DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL FINANCIAL GROUP IN (PFG)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
968
Reporting holders
$18.4B
Reported value
79.7%
Of shares outstanding
0.1%
Calls
0.1%
Puts
+46
Holder change
Institutions report 170,740,472 shares against 214,104,641 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $2.2B | 20,014,673 | 0.03% | 8q | -1.5%-$33.2M |
| NIPPON LIFE INSURANCE CO | $2.0B | 18,137,000 | 32.37% | 31q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $1.5B | 13,479,468 | 0.03% | 2q | HELD |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.2B | 11,266,018 | 0.05% | 2q | HELD |
| STATE STREET CORP | $1.1B | 10,264,856 | 0.03% | 31q | +0.8%+$9.2M |
| BANK OF AMERICA CORP /DE/ | $742.0M | 6,884,023 | 0.05% | 31q | -21.9%-$208.6M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $700.8M | 6,502,068 | 0.09% | 31q | +9.8%+$62.3M |
| Capital World Investors | $651.0M | 6,040,005 | 0.08% | 2q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $610.0M | 5,681,672 | 0.03% | 31q | HELD |
| DIMENSIONAL FUND ADVISORS LP | $422.9M | 3,923,279 | 0.08% | 31q | +0.9%+$4.0M |
| Invesco Ltd. | $406.5M | 3,771,641 | 0.03% | 31q | +6.5%+$24.8M |
| NORTHERN TRUST CORP | $350.3M | 3,249,703 | 0.04% | 31q | -2.5%-$9.1M |
| MORGAN STANLEY | $322.1M | 2,988,144 | 0.02% | 35q | -0.6%-$2.0M |
| GOLDMAN SACHS GROUP INC | $269.5M | 2,500,019 | 0.02% | 31q | -9.2%-$27.4M |
| AQR CAPITAL MANAGEMENT LLC | $249.5M | 2,315,065 | 0.09% | 16q | -5.8%-$15.3M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $238.9M | 2,216,125 | 0.04% | 31q | +12.4%+$26.4M |
| NORGES BANK | $217.1M | 2,014,675 | 0.02% | 32q | -35.0%-$116.8M |
| Legal & General Group Plc | $164.8M | 1,529,483 | 0.03% | 31q | -9.7%-$17.8M |
| JPMORGAN CHASE & CO | $161.3M incl. $1.5M options PUT | 1,472,797 | 0.01% | 31q | +23.8%+$31.0M |
| UBS Group AG | $139.7M | 1,296,073 | 0.02% | 31q | +11.1%+$13.9M |
| DEUTSCHE BANK AG\ | $132.7M | 1,231,533 | 0.04% | 34q | -11.0%-$16.4M |
| Bank of New York Mellon Corp | $124.4M | 1,153,947 | 0.02% | 31q | -3.1%-$3.9M |
| HSBC HOLDINGS PLC | $124.3M | 1,153,117 | 0.05% | 31q | +47.7%+$40.1M |
| LPL Financial LLC | $122.2M | 1,134,085 | 0.03% | 31q | +55.7%+$43.7M |
| VANGUARD FIDUCIARY TRUST CO | $120.8M | 1,120,944 | 0.03% | 2q | -0.8%-$995.0K |
| FEDERATED HERMES, INC. | $104.8M | 972,814 | 0.15% | 31q | +67.3%+$42.2M |
| ROYAL BANK OF CANADA | $99.7M | 924,893 | 0.01% | 31q | +5.4%+$5.1M |
| Amundi | $96.5M | 895,365 | 0.02% | 21q | -22.3%-$27.6M |
| AMERICAN CENTURY COMPANIES INC | $94.2M | 874,031 | 0.04% | 27q | +47.8%+$30.5M |
| AustralianSuper Pty Ltd | $82.9M | 769,378 | 0.36% | 15q | -17.9%-$18.1M |
| VICTORY CAPITAL MANAGEMENT INC | $81.8M | 759,254 | 0.05% | 31q | +4.3%+$3.4M |
| WELLS FARGO & COMPANY/MN | $81.4M | 755,407 | 0.01% | 31q | +30.6%+$19.1M |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $81.3M | 754,096 | 0.08% | 31q | +48.6%+$26.6M |
| RAYMOND JAMES FINANCIAL INC | $73.7M | 683,606 | 0.02% | 7q | +13.5%+$8.8M |
| BARCLAYS PLC | $71.8M | 665,971 | 0.01% | 31q | -8.3%-$6.5M |
| Swiss National Bank | $65.9M | 611,500 | 0.03% | 31q | -5.2%-$3.6M |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $63.8M | 591,790 | 0.09% | 9q | HELD |
| National Pension Service | $58.0M | 537,896 | 0.04% | 31q | +309.1%+$43.8M |
| BNP PARIBAS FINANCIAL MARKETS | $57.6M | 534,331 | 0.02% | 31q | -5.7%-$3.5M |
