DaveManuel.com · Institutional Ownership · Who Owns It
NEXPOINT DIVERSIFIED REL ET (NXDT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
126
Reporting holders
$141.3M
Reported value
51.1%
Of shares outstanding
0.2%
Calls
0.1%
Puts
-3
Holder change
Institutions report 27,141,946 shares against 53,106,027 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NEXPOINT ASSET MANAGEMENT, L.P. | $28.5M | 5,481,827 | 1.90% | 28q | +2.2%+$605.8K |
| RAYMOND JAMES FINANCIAL INC | $21.6M | 4,166,954 | 0.01% | 7q | +32.1%+$5.3M |
| BlackRock, Inc. | $17.3M | 3,327,599 | 0.00% | 8q | +6.4%+$1.0M |
| MORGAN STANLEY | $11.6M | 2,243,416 | 0.00% | 35q | -11.4%-$1.5M |
| VANGUARD CAPITAL MANAGEMENT LLC | $8.5M | 1,646,158 | 0.00% | 2q | -3.6%-$323.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $5.4M | 1,034,651 | 0.00% | 15q | +3.5%+$181.4K |
| Cambridge Investment Research Advisors, Inc. | $4.9M | 952,422 | 0.01% | 31q | +107.4%+$2.6M |
| Matisse Capital | $4.8M | 923,630 | 1.92% | 31q | +2.2%+$102.7K |
| TCW GROUP INC | $4.8M | 923,518 | 0.03% | 6q | +6.5%+$290.6K |
| STATE STREET CORP | $4.5M | 872,223 | 0.00% | 15q | -3.4%-$160.4K |
| OPPENHEIMER & CO INC | $2.2M | 427,148 | 0.02% | 26q | +18.2%+$341.9K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $2.0M | 380,625 | 0.00% | 15q | +3.9%+$74.2K |
| Concorde Asset Management, LLC | $1.6M | 303,434 | 0.91% | 18q | +1.0%+$16.2K |
| NORTHERN TRUST CORP | $1.6M | 302,818 | 0.00% | 15q | +2.3%+$34.6K |
| Bulldog Investors, LLP | $1.6M | 300,011 | 0.34% | 18q | +2.4%+$35.8K |
| VANGUARD FIDUCIARY TRUST CO | $1.4M | 275,717 | 0.00% | 2q | +3.0%+$42.0K |
| Camelot Portfolios, LLC | $1.3M | 257,035 | 0.93% | 24q | -0.7%-$9.5K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.3M | 248,044 | 0.00% | 2q | +15.2%+$169.9K |
| MADDEN SECURITIES Corp | $1.2M | 231,714 | 0.33% | 5q | +2.2%+$25.6K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $960.8K | 185,131 | 0.05% | 18q | +10.0%+$87.6K |
| JANE STREET GROUP, LLC | $727.3K incl. $115.7K options CALL | 117,839 | 0.00% | 4q | -40.1%-$487.9K |
| UBS Group AG | $720.9K | 138,906 | 0.00% | 12q | -36.7%-$418.7K |
| GatePass Capital, LLC | $713.7K | 137,508 | 0.27% | 7q | -2.6%-$19.4K |
| Bank of New York Mellon Corp | $660.0K | 127,175 | 0.00% | 13q | -9.7%-$71.2K |
| Quantinno Capital Management LP | $600.5K | 115,704 | 0.00% | 4q | +64.8%+$236.1K |
| GOLDMAN SACHS GROUP INC | $599.8K | 115,569 | 0.00% | 14q | -31.2%-$271.5K |
| Nuveen, LLC | $587.4K | 113,184 | 0.00% | 6q | -58.5%-$829.4K |
| AQR CAPITAL MANAGEMENT LLC | $536.9K | 103,440 | 0.00% | 9q | +7.2%+$36.3K |
