DaveManuel.com · Institutional Ownership · Who Owns It
ADAM NAT RES FD INC (PEO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
101
Reporting holders
$271.4M
Reported value
0.1%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ADAMS DIVERSIFIED EQUITY FUND, INC. | $66.1M | 2,673,453 | 2.02% | 31q | +2.0%+$1.3M |
| Saba Capital Management, L.P. | $56.1M | 2,269,294 | 1.44% | 15q | HELD |
| MORGAN STANLEY | $35.8M | 1,449,627 | 0.00% | 35q | +13.8%+$4.3M |
| LAZARD ASSET MANAGEMENT LLC | $12.6M | 507,973 | 0.02% | 37q | HELD |
| ROYAL BANK OF CANADA | $10.6M | 428,278 | 0.00% | 31q | HELD |
| RAYMOND JAMES FINANCIAL INC | $6.0M | 241,498 | 0.00% | 7q | +0.9%+$53.4K |
| COHEN & STEERS, INC. | $4.4M | 178,985 | 0.01% | 16q | -1.6%-$74.2K |
| Basepoint Wealth LLC | $4.0M | 162,138 | 2.29% | 19q | -2.3%-$95.4K |
| INTREPID FAMILY OFFICE LLC | $3.9M | 159,066 | 2.91% | 15q | +2.0%+$75.8K |
| Pathstone Holdings, LLC | $3.9M | 158,447 | 0.01% | 10q | +117.6%+$2.1M |
| FCA CORP /TX | $3.3M | 133,448 | 0.81% | 23q | +12.8%+$374.3K |
| BANK OF AMERICA CORP /DE/ | $3.1M | 124,284 | 0.00% | 31q | HELD |
| LPL Financial LLC | $2.9M | 119,218 | 0.00% | 15q | +48.7%+$965.6K |
| CAPSTONE INVESTMENT ADVISORS, LLC | $2.9M | 115,997 | 0.01% | 8q | +2.0%+$55.3K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $2.9M | 115,391 | 0.36% | 19q | +1.8%+$50.3K |
| Cambridge Investment Research Advisors, Inc. | $2.8M | 111,642 | 0.00% | 18q | +214.8%+$1.9M |
| Advisors Asset Management, Inc. | $2.7M | 111,116 | 0.04% | 8q | +8.9%+$225.4K |
| Whitener Capital Management, Inc. | $2.2M | 90,616 | 0.47% | 31q | +1.2%+$27.5K |
| NORTH STAR ASSET MANAGEMENT INC | $2.2M | 87,849 | 0.09% | 31q | HELD |
| FIRST TRUST ADVISORS LP | $1.9M | 77,469 | 0.00% | 22q | HELD |
| CSS LLC/IL | $1.9M | 75,495 | 0.07% | 31q | +1.3%+$24.7K |
| D.A. DAVIDSON & CO. | $1.9M | 75,136 | 0.01% | 31q | HELD |
| SPROTT INC. | $1.8M | 74,172 | 0.06% | 22q | -3.3%-$63.5K |
| UHLMANN PRICE SECURITIES, LLC | $1.7M | 70,166 | 0.06% | 8q | +4.1%+$68.5K |
| Verition Fund Management LLC | $1.7M | 68,636 | 0.01% | 5q | -47.8%-$1.6M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.6M | 61,894 | 0.00% | 12q | -5.7%-$94.7K |
| Allspring Global Investments Holdings, LLC | $1.5M | 62,154 | 0.00% | 3q | +196.4%+$1.0M |
| Uncommon Cents Investing LLC | $1.5M | 61,469 | 0.33% | 28q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $1.4M | 58,137 | 0.00% | 10q | +18.3%+$221.2K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $1.2M | 50,562 | 0.06% | 18q | -1.4%-$17.7K |
| BURNEY CO/ | $1.2M | 49,519 | 0.03% | 6q | +3.6%+$42.4K |
| WELLS FARGO & COMPANY/MN | $1.2M | 48,769 | 0.00% | 31q | +13.6%+$144.1K |
| STIFEL FINANCIAL CORP | $1.1M | 43,997 | 0.00% | 26q | +2.6%+$27.1K |
| PRINCIPAL SECURITIES, INC. | $1.1M | 43,358 | 0.01% | 11q | +13.5%+$127.3K |
| Wealthcare Advisory Partners LLC | $1.0M | 42,179 | 0.02% | 17q | +6.4%+$62.7K |
| Aspire Capital Advisors LLC | $1.0M | 40,764 | 0.20% | new | NEW |
| St. James Investment Company, LLC | $917.9K | 37,130 | 0.15% | 2q | -4.0%-$38.6K |
| ROBERTS GLORE & CO INC /IL/ | $905.8K | 36,644 | 0.22% | 23q | +1.3%+$11.6K |
| Cetera Investment Advisers | $825.4K | 33,391 | 0.00% | 10q | +12.5%+$91.9K |
| Calamos Advisors LLC | $798.6K | 32,307 | 0.00% | 2q | +7.1%+$53.2K |
