DaveManuel.com · Institutional Ownership · Who Owns It
HARRIS OAKMARK ETF TRUST (OAKM)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
97
Reporting holders
$697.9M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Choate Investment Advisors | $163.9M | 5,819,404 | 2.88% | 5q | -4.5%-$7.7M |
| Cerity Partners LLC | $94.6M | 3,359,852 | 0.11% | 4q | +7.7%+$6.8M |
| LPL Financial LLC | $60.0M | 2,130,645 | 0.01% | 5q | +0.7%+$437.3K |
| OSAIC HOLDINGS, INC. | $30.3M | 1,074,551 | 0.04% | 5q | HELD |
| BANK OF AMERICA CORP /DE/ | $29.9M | 1,062,060 | 0.00% | 4q | -10.1%-$3.4M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $27.3M | 935,881 | 0.05% | 7q | +7.5%+$1.9M |
| RAYMOND JAMES FINANCIAL INC | $26.3M | 933,925 | 0.01% | 5q | +28.8%+$5.9M |
| ABOUND FINANCIAL, LLC | $26.1M | 925,844 | 10.40% | 5q | -0.6%-$146.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $22.4M | 795,881 | 0.03% | 6q | +13.6%+$2.7M |
| ROYAL BANK OF CANADA | $18.5M | 655,583 | 0.00% | 6q | -2.3%-$431.9K |
| A&I FINANCIAL SERVICES, LLC | $16.9M | 598,911 | 7.35% | 6q | +0.6%+$103.9K |
| KWB Wealth | $13.7M | 486,376 | 1.17% | 3q | +36.8%+$3.7M |
| Steward Partners Investment Advisory, LLC | $11.4M | 403,016 | 0.06% | 6q | HELD |
| BEAM WEALTH ADVISORS, INC. | $10.8M | 382,037 | 2.37% | 4q | -5.5%-$626.6K |
| Appalachian Capital Management Ltd | $8.6M | 304,967 | 6.23% | 3q | +3.3%+$274.8K |
| Cambridge Investment Research Advisors, Inc. | $8.4M | 297,140 | 0.01% | 7q | +116.2%+$4.5M |
| NavPoint Financial, Inc. | $8.1M | 289,289 | 3.02% | 7q | +14.6%+$1.0M |
| Stratos Wealth Partners, LTD. | $7.3M | 260,119 | 0.07% | new | NEW |
| &PARTNERS | $6.4M | 227,913 | 0.03% | 6q | +17.8%+$968.9K |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $6.4M | 225,564 | 3.18% | 5q | +21.9%+$1.1M |
| Three Magnolias Financial Advisors, LLC | $6.3M | 223,342 | 3.51% | 6q | +10.2%+$582.5K |
| Alliance Private Wealth, LLC | $5.8M | 207,457 | 2.03% | 3q | -5.7%-$354.6K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $5.5M | 195,673 | 1.73% | 3q | +176.9%+$3.5M |
| Cheviot Value Management, LLC | $5.4M | 192,975 | 0.55% | 6q | +12.8%+$615.9K |
| JABODON PT CO | $5.4M | 192,746 | 0.53% | 2q | +110.2%+$2.8M |
| STIFEL FINANCIAL CORP | $4.9M | 173,702 | 0.00% | 3q | +6.4%+$292.8K |
| Baird Financial Group, Inc. | $4.7M | 167,988 | 0.01% | new | NEW |
| Western Pacific Wealth Management, LP | $4.6M | 163,865 | 4.17% | 7q | +2.2%+$98.5K |
| Investment Planning Advisors, Inc. | $3.4M | 122,307 | 0.80% | 3q | +0.7%+$23.2K |
| TWO SIGMA INVESTMENTS, LP | $3.3M | 117,400 | 0.00% | new | NEW |
| DKM Wealth Management, Inc. | $2.9M | 103,754 | 1.91% | 6q | -17.4%-$614.9K |
| Maridea Wealth Management LLC | $2.4M | 85,899 | 0.26% | 5q | -12.4%-$343.3K |