| Nuveen, LLC | $55.9M | 518,497 | 0.01% | 6q | -14.1%-$9.2M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $54.2M | 503,256 | 0.03% | 31q | +4.8%+$2.5M |
| Sumitomo Mitsui Trust Group, Inc. | $52.0M | 482,776 | 0.03% | 31q | -5.3%-$2.9M |
| VANGUARD ASSET MANAGEMENT, Ltd | $51.8M | 480,845 | 0.04% | 2q | +6.3%+$3.1M |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $50.5M | 468,554 | 0.23% | 25q | +12.4%+$5.6M |
| FMR LLC | $49.9M | 462,810 | 0.00% | 31q | -14.9%-$8.7M |
| VIRGINIA RETIREMENT SYSTEMS ET Al | $47.2M | 438,113 | 0.28% | 4q | +6.4%+$2.8M |
| Vanguard Global Advisers, LLC | $46.4M | 430,966 | 0.02% | 2q | -1.8%-$828.8K |
| California Public Employees Retirement System | $44.9M | 416,664 | 0.03% | 31q | +1.5%+$673.0K |
| RHUMBLINE ADVISERS | $44.6M | 414,014 | 0.03% | 31q | -7.0%-$3.4M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $43.6M | 404,317 | 0.01% | 9q | -3.7%-$1.7M |
| Caisse de depot et placement du Quebec | $43.3M | 401,650 | 0.06% | 3q | +3548.4%+$42.1M |
| KBC Group NV | $42.4M | 393,837 | 0.09% | 31q | -0.8%-$324.2K |
| CITIGROUP INC | $41.8M | 388,059 | 0.01% | 31q | +91.4%+$20.0M |
| ENVESTNET ASSET MANAGEMENT INC | $40.8M | 378,972 | 0.01% | 31q | +15.5%+$5.5M |
| NORTH STAR ASSET MANAGEMENT INC | $39.9M | 370,523 | 1.57% | 31q | -3.0%-$1.2M |
| CONNING INC. | $39.2M | 363,250 | 1.17% | 31q | -8.8%-$3.8M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $38.3M | 355,366 | 0.04% | 31q | -10.7%-$4.6M |
| WEDGE CAPITAL MANAGEMENT L L P/NC | $37.4M | 347,146 | 0.62% | 31q | -11.1%-$4.7M |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $37.0M | 343,281 | 0.07% | 31q | +30.3%+$8.6M |
| Gotham Asset Management, LLC | $33.6M | 312,152 | 0.08% | 6q | +74.9%+$14.4M |
| FRANKLIN RESOURCES INC | $33.3M | 308,682 | 0.01% | 24q | +10.3%+$3.1M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $32.2M | 298,736 | 0.01% | 9q | +48.0%+$10.4M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $31.2M | 289,846 | 0.00% | 31q | +2.1%+$635.3K |
| Eurizon Capital SGR S.p.A. | $31.0M | 287,951 | 0.08% | 3q | -24.8%-$10.2M |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | $28.9M | 268,408 | 0.15% | 31q | -34.3%-$15.1M |
| AE Wealth Management LLC | $27.8M | 257,878 | 0.13% | 29q | +13.3%+$3.3M |
| TRUST POINT INC. | $25.7M | 238,017 | 2.18% | 11q | -35.5%-$14.1M |
| STRS OHIO | $25.6M | 237,625 | 0.10% | 6q | +4465.3%+$25.1M |
| STIFEL FINANCIAL CORP | $24.7M | 229,363 | 0.02% | 31q | +11.4%+$2.5M |
| Quantinno Capital Management LP | $24.5M | 227,694 | 0.03% | 15q | +14.7%+$3.1M |
| BANK OF MONTREAL /CAN/ | $24.4M | 226,559 | 0.01% | 31q | +33.8%+$6.2M |
| ACADIAN ASSET MANAGEMENT LLC | $24.4M | 226,343 | 0.03% | 11q | +21.1%+$4.3M |
| SG Americas Securities, LLC | $24.2M | 224,983 | 0.01% | 6q | -31.3%-$11.0M |
| PRINCIPAL FINANCIAL GROUP INC | $24.1M | 223,273 | 0.01% | 31q | -1.5%-$371.3K |
| GW HENSSLER & ASSOCIATES LTD | $24.1M | 223,260 | 1.07% | 22q | HELD |
| Sound Income Strategies, LLC | $24.0M | 222,669 | 1.08% | 31q | -8.7%-$2.3M |
| TEACHER RETIREMENT SYSTEM OF TEXAS | $24.0M | 222,530 | 0.06% | 6q | -50.6%-$24.6M |
| Mirae Asset Global Investments Co., Ltd. | $23.0M | 212,976 | 0.03% | 31q | +16.3%+$3.2M |
| ADAMS DIVERSIFIED EQUITY FUND, INC. | $22.5M | 209,100 | 0.69% | 2q | HELD |
| Swedbank AB | $22.5M | 209,044 | 0.02% | 21q | +1.9%+$428.0K |