| Odyssean, LLC | $492.2K | 94,837 | 0.08% | 3q | +2.2%+$10.5K |
| FULLER & THALER ASSET MANAGEMENT, INC. | $481.9K | 92,857 | 0.00% | 5q | +1.8%+$8.8K |
| CITADEL ADVISORS LLC | $403.8K incl. $199.3K options CALL+PUT | 39,402 | 0.00% | 12q | -46.3%-$348.1K |
| BTG Pactual Asset Management US LLC | $360.3K | 69,419 | 0.02% | 8q | +1.9%+$6.7K |
| Legacy Wealth Managment, LLC/ID | $334.3K | 64,409 | 0.14% | 8q | +12.1%+$36.1K |
| WEDBUSH SECURITIES INC | $334.0K | 64,310 | 0.01% | 18q | -20.2%-$84.7K |
| NOMURA ASSET MANAGEMENT CO LTD | $328.2K | 63,229 | 0.00% | 15q | +2.1%+$6.7K |
| XTX Topco Ltd | $324.9K | 62,599 | 0.00% | 2q | -12.2%-$45.0K |
| SMH CAPITAL ADVISORS INC | $310.3K | 59,797 | 1.22% | 22q | +2.3%+$7.0K |
| Asset Management One Co., Ltd. | $303.4K | 58,467 | 0.00% | 15q | +2.7%+$8.0K |
| Russell Investments Group, Ltd. | $258.9K | 49,883 | 0.00% | 10q | +158.4%+$158.7K |
| ALLIANCEBERNSTEIN L.P. | $251.4K | 53,835 | 0.00% | 9q | +11.2%+$25.4K |
| Susquehanna Portfolio Strategies, LLC | $243.9K | 46,986 | 0.00% | 2q | +2.2%+$5.2K |
| Invesco Ltd. | $243.2K | 46,856 | 0.00% | 13q | +25.6%+$49.6K |
| BANK OF AMERICA CORP /DE/ | $237.2K | 45,698 | 0.00% | 31q | -20.8%-$62.4K |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $220.8K | 42,548 | 0.00% | 3q | +1.8%+$3.9K |
| DEUTSCHE BANK AG\ | $189.5K | 36,514 | 0.00% | 13q | +32.4%+$46.4K |
| RHUMBLINE ADVISERS | $187.6K | 36,154 | 0.00% | 13q | +4.8%+$8.7K |
| Mitsubishi UFJ Asset Management Co., Ltd. | $187.3K | 36,088 | 0.00% | 15q | +2.3%+$4.3K |
| Empowered Funds, LLC | $185.4K | 35,714 | 0.00% | new | NEW |
| Catalyst Capital Advisors LLC | $183.1K | 35,288 | 0.00% | 22q | +2.4%+$4.2K |
| WELLS FARGO & COMPANY/MN | $172.9K | 33,306 | 0.00% | 31q | +89.7%+$81.8K |
| Sovereign Financial Group, Inc. | $172.2K | 33,183 | 0.03% | 8q | +8.9%+$14.1K |
| Sumitomo Mitsui Trust Group, Inc. | $171.4K | 33,027 | 0.00% | 15q | -8.8%-$16.5K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $170.0K | 32,732 | 0.00% | 8q | +6.1%+$9.7K |
| Cetera Investment Advisers | $139.8K | 26,941 | 0.00% | 14q | -2.3%-$3.4K |
| MetLife Investment Management, LLC | $125.9K | 24,250 | 0.00% | 13q | +4.6%+$5.6K |
| ENVESTNET ASSET MANAGEMENT INC | $114.6K | 22,089 | 0.00% | 23q | -8.9%-$11.2K |
| CALDWELL SUTTER CAPITAL, INC. | $107.4K | 20,701 | 0.04% | 15q | HELD |
| SIMPLEX TRADING, LLC | $107.4K CALL | options only | 0.00% | 7q | OPTIONS |
| SEI INVESTMENTS CO | $107.2K | 20,647 | 0.00% | 6q | +2.3%+$2.5K |
| State of Alaska, Department of Revenue | $97.0K | 18,803 | 0.00% | 13q | +2.3%+$2.2K |