| Gateway Wealth Partners, LLC | $2.4M | 84,622 | 0.14% | 3q | -51.2%-$2.5M |
| Valeo Financial Advisors, LLC | $2.3M | 82,091 | 0.05% | 4q | -2.7%-$63.0K |
| IFP Advisors, Inc | $2.2M | 78,467 | 0.04% | 6q | -1.9%-$42.6K |
| Sugar Maple Asset Management, LLC | $2.2M | 77,466 | 1.41% | 6q | -22.1%-$618.2K |
| MAI Capital Management | $2.2M | 76,414 | 0.01% | 6q | +353.5%+$1.7M |
| MML INVESTORS SERVICES, LLC | $2.1M | 73,485 | 0.00% | 6q | +15.5%+$278.5K |
| Sprinkle Financial Consultants LLC | $2.0M | 69,650 | 0.77% | 5q | +2.8%+$54.4K |
| CITADEL ADVISORS LLC | $1.6M | 57,204 | 0.00% | 3q | -52.9%-$1.8M |
| MORGAN STANLEY | $1.5M | 51,506 | 0.00% | 5q | +6.7%+$91.6K |
| J.W. COLE ADVISORS, INC. | $1.4M | 50,367 | 0.02% | new | NEW |
| Focus Partners Wealth | $1.3M | 46,827 | 0.00% | 2q | +33.0%+$327.6K |
| Corient Private Wealth LP | $1.2M | 43,312 | 0.00% | 4q | +7.0%+$80.2K |
| Cascades Capital Asset Management, LLC | $1.2M | 43,216 | 0.45% | 4q | -4.5%-$57.8K |
| Aprio Wealth Management, LLC | $1.2M | 42,606 | 0.06% | 3q | +1.4%+$16.6K |
| DAVENPORT & Co LLC | $1.0M | 37,237 | 0.01% | 5q | +1.1%+$11.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $851.5K | 30,226 | 0.00% | 2q | -1.7%-$14.4K |
| Kestra Advisory Services, LLC | $815.6K | 28,953 | 0.00% | 3q | +44.9%+$252.7K |
| Alpha Advisors, LLC/VA | $808.1K | 28,686 | 0.61% | 6q | +39.7%+$229.6K |
| NORTHERN TRUST CORP | $798.4K | 28,343 | 0.00% | 2q | -33.0%-$392.8K |
| Associated Banc-Corp | $770.0K | 27,333 | 0.02% | 4q | +13.0%+$88.7K |
| ENVESTNET ASSET MANAGEMENT INC | $764.2K | 27,127 | 0.00% | 3q | +8.7%+$61.2K |
| ARQ WEALTH ADVISORS, LLC | $696.6K | 23,937 | 0.09% | 2q | -92.9%-$9.1M |
| Birchwood Financial Partners, Inc. | $642.6K | 22,812 | 0.53% | 3q | +22.3%+$117.0K |
| Ehrenkranz Partners L.P. | $613.7K | 21,787 | 0.35% | 2q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $598.2K | 21,237 | 0.03% | 2q | +39.2%+$168.4K |
| Legacy Trust | $577.3K | 20,493 | 0.10% | new | NEW |
| Horizon Wealth Management, LLC | $554.2K | 19,675 | 0.07% | 5q | -98.6%-$37.8M |
| FIRST FOUNDATION ADVISORS | $542.0K | 19,240 | 0.02% | new | NEW |
| SITTNER & NELSON, LLC | $530.7K | 18,840 | 0.17% | 6q | +16.3%+$74.5K |
| JONES FINANCIAL COMPANIES LLLP | $528.8K | 18,619 | 0.00% | new | NEW |
| Southeast Asset Advisors, LLC | $526.1K | 18,676 | 0.05% | 2q | +11.1%+$52.5K |
| Nautilus Advisors LLC | $519.4K | 17,830 | 0.31% | 4q | -59.6%-$767.4K |
| TrustWell Financial Advisors, LLC | $479.3K | 17,014 | 0.41% | 3q | HELD |
| UBS Group AG | $478.0K | 16,969 | 0.00% | new | NEW |
| Dickmeyer Boyce Financial Management, Inc. | $460.5K | 16,348 | 0.24% | 2q | +3.6%+$16.1K |