| Walsh & Associates, LLC | $778.0K | 31,472 | 0.64% | 3q | -11.3%-$98.9K |
| GUGGENHEIM CAPITAL LLC | $775.3K | 31,365 | 0.00% | 4q | +42.6%+$231.5K |
| Kovack Advisors, Inc. | $766.0K | 31,162 | 0.04% | 21q | +29.0%+$172.3K |
| HighTower Advisors, LLC | $676.7K | 27,374 | 0.00% | 20q | -13.5%-$105.3K |
| UBS Group AG | $672.9K | 27,220 | 0.00% | 31q | HELD |
| Baird Financial Group, Inc. | $660.3K | 26,713 | 0.00% | 29q | -0.8%-$5.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $652.8K | 26,409 | 0.00% | 31q | -7.2%-$51.0K |
| EVOLVE PRIVATE WEALTH, LLC | $611.4K | 24,734 | 0.04% | 3q | -4.2%-$26.9K |
| CULLEN INVESTMENT GROUP, LTD. | $610.5K | 24,699 | 0.07% | 11q | +1.4%+$8.6K |
| OSAIC HOLDINGS, INC. | $561.8K | 22,717 | 0.00% | 26q | +23.9%+$108.3K |
| Logan Stone Capital, LLC | $499.1K | 20,192 | 0.11% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $463.5K | 18,748 | 0.00% | 6q | -45.3%-$384.6K |
| MILLENNIUM MANAGEMENT LLC | $461.0K | 18,648 | 0.00% | 11q | -51.5%-$489.4K |
| ALTA CAPITAL MANAGEMENT LLC/ | $395.5K | 16,000 | 0.03% | 11q | HELD |
| Man Group plc | $381.6K | 15,437 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $375.6K | 15,193 | 0.00% | 4q | -24.5%-$121.6K |
| Kestra Advisory Services, LLC | $370.1K | 14,972 | 0.00% | 17q | -57.0%-$490.1K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $344.6K | 13,940 | 0.01% | 7q | -34.1%-$178.5K |
| Concurrent Investment Advisors, LLC | $340.0K | 13,755 | 0.00% | 6q | -4.5%-$16.2K |
| SeaCrest Wealth Management, LLC | $311.5K | 12,600 | 0.03% | 24q | HELD |
| Moors & Cabot, Inc. | $288.8K | 11,683 | 0.01% | 25q | -16.9%-$58.6K |
| NorthRock Partners, LLC | $285.0K | 11,528 | 0.00% | 2q | +1.5%+$4.2K |
| SEARLE & CO. | $253.5K | 10,254 | 0.06% | 6q | +1.9%+$4.8K |
| JFS WEALTH ADVISORS, LLC | $231.6K | 9,369 | 0.01% | 23q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $229.9K CALL | options only | 0.00% | 2q | OPTIONS |
| XTX Topco Ltd | $228.4K | 9,239 | 0.00% | 2q | +18.6%+$35.8K |
| NewEdge Advisors, LLC | $223.5K | 9,041 | 0.00% | 15q | +1.8%+$3.9K |
| TWIN FOCUS CAPITAL PARTNERS, LLC | $220.0K | 8,900 | 0.02% | new | NEW |
| Mariner, LLC | $210.2K | 8,504 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $208.8K | 8,445 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $208.2K | 8,422 | 0.00% | new | NEW |
| Quantedge Capital Pte Ltd | $203.5K | 8,232 | 0.15% | new | NEW |
| CIBC Bancorp USA Inc. | $200.0K | 8,091 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $133.1K | 5,385 | 0.00% | 3q | -10.0%-$14.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $112.5K | 4,550 | 0.00% | 31q | +1.9%+$2.1K |
| Global Retirement Partners, LLC | $97.4K | 3,941 | 0.00% | 2q | +148.0%+$58.1K |
| PNC Financial Services Group, Inc. | $86.2K | 3,488 | 0.00% | 31q | +36.8%+$23.2K |
| JPMORGAN CHASE & CO | $84.5K | 3,428 | 0.00% | 31q | +0.6% |
| Institute for Wealth Management, LLC. | $60.9K | 2,465 | 0.01% | new | NEW |
| Geneos Wealth Management Inc. | $46.5K | 1,882 | 0.00% | 42q | HELD |
| EverSource Wealth Advisors, LLC | $46.3K | 1,873 | 0.00% | 15q | HELD |
| FIFTH THIRD BANCORP | $43.8K | 1,773 | 0.00% | 29q | -22.7%-$12.9K |
| Hilltop National Bank | $41.9K | 1,695 | 0.01% | 9q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $33.7K | 1,365 | 0.00% | 3q | +32.4%+$8.3K |