| CITIGROUP INC | $88.2K | 16,988 | 0.00% | 15q | +887.1%+$79.2K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $88.0K | 16,960 | 0.00% | 9q | HELD |
| Resona Asset Management Co.,Ltd. | $84.0K | 16,233 | 0.00% | 10q | +1.7%+$1.4K |
| JPMORGAN CHASE & CO | $83.8K | 16,215 | 0.00% | 13q | -8.5%-$7.8K |
| HighTower Advisors, LLC | $82.6K | 15,907 | 0.00% | new | NEW |
| LPL Financial LLC | $82.1K | 15,813 | 0.00% | 2q | +30.9%+$19.4K |
| Daiwa Securities Group Inc. | $80.2K | 15,460 | 0.00% | 15q | -0.8% |
| Vanguard Global Advisers, LLC | $75.4K | 14,527 | 0.00% | 2q | +2.2%+$1.6K |
| Burford Brothers, Inc. | $68.3K | 13,163 | 0.03% | 11q | -32.7%-$33.2K |
| Police & Firemen's Retirement System of New Jersey | $68.1K | 13,119 | 0.00% | 7q | HELD |
| FMR LLC | $66.9K | 12,886 | 0.00% | 13q | +7.7%+$4.8K |
| Capital Investment Advisors, LLC | $65.5K | 12,613 | 0.00% | 25q | -4.6%-$3.2K |
| NEUBERGER BERMAN GROUP LLC | $59.0K | 11,365 | 0.00% | 3q | -21.3%-$16.0K |
| Copley Financial Group, Inc. | $55.3K | 10,656 | 0.03% | 2q | +2.2%+$1.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $53.7K | 10,327 | 0.00% | new | NEW |
| STRS OHIO | $41.0K | 7,897 | 0.00% | 13q | +3.3%+$1.3K |
| HARBOUR INVESTMENTS, INC. | $41.0K | 7,892 | 0.00% | 21q | +3.2%+$1.3K |
| BNP PARIBAS FINANCIAL MARKETS | $34.2K | 6,592 | 0.00% | 13q | -24.6%-$11.2K |
| NEW YORK STATE COMMON RETIREMENT FUND | $29.5K | 5,677 | 0.00% | 13q | +2.2% |
| Tower Research Capital LLC (TRC) | $29.4K | 5,668 | 0.00% | 13q | +58.8%+$10.9K |
| BARCLAYS PLC | $28.9K | 5,565 | 0.00% | 23q | -24.6%-$9.4K |
| IFP Advisors, Inc | $24.9K | 4,801 | 0.00% | 5q | HELD |
| OSAIC HOLDINGS, INC. | $20.0K | 3,847 | 0.00% | 26q | +123.5%+$11.0K |
| PNC Financial Services Group, Inc. | $19.8K | 3,807 | 0.00% | 25q | -2.0% |
| Legal & General Group Plc | $16.9K | 3,260 | 0.00% | 13q | +2.3% |
| Ameritas Investment Partners, Inc. | $16.4K | 3,160 | 0.00% | 13q | +2.3% |
| Arax Advisory Partners | $16.0K | 3,081 | 0.00% | 14q | +484.6%+$13.3K |
| ROYAL BANK OF CANADA | $10.0K | 1,922 | 0.00% | 31q | +460.3%+$8.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.5K | 1,441 | 0.00% | new | NEW |
| GAMMA Investing LLC | $7.2K | 1,396 | 0.00% | 3q | +94.4%+$3.5K |
| Pinnacle Wealth Planning Services, Inc. | $6.8K | 1,314 | 0.00% | 3q | +2.1% |
| BFC Planning, Inc. | $6.5K | 1,244 | 0.00% | 7q | HELD |
| Versant Capital Management, Inc | $6.2K | 1,190 | 0.00% | 2q | +4.9% |
| Rockefeller Capital Management L.P. | $5.0K | 973 | 0.00% | 4q | -72.5%-$13.3K |