| Next Level Private LLC | $459.4K | 16,309 | 0.09% | 5q | -5.7%-$27.6K |
| Millstone Evans Group, LLC | $419.8K | 14,904 | 0.23% | 3q | -21.1%-$112.5K |
| Dakota Wealth Management | $394.6K | 14,007 | 0.01% | new | NEW |
| HighTower Advisors, LLC | $388.5K | 13,793 | 0.00% | 5q | -2.8%-$11.0K |
| Capital Investment Advisory Services, LLC | $382.4K | 13,575 | 0.02% | 3q | +7.1%+$25.5K |
| 1620 INVESTMENT ADVISORS, INC. | $376.2K | 13,356 | 0.23% | new | NEW |
| HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | $373.0K | 13,300 | 0.04% | 2q | +52.9%+$129.0K |
| Stone Wealth Partners | $365.1K | 12,962 | 0.27% | 3q | +28.0%+$80.0K |
| Concurrent Investment Advisors, LLC | $350.8K | 12,453 | 0.00% | 3q | +16.6%+$49.9K |
| Parkside Financial Bank & Trust | $343.6K | 12,199 | 0.02% | new | NEW |
| SMITH, MOORE & CO. | $341.2K | 12,111 | 0.02% | 2q | +20.3%+$57.5K |
| Sage Capital Management, LLC | $332.4K | 11,800 | 0.13% | 5q | +9.3%+$28.2K |
| SpringVest Wealth Management LLC | $319.3K | 11,333 | 0.20% | 4q | +45.6%+$100.0K |
| GOLDMAN SACHS GROUP INC | $306.4K | 10,878 | 0.00% | new | NEW |
| McCarley & Cook Financial Planners | $287.8K | 10,218 | 0.22% | 3q | HELD |
| Janney Montgomery Scott LLC | $277.0K | 9,828 | 0.00% | 3q | HELD |
| MANCHESTER FINANCIAL INC | $274.4K | 9,739 | 0.05% | 4q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $269.9K | 9,581 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $266.0K | 9,444 | 0.00% | 4q | -6.0%-$16.9K |
| Greater Midwest Financial Group, LLC | $246.6K | 8,754 | 0.12% | 4q | -98.3%-$14.6M |
| B. Riley Wealth Advisors, Inc. | $227.0K | 8,000 | 0.01% | 5q | HELD |
| Holos Integrated Wealth LLC | $140.8K | 4,800 | 0.07% | 2q | HELD |
| WPG Advisers, LLC | $119.7K | 4,248 | 0.07% | 4q | +129.6%+$67.6K |
| JPMORGAN CHASE & CO | $58.2K | 2,051 | 0.00% | 3q | -65.0%-$108.0K |
| ROTHSCHILD INVESTMENT LLC | $56.3K | 2,000 | 0.00% | 7q | HELD |
| PRIVATE TRUST CO NA | $55.9K | 1,985 | 0.00% | 2q | -67.4%-$115.8K |
| BNP PARIBAS FINANCIAL MARKETS | $12.1K | 428 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $9.1K | 323 | 0.00% | 2q | +254.9%+$6.5K |
| Pinnacle Bancorp, Inc. | $7.5K | 268 | 0.00% | 3q | -2.5% |
| OAKWORTH CAPITAL, INC. | $7.2K | 250 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 37 | $111.7M | 3,784,335 | 4 | 14 | 8 | 0.0% |
| Q2 2026 | 97 | $697.9M | 24,739,578 | 15 | 45 | 27 | 0.0% |
| Q1 2026 | 98 | $722.0M | 26,185,233 | 17 | 50 | 15 | 0.0% |
| Q4 2025 | 91 | $680.2M | 23,939,577 | 23 | 45 | 7 | 0.0% |
| Q3 2025 | 65 | $525.5M | 19,631,919 | 20 | 31 | 3 | 0.0% |
| Q2 2025 | 50 | $419.9M | 16,332,096 | 21 | 22 | 4 | 0.0% |
| Q1 2025 | 33 | $118.5M | 4,558,098 | 24 | 6 | 0 | 0.0% |
| Q4 2024 | 10 | $22.4M | 952,079 | 10 | 0 | 0 | 0.0% |