DaveManuel.com · Institutional Ownership · Who Owns It
HIGH INCOME SECS FD (PCF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
56
Reporting holders
$25.4M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $7.9M | 1,440,083 | 0.00% | 22q | +3.0%+$229.0K |
| MORGAN STANLEY | $3.9M | 715,049 | 0.00% | 32q | +11.6%+$407.2K |
| RAYMOND JAMES FINANCIAL INC | $2.6M | 477,665 | 0.00% | 7q | -1.2%-$32.7K |
| Invesco Ltd. | $1.6M | 292,889 | 0.00% | 16q | +6.2%+$93.0K |
| Almitas Capital LLC | $1.1M | 209,322 | 0.27% | 2q | +169.0%+$719.4K |
| Saba Capital Management, L.P. | $1.1M | 194,477 | 0.03% | 2q | +9.2%+$89.7K |
| Samalin Investment Counsel, LLC | $822.5K | 150,363 | 0.26% | 6q | +19.6%+$135.0K |
| Advisors Asset Management, Inc. | $653.2K | 119,413 | 0.01% | 6q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $553.4K | 101,167 | 0.03% | 3q | -1.4%-$7.6K |
| HARBOUR INVESTMENTS, INC. | $527.6K | 96,449 | 0.01% | 8q | -4.4%-$24.5K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $394.6K | 72,147 | 0.05% | 13q | HELD |
| NewEdge Advisors, LLC | $338.0K | 61,800 | 0.00% | 19q | -15.2%-$60.7K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $335.7K | 61,363 | 0.03% | 3q | -43.5%-$258.5K |
| MELFA WEALTH MANAGEMENT, INC. | $334.3K | 61,119 | 0.18% | 15q | +98.9%+$166.3K |
| OSAIC HOLDINGS, INC. | $317.0K | 57,956 | 0.00% | 26q | -29.8%-$134.8K |
| LANARK FINANCIAL, INC. | $241.4K | 44,129 | 0.02% | 3q | +98.3%+$119.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $201.0K | 36,807 | 0.00% | 8q | +2.9%+$5.6K |
| Quarry LP | $200.7K | 36,689 | 0.02% | 3q | -43.5%-$154.6K |
| MGO ONE SEVEN LLC | $191.4K | 34,999 | 0.00% | 7q | HELD |
| SeaCrest Wealth Management, LLC | $179.7K | 32,848 | 0.02% | 23q | +11.8%+$19.0K |
| Cambridge Investment Research Advisors, Inc. | $124.0K | 22,766 | 0.00% | 2q | +58.5%+$45.8K |
| SILVERLAKE WEALTH MANAGEMENT LLC | $118.0K | 21,579 | 0.02% | 19q | -3.2%-$3.9K |
| Tactive Advisors, LLC | $116.1K | 21,226 | 0.03% | 5q | +1.0%+$1.2K |
| Gilman Hill Asset Management, LLC | $109.4K | 20,000 | 0.01% | 15q | HELD |
| Kovack Advisors, Inc. | $107.3K | 19,495 | 0.01% | 3q | +18.6%+$16.8K |
| Cetera Investment Advisers | $106.2K | 19,410 | 0.00% | 19q | -20.0%-$26.5K |
| Merit Financial Group, LLC | $104.2K | 19,045 | 0.00% | 20q | +2.5%+$2.6K |
| Logan Stone Capital, LLC | $97.5K | 17,820 | 0.02% | 3q | +18.4%+$15.2K |
| Live Oak Private Wealth LLC | $96.0K | 17,557 | 0.01% | 2q | HELD |
| UHLMANN PRICE SECURITIES, LLC | $95.8K | 17,517 | 0.00% | 8q | +45.8%+$30.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $94.4K | 17,254 | 0.00% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $90.9K | 16,617 | 0.01% | 6q | HELD |
| BENJAMIN EDWARDS INC | $79.2K | 14,472 | 0.00% | 4q | -5.7%-$4.8K |
| Bulldog Investors, LLP | $76.4K | 13,961 | 0.02% | 5q | HELD |
| NWF Advisory Services Inc. | $74.9K | 13,700 | 0.01% | 6q | HELD |
| Lido Advisors, LLC | $65.7K | 12,013 | 0.00% | 2q | HELD |
| Savvy Advisors, Inc. | $62.7K | 11,460 | 0.00% | 3q | -11.9%-$8.5K |
| AlphaStar Capital Management, LLC | $60.7K | 11,100 | 0.00% | new | NEW |
| EASTERN BANK | $43.8K | 8,000 | 0.00% | 8q | HELD |