| Financial Gravity Companies, Inc. | $3.6K | 698 | 0.00% | 2q | +9.6% |
| Sterling Capital Management LLC | $3.6K | 685 | 0.00% | 8q | -46.9%-$3.1K |
| NewEdge Advisors, LLC | $3.4K | 663 | 0.00% | 15q | +9.2% |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.6K | 507 | 0.00% | 13q | -74.7%-$7.8K |
| Optiver Holding B.V. | $2.0K | 390 | 0.00% | 4q | +3.2% |
| NISA INVESTMENT ADVISORS, LLC | $1.8K | 356 | 0.00% | 13q | -91.7%-$20.5K |
Showing the largest 100 of 126 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-20 | NORRIS DUSTIN DAVID | See Remarks | Bought | 53,663 | $262.9K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $9.7M | 1,857,095 | 2 | 10 | 7 | 0.0% |
| Q2 2026 | 126 | $141.3M | 27,141,946 | 9 | 69 | 31 | 0.3% |
| Q1 2026 | 129 | $120.4M | 25,740,103 | 11 | 72 | 29 | 0.2% |
| Q4 2025 | 125 | $95.1M | 24,728,324 | 15 | 55 | 44 | 0.4% |
| Q3 2025 | 122 | $89.0M | 24,101,760 | 13 | 59 | 37 | 0.1% |
| Q2 2025 | 117 | $102.4M | 24,394,799 | 12 | 63 | 33 | 0.1% |
| Q1 2025 | 124 | $91.7M | 23,906,442 | 19 | 50 | 45 | 0.1% |
| Q4 2024 | 121 | $146.2M | 23,991,466 | 11 | 66 | 29 | 0.0% |
| Q3 2024 | 120 | $135.4M | 21,659,310 | 17 | 71 | 20 | 0.1% |
| Q2 2024 | 114 | $116.8M | 21,102,961 | 25 | 56 | 26 | 0.1% |
| Q1 2024 | 98 | $168.2M | 25,497,524 | 8 | 63 | 22 | 0.0% |
| Q4 2023 | 107 | $181.1M | 22,769,132 | 13 | 52 | 29 | 0.0% |
| Q3 2023 | 100 | $168.5M | 19,314,814 | 13 | 43 | 26 | 0.3% |
| Q2 2023 | 93 | $240.7M | 19,221,214 | 25 | 21 | 22 | 0.0% |
| Q1 2023 | 91 | $173.2M | 16,680,585 | 20 | 26 | 16 | 0.0% |
| Q4 2022 | 75 | $174.8M | 15,595,988 | 25 | 20 | 10 | 0.0% |
| Q3 2022 | 65 | $178.4M | 14,203,245 | 10 | 18 | 19 | 0.0% |
| Q2 2022 | 63 | $218.0M | 13,098,789 | 10 | 20 | 16 | 0.0% |
| Q1 2022 | 63 | $233.9M | 14,659,235 | 14 | 14 | 19 | 0.0% |
| Q4 2021 | 69 | $209.7M | 15,160,533 | 11 | 24 | 17 | 0.0% |
| Q3 2021 | 63 | $209.0M | 14,900,116 | 4 | 24 | 18 | 0.0% |
| Q2 2021 | 68 | $193.4M | 13,963,852 | 14 | 20 | 16 | 0.0% |
| Q1 2021 | 57 | $160.2M | 13,929,883 | 5 | 20 | 21 | 0.0% |
| Q4 2020 | 66 | $181.5M | 17,142,747 | 16 | 15 | 20 | 0.0% |
| Q3 2020 | 64 | $13.4B | 1,551,347,428 | 11 | 20 | 22 | 0.0% |
| Q2 2020 | 62 | $181.2M | 17,376,183 | 9 | 20 | 21 | 0.0% |
| Q1 2020 | 63 | $149.0M | 17,959,641 | 11 | 23 | 17 | 0.0% |
| Q4 2019 | 66 | $311.9M | 17,641,402 | 16 | 19 | 18 | 0.0% |
| Q3 2019 | 58 | $311.0M | 17,344,744 | 8 | 25 | 15 | 0.0% |
| Q2 2019 | 57 | $333.2M | 17,611,223 | 14 | 30 | 7 | 0.0% |
| Q1 2019 | 48 | $244.1M | 11,214,991 | 3 | 24 | 10 | 0.0% |
| Q4 2018 | 55 | $238.4M | 11,594,032 | 1 | 2 | 1 | 0.0% |