | +3.2%+$1.9K |
| Virtu Financial LLC | $61.0K | 19,973 | 0.00% | 3q | +73.1%+$25.8K |
| Steward Partners Investment Advisory, LLC | $60.8K | 20,056 | 0.00% | 31q | +66.4%+$24.2K |
| Waverly Advisors, LLC | $59.3K | 19,585 | 0.00% | 2q | +2.3%+$1.4K |
| Perigon Wealth Management, LLC | $54.5K | 18,000 | 0.00% | 2q | HELD |
| PNC Financial Services Group, Inc. | $53.6K | 17,692 | 0.00% | 8q | HELD |
| Fingerlakes Wealth Management, Inc. | $48.6K | 16,050 | 0.03% | 5q | +11.6%+$5.0K |
| MERCER GLOBAL ADVISORS INC /ADV | $45.1K | 14,892 | 0.00% | 4q | HELD |
| RHODES INVESTMENT ADVISORS INC /ADV | $43.9K | 14,500 | 0.03% | 3q | HELD |
| Closed-End Fund Advisors, Inc. | $42.6K | 14,054 | 0.04% | new | NEW |
| Stonebridge Financial Group, LLC/CA | $40.0K | 13,300 | 0.01% | new | FIRST |
| Evolution Wealth Advisors, LLC | $37.1K | 12,238 | 0.00% | 14q | HELD |
| K2 PRINCIPAL FUND, L.P. | $31.5K | 10,400 | 0.00% | 6q | HELD |
| E&G Advisors, LLC | $30.9K | 10,200 | 0.01% | 2q | -4.7%-$1.5K |
| Summit Financial, LLC | $30.7K | 10,131 | 0.00% | new | NEW |
| Larson Financial Group LLC | $29.7K | 9,800 | 0.00% | 19q | -19.0%-$7.0K |
| Community Financial Services Group, LLC | $26.1K | 8,560 | 0.00% | 2q | HELD |
| Highland Investment Advisors LLC | $15.4K | 5,080 | 0.01% | new | FIRST |
| Arax Advisory Partners | $15.2K | 5,000 | 0.00% | 4q | +100.0%+$7.6K |
| Ameritas Advisory Services, LLC | $8.0K | 2,630 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $7.6K | 2,500 | 0.00% | 10q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $6.1K | 2,000 | 0.00% | 4q | HELD |
| PIN OAK INVESTMENT ADVISORS INC | $5.0K | 1,700 | 0.00% | 13q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.7K | 870 | 0.00% | 3q | HELD |
| Fortis Group Advisors, LLC | $2.0K | 666 | 0.00% | 12q | HELD |
| Cape Investment Advisory, Inc. | $606 | 200 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $530 | 175 | 0.00% | 2q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $459 | 148 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $139 | 46 | 0.00% | 2q | HELD |
| BlackRock, Inc. | $2 | 1 | 0.00% | 2q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-02 | 13G/A | SIT INVESTMENT ASSOCIATES INCwith 1 co-filers | 3.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 13 | $5.5M | 2,096,467 | 2 | 2 | 2 | 0.0% |
| Q2 2026 | 64 | $40.0M | 13,215,758 | 6 | 22 | 12 | 0.0% |
| Q1 2026 | 66 | $39.3M | 13,836,151 | 14 | 21 | 12 | 0.0% |
| Q4 2025 | 65 | $43.1M | 14,165,458 | 14 | 15 | 15 | 0.0% |
| Q3 2025 | 58 | $46.9M | 14,519,056 | 8 | 20 | 14 | 0.0% |
| Q2 2025 | 60 | $47.9M | 14,874,997 | 7 | 20 | 12 | 0.0% |
| Q1 2025 | 62 | $50.6M | 15,356,260 | 17 | 21 | 10 | 0.0% |
| Q4 2024 | 55 | $15.9M | 4,489,209 | 14 | 13 | 11 | 0.0% |
| Q3 2024 | 49 | $14.1M | 3,435,921 | 8 | 10 | 17 | 0.0% |
| Q2 2024 | 50 | $11.0M | 3,282,988 | 6 | 15 | 14 | 0.0% |
| Q1 2024 | 55 | $21.0M | 6,285,748 | 12 | 17 | 12 | 0.0% |
| Q4 2023 | 56 | $19.5M | 6,095,764 | 4 | 12 | 22 | 0.0% |
| Q3 2023 | 64 | $14.6M | 5,247,954 | 5 | 13 | 18 | 0.0% |
| Q2 2023 | 64 | $17.2M | 5,643,002 | 13 | 18 | 14 | 0.0% |
| Q1 2023 | 58 | $13.5M | 4,403,478 | 12 | 11 | 15 | 0.0% |
| Q4 2022 | 52 | $58.1M | 18,535,041 | 11 | 10 | 15 | 0.0% |
| Q3 2022 | 42 | $12.9M | 3,779,601 | 2 | 6 | 16 | 0.0% |
| Q2 2022 | 49 | $16.0M | 3,965,055 | 7 | 11 | 6 | 0.0% |
| Q1 2022 | 50 | $27.8M | 5,567,795 | 8 | 12 | 9 | 0.0% |
| Q4 2021 | 50 | $28.2M | 5,359,277 | 9 | 14 | 5 | 0.0% |
| Q3 2021 | 44 | $24.7M | 5,144,256 | 6 | 9 | 11 | 0.0% |
| Q2 2021 | 44 | $26.0M | 5,118,368 | 5 | 12 | 11 | 0.0% |
| Q1 2021 | 49 | $23.4M | 5,135,293 | 7 | 10 | 12 | 0.0% |
| Q4 2020 | 45 | $23.3M | 5,287,016 | 7 | 6 | 17 | 0.0% |
| Q3 2020 | 41 | $21.8M | 5,866,563 | 4 | 8 | 16 | 0.0% |
| Q2 2020 | 44 | $22.8M | 6,283,775 | 6 | 9 | 18 | 0.0% |
| Q1 2020 | 46 | $22.4M | 7,477,676 | 5 | 13 | 16 | 0.0% |
| Q4 2019 | 53 | $40.7M | 7,303,425 | 9 | 16 | 11 | 0.0% |
| Q3 2019 | 46 | $29.7M | 5,236,460 | 8 | 9 | 12 | 0.0% |
| Q2 2019 | 48 | $32.9M | 6,402,585 | 8 | 14 | 7 | 0.0% |
| Q1 2019 | 52 | $37.8M | 7,797,679 | 4 | 14 | 15 | 0.0% |
| Q4 2018 | 52 | $30.4M | 7,318,559 | 0 | 1 | 1 | 0.0% |