| Noble Wealth Management PBC | $40.6K | 7,426 | 0.02% | 6q | -6.4%-$2.8K |
| ROYAL BANK OF CANADA | $40.0K | 7,311 | 0.00% | 31q | +2.4% |
| WELLS FARGO & COMPANY/MN | $31.5K | 5,761 | 0.00% | 31q | -80.1%-$126.5K |
| UBS Group AG | $30.7K | 5,605 | 0.00% | 31q | -18.9%-$7.2K |
| Global Retirement Partners, LLC | $14.0K | 2,555 | 0.00% | 2q | +11.0%+$1.4K |
| BFC Planning, Inc. | $13.1K | 2,390 | 0.00% | 7q | +3.2% |
| Millstone Evans Group, LLC | $8.8K | 1,600 | 0.00% | 7q | HELD |
| Arax Advisory Partners | $6.9K | 1,264 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $6.6K | 1,200 | 0.00% | 10q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $4.8K | 874 | 0.00% | 3q | HELD |
| WINMILL & CO. INC | $3.6K | 662 | 0.00% | 25q | HELD |
| Institute for Wealth Management, LLC. | $3.3K | 600 | 0.00% | new | NEW |
| TRUST CO OF VERMONT | $2.7K | 500 | 0.00% | 3q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.7K | 500 | 0.00% | 4q | HELD |
| WPG Advisers, LLC | $2.1K | 392 | 0.00% | 7q | +2.1% |
| FIFTH THIRD BANCORP | $348 | 64 | 0.00% | 2q | +23.1% |
| CALDWELL SUTTER CAPITAL, INC. | $11 | 2 | 0.00% | 10q | HELD |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-19 | GOLDSTEIN PHILLIP | Director, Other | Bought | 20,000 | $107.7K ×2 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 20 | $3.1M | 597,428 | 2 | 6 | 5 | 0.0% |
| Q2 2026 | 56 | $25.4M | 4,650,432 | 4 | 21 | 14 | 0.0% |
| Q1 2026 | 56 | $24.5M | 4,437,660 | 8 | 22 | 15 | 0.0% |
| Q4 2025 | 60 | $24.6M | 4,000,441 | 13 | 12 | 17 | 0.0% |
| Q3 2025 | 49 | $23.7M | 3,726,959 | 4 | 16 | 10 | 0.0% |
| Q2 2025 | 47 | $23.1M | 3,632,576 | 6 | 16 | 11 | 0.0% |
| Q1 2025 | 48 | $24.2M | 3,637,733 | 9 | 10 | 17 | 0.0% |
| Q4 2024 | 52 | $24.8M | 3,799,191 | 9 | 12 | 14 | 0.0% |
| Q3 2024 | 54 | $84.6M | 12,386,066 | 11 | 23 | 8 | 0.0% |
| Q2 2024 | 48 | $26.5M | 3,792,455 | 14 | 10 | 9 | 0.0% |
| Q1 2024 | 45 | $25.8M | 3,805,912 | 7 | 10 | 10 | 0.0% |
| Q4 2023 | 42 | $19.4M | 3,017,438 | 4 | 15 | 13 | 0.0% |
| Q3 2023 | 40 | $17.9M | 2,897,398 | 7 | 8 | 10 | 0.0% |
| Q2 2023 | 38 | $19.1M | 2,948,962 | 2 | 15 | 5 | 0.0% |
| Q1 2023 | 43 | $20.3M | 3,132,263 | 4 | 12 | 8 | 0.0% |
| Q4 2022 | 42 | $19.9M | 3,064,981 | 7 | 13 | 8 | 0.0% |
| Q3 2022 | 39 | $240.5M | 34,906,583 | 6 | 13 | 9 | 0.0% |
| Q2 2022 | 36 | $281.0M | 38,600,119 | 2 | 14 | 7 | 0.0% |
| Q1 2022 | 40 | $309.3M | 39,047,601 | 6 | 16 | 7 | 0.0% |
| Q4 2021 | 37 | $329.0M | 38,033,289 | 13 | 13 | 1 | 0.0% |
| Q3 2021 | 26 | $5.7M | 645,933 | 7 | 10 | 3 | 0.0% |
| Q2 2021 | 22 | $5.1M | 527,764 | 3 | 7 | 2 | 0.0% |
| Q1 2021 | 22 | $8.3M | 953,819 | 6 | 8 | 6 | 0.0% |
| Q4 2020 | 19 | $3.2M | 337,550 | 6 | 2 | 5 | 8.4% |
| Q3 2020 | 17 | $5.4M | 651,201 | 0 | 3 | 5 | 0.0% |
| Q2 2020 | 19 | $6.0M | 786,991 | 5 | 4 | 5 | 0.0% |
| Q1 2020 | 18 | $5.5M | 845,274 | 1 | 7 | 4 | 0.0% |
| Q4 2019 | 23 | $10.6M | 1,181,626 | 4 | 7 | 4 | 0.0% |
| Q3 2019 | 23 | $10.6M | 1,247,588 | 5 | 6 | 5 | 0.0% |
| Q2 2019 | 23 | $8.4M | 1,016,686 | 8 | 2 | 5 | 0.0% |
| Q1 2019 | 19 | $8.5M | 944,322 | 1 | 1 | 9 | 0.0% |
| Q4 2018 | 30 | $60.5M | 6,795,003 | 0 | 0 | 3 | 0.0% |