| Cerity Partners LLC | $22.4M | 208,030 | 0.03% | 19q | +2.3%+$507.4K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $22.3M | 206,799 | 0.03% | 7q | -1.9%-$419.7K |
| Allianz Asset Management GmbH | $21.7M | 201,525 | 0.02% | 40q | +39.5%+$6.2M |
| STOREBRAND ASSET MANAGEMENT AS | $21.4M | 198,253 | 0.05% | 26q | +15.2%+$2.8M |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $21.3M | 197,264 | 0.04% | 31q | -2.8%-$617.8K |
| AVIVA PLC | $20.5M | 190,079 | 0.03% | 31q | -1.4%-$296.2K |
| Robeco Institutional Asset Management B.V. | $20.4M | 189,516 | 0.03% | 38q | +47.0%+$6.5M |
| ASR Vermogensbeheer N.V. | $19.0M | 176,618 | 0.20% | 6q | +844.5%+$17.0M |
| CANADA LIFE ASSURANCE Co | $18.9M | 175,378 | 0.03% | 31q | -13.6%-$3.0M |
| Focus Partners Wealth | $18.8M | 174,626 | 0.02% | 11q | +3.8%+$680.5K |
| CITADEL ADVISORS LLC | $18.6M incl. $9.4M options CALL+PUT | 84,779 | 0.00% | 31q | +54.5%+$6.5M |
| ALLIANCEBERNSTEIN L.P. | $18.3M | 203,083 | 0.01% | 31q | -22.9%-$5.4M |
| Cambridge Investment Research Advisors, Inc. | $18.0M | 167,370 | 0.02% | 31q | +95.6%+$8.8M |
| Aberdeen Group plc | $17.9M | 166,010 | 0.03% | 31q | +2.2%+$382.4K |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $17.7M | 163,938 | 0.03% | 31q | -0.7%-$119.7K |
| STATE OF WISCONSIN INVESTMENT BOARD | $17.0M | 158,031 | 0.03% | 31q | -21.3%-$4.6M |
| Russell Investments Group, Ltd. | $16.7M | 154,510 | 0.01% | 31q | -2.2%-$371.1K |
| CAPITAL MANAGEMENT CORP /VA | $16.4M | 152,083 | 2.46% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $15.8M | 146,285 | 0.00% | 31q | -30.6%-$7.0M |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $15.7M | 145,637 | 0.06% | 3q | +13944.1%+$15.6M |
Showing the largest 100 of 969 reported holders. The count of 968 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-10 | 2026-09-09 | Material agreement entered | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-21 | Cheong Wee Yee | President - Asia & Middle East | Sold | 7,534 | $777.2K |
| 2026-05-20 | Cheong Wee Yee | President - Asia & Middle East | Sold | 3,211 | $330.9K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 334 | $2.8B | 24,828,516 | 41 | 121 | 67 | 0.0% |
| Q2 2026 | 968 | $18.4B | 170,740,472 | 103 | 360 | 255 | 0.2% |
| Q1 2026 | 922 | $15.2B | 168,561,238 | 103 | 336 | 240 | 0.1% |
| Q4 2025 | 900 | $14.3B | 161,662,612 | 98 | 313 | 240 | 0.1% |
| Q3 2025 | 834 | $13.4B | 160,943,107 | 72 | 275 | 254 | 0.1% |
| Q2 2025 | 822 | $13.3B | 167,609,463 | 70 | 291 | 256 | 0.1% |
| Q1 2025 | 848 | $14.2B | 167,926,435 | 113 | 277 | 244 | 0.2% |
| Q4 2024 | 793 | $13.5B | 173,657,899 | 46 | 234 | 253 | 0.2% |
| Q3 2024 | 791 | $14.4B | 166,749,169 | 71 | 232 | 279 | 0.3% |
| Q2 2024 | 798 | $13.2B | 167,988,858 | 85 | 258 | 241 | 0.3% |
| Q1 2024 | 768 | $15.1B | 174,793,864 | 73 | 233 | 247 | 0.3% |
| Q4 2023 | 760 | $13.6B | 171,922,560 | 68 | 206 | 277 | 0.2% |
| Q3 2023 | 727 | $13.0B | 179,688,160 | 55 | 198 | 266 | 0.2% |
| Q2 2023 | 737 | $13.2B | 174,375,256 | 47 | 211 | 279 | 0.2% |
| Q1 2023 | 746 | $13.5B | 181,592,788 | 66 | 252 | 233 | 0.3% |
| Q4 2022 | 789 | $15.5B | 184,700,633 | 106 | 229 | 260 | 0.2% |
| Q3 2022 | 693 | $33.2B | 460,365,997 | 78 | 205 | 236 | 0.1% |
| Q2 2022 | 670 | $30.2B | 452,226,070 | 55 | 220 | 215 | 0.1% |
| Q1 2022 | 679 | $34.1B | 464,265,423 | 83 | 209 | 206 | 0.1% |
| Q4 2021 | 662 | $36.6B | 505,445,488 | 64 | 188 