| LANARK FINANCIAL, INC. | $31.5K | 1,276 | 0.00% | 12q | +2.0% |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | $27.4K | 1,108 | 0.00% | 21q | HELD |
| ZAZOVE ASSOCIATES LLC | $24.4K | 987 | 0.00% | 11q | -48.5%-$23.0K |
| BARRETT & COMPANY, INC. | $19.8K | 800 | 0.01% | 8q | HELD |
| Parkside Financial Bank & Trust | $16.9K | 682 | 0.00% | 14q | HELD |
| WPG Advisers, LLC | $14.8K | 599 | 0.01% | 6q | +32.2%+$3.6K |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | $14.4K | 582 | 0.01% | new | NEW |
| Cape Investment Advisory, Inc. | $12.2K | 493 | 0.00% | new | NEW |
| Community Financial Services Group, LLC | $9.8K | 400 | 0.00% | new | NEW |
| Atlantic Union Bankshares Corp | $7.4K | 300 | 0.00% | 4q | HELD |
| Ancora Advisors LLC | $4.9K | 200 | 0.00% | 31q | HELD |
| SIMPLEX TRADING, LLC | $4.9K CALL+PUT | options only | 0.00% | new | OPTIONS |
| AdvisorNet Financial, Inc | $3.8K | 153 | 0.00% | new | NEW |
| Elevated Capital Advisors, LLC | $3.4K | 140 | 0.00% | 2q | HELD |
| Mosley Wealth Management | $2.2K | 89 | 0.00% | 2q | -4.3% |
| WHITTIER TRUST CO OF NEVADA INC | $354 | 14 | 0.00% | 2q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-28 | 13D/A | Saba Capital Management, L.P.with 2 co-filers | 7.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $91.7M | 3,326,710 | 5 | 9 | 3 | 0.0% |
| Q2 2026 | 101 | $271.4M | 10,966,406 | 15 | 39 | 24 | 0.1% |
| Q1 2026 | 100 | $292.7M | 10,531,822 | 23 | 45 | 18 | 0.0% |
| Q4 2025 | 86 | $237.2M | 10,908,449 | 5 | 35 | 20 | 0.0% |
| Q3 2025 | 87 | $233.0M | 10,826,949 | 7 | 34 | 20 | 0.0% |
| Q2 2025 | 85 | $238.1M | 11,141,183 | 5 | 36 | 19 | 0.0% |
| Q1 2025 | 91 | $236.0M | 10,325,844 | 13 | 27 | 30 | 0.2% |
| Q4 2024 | 89 | $224.9M | 10,323,682 | 8 | 31 | 27 | 0.2% |
| Q3 2024 | 87 | $231.6M | 9,953,780 | 8 | 28 | 30 | 0.2% |
| Q2 2024 | 86 | $239.1M | 10,106,518 | 8 | 19 | 29 | 0.2% |
| Q1 2024 | 86 | $257.6M | 11,149,564 | 7 | 20 | 26 | 0.2% |
| Q4 2023 | 84 | $211.7M | 10,239,647 | 16 | 33 | 23 | 0.2% |
| Q3 2023 | 73 | $221.0M | 9,524,348 | 5 | 17 | 23 | 0.3% |
| Q2 2023 | 74 | $190.3M | 9,115,936 | 4 | 27 | 16 | 0.3% |
| Q1 2023 | 77 | $180.9M | 8,764,218 | 10 | 24 | 19 | 0.4% |
| Q4 2022 | 79 | $193.3M | 8,837,842 | 19 | 34 | 15 | 0.3% |
| Q3 2022 | 65 | $8.7B | 447,458,355 | 4 | 19 | 18 | 0.0% |
| Q2 2022 | 69 | $8.9B | 456,121,235 | 6 | 17 | 19 | 0.0% |
| Q1 2022 | 66 | $13.8B | 659,678,108 | 10 | 16 | 16 | 0.0% |
| Q4 2021 | 67 | $12.0B | 723,519,327 | 9 | 24 | 16 | 0.0% |
| Q3 2021 | 63 | $109.6M | 6,993,084 | 5 | 15 | 15 | 0.1% |
| Q2 2021 | 62 | $110.9M | 6,844,341 | 6 | 14 | 18 | 0.0% |
| Q1 2021 | 62 | $104.7M | 7,115,388 | 8 | 16 | 15 | 0.0% |
| Q4 2020 | 65 | $80.9M | 7,115,699 | 11 | 29 | 15 | 0.0% |
| Q3 2020 | 60 | $69.6M | 7,112,138 | 8 | 14 | 23 | 0.1% |
| Q2 2020 | 62 | $132.2M | 11,645,757 | 8 | 17 | 19 | 0.0% |
| Q1 2020 | 65 | $90.3M | 10,814,463 | 7 | 22 | 20 | 0.0% |
| Q4 2019 | 73 | $181.3M | 11,005,731 | 8 | 20 | 27 | 0.3% |
| Q3 2019 | 68 | $143.1M | 8,905,883 | 6 | 24 | 21 | 1.5% |
| Q2 2019 | 65 | $135.4M | 8,049,312 | 12 | 21 | 17 | 1.7% |
| Q1 2019 | 63 | $144.0M | 8,536,711 | 6 | 26 | 21 | 0.6% |
| Q4 2018 | 64 | $124.5M | 8,533,982 | 1 | 1 | 2 | 0.1% |