DaveManuel.com · Institutional Ownership · Who Owns It
PCM FD INC (PCM)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
32
Reporting holders
$10.4M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $2.9M | 512,236 | 0.14% | 3q | +6.8%+$182.6K |
| LPL Financial LLC | $1.9M | 348,132 | 0.00% | 31q | +12.5%+$215.6K |
| GUGGENHEIM CAPITAL LLC | $1.5M | 261,006 | 0.01% | 5q | -5.2%-$79.5K |
| Cambridge Investment Research Advisors, Inc. | $710.0K | 127,094 | 0.00% | 10q | +100.6%+$356.0K |
| Sovran Advisors, LLC | $389.9K | 69,868 | 0.03% | 7q | -1.4%-$5.5K |
| NewEdge Advisors, LLC | $372.5K | 66,750 | 0.00% | 19q | -15.1%-$66.1K |
| Concord Investment Counsel Inc. | $358.5K | 64,246 | 0.10% | 5q | +13.3%+$42.0K |
| Arlington Capital Management, Inc. | $346.4K | 62,070 | 0.22% | 2q | +8.0%+$25.6K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $322.0K | 57,702 | 0.02% | 6q | -17.7%-$69.4K |
| Kestra Advisory Services, LLC | $199.9K | 35,832 | 0.00% | 4q | HELD |
| Physician Wealth Advisors, Inc. | $152.5K | 27,330 | 0.02% | 25q | HELD |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $136.9K | 24,532 | 0.00% | 30q | HELD |
| MORGAN STANLEY | $136.8K | 24,523 | 0.00% | 35q | +32.2%+$33.3K |
| OSAIC HOLDINGS, INC. | $130.3K | 23,350 | 0.00% | 26q | -5.2%-$7.1K |
| RAYMOND JAMES FINANCIAL INC | $106.7K | 19,120 | 0.00% | 7q | HELD |
| CITADEL ADVISORS LLC | $104.3K | 18,690 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $100.9K | 18,075 | 0.00% | 31q | +2.8%+$2.8K |
| SCOTIA CAPITAL INC. | $81.9K | 14,676 | 0.00% | 4q | HELD |
| Logan Stone Capital, LLC | $76.6K | 13,732 | 0.02% | new | NEW |
| HRT FINANCIAL LP | $76.0K | 13,694 | 0.00% | new | NEW |
| EVERETT HARRIS & CO /CA/ | $73.0K | 13,076 | 0.00% | 3q | HELD |
| Clear Street Group Inc. | $70.2K | 12,585 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $64.1K | 11,482 | 0.00% | 3q | -49.1%-$61.8K |
| CoreCap Advisors, LLC | $48.4K | 8,665 | 0.00% | 18q | -17.8%-$10.5K |
| Arax Advisory Partners | $36.2K | 6,480 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $6.6K | 1,188 | 0.00% | 5q | HELD |
| BFC Planning, Inc. | $4.9K | 885 | 0.00% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.8K | 500 | 0.00% | 4q | HELD |
| FNY Investment Advisers, LLC | $1.0K | 300 | 0.00% | 8q | HELD |
| FIRST HORIZON CORP | $558 | 100 | 0.00% | new | NEW |
| WOLFF WIESE MAGANA LLC | $25 | 4 | 0.00% | 5q | HELD |
| WELLS FARGO & COMPANY/MN | $4 | 1 | 0.00% | 31q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $249.4K | 50,276 | 1 | 1 | 0 | 0.0% |
| Q2 2026 | 32 | $10.4M | 1,857,924 | 6 | 7 | 7 | 0.0% |
| Q1 2026 | 29 | $9.8M | 1,711,843 | 3 | 9 | 8 | 0.0% |
| Q4 2025 | 32 | $9.6M | 1,567,974 | 8 | 9 | 6 | 0.0% |
| Q3 2025 | 27 | $7.6M | 1,133,555 | 6 | 7 | 10 | 0.0% |
| Q2 2025 | 24 | $6.4M | 1,003,572 | 4 | 8 | 6 | 0.0% |
| Q1 2025 | 23 | $7.6M | 1,177,794 | 3 | 8 | 7 | 0.0% |
| Q4 2024 | 22 | $5.8M | 766,220 | 2 | 4 | 7 | 0.0% |
| Q3 2024 | 20 | $5.8M | 726,894 | 2 | 6 | 9 | 0.0% |
| Q2 2024 | 24 | $5.6M | 756,440 | 5 | 4 | 6 | 0.0% |
| Q1 2024 | 23 | $11.0M | 1,330,497 | 4 | 7 | 6 | 0.0% |
| Q4 2023 | 24 | $10.4M | 1,298,312 | 3 | 8 | 6 | 0.0% |
| Q3 2023 | 25 | $11.2M | 1,255,407 | 3 | 8 | 5 | 0.0% |
| Q2 2023 | 24 | $11.3M | 1,173,607 | 1 | 6 | 10 | 0.0% |
| Q1 2023 | 25 | $8.0M | 932,830 | 6 | 5 | 6 | 0.0% |
| Q4 2022 | 22 | $7.0M | 885,457 | 2 | 5 | 8 | 0.0% |
| Q3 2022 | 24 | $43.1M | 5,396,306 | 4 | 9 | 3 | 0.0% |
| Q2 2022 | 22 | $44.7M | 4,830,684 | 3 | 6 | 8 | 0.0% |
| Q1 2022 | 22 | $48.8M | 4,789,875 | 3 | 7 | 4 | 0.0% |
| Q4 2021 | 23 | $51.5M | 4,808,112 | 3 | 6 | 7 | 0.0% |
| Q3 2021 | 24 | $53.7M | 4,729,010 | 6 | 6 | 4 | 0.0% |
| Q2 2021 | 19 | $55.7M | 4,692,023 | 0 | 7 | 7 | 0.0% |
| Q1 2021 | 19 | $54.1M | 4,718,045 | 0 | 6 | 6 | 0.0% |
| Q4 2020 | 22 | $51.6M | 4,811,339 | 1 | 3 | 6 | 0.0% |
| Q3 2020 | 22 | $216.8M | 21,402,050 | 2 | 4 | 5 | 0.0% |
| Q2 2020 | 21 | $44.8M | 4,754,582 | 4 | 8 | 5 | 0.0% |
| Q1 2020 | 25 | $45.9M | 5,779,576 | 5 | 3 | 9 | 0.0% |
| Q4 2019 | 22 | $67.2M | 5,864,506 | 2 | 7 | 5 | 0.0% |
| Q3 2019 | 24 | $65.6M | 5,895,126 | 5 | 7 | 7 | 0.0% |
| Q2 2019 | 21 | $68.4M | 6,039,341 | 0 | 10 | 6 | 0.0% |
| Q1 2019 | 23 | $66.5M | 5,973,401 | 2 | 8 | 5 | 0.0% |
| Q4 2018 | 21 | $68.9M | 6,785,206 | 0 | 0 | 1 | 0.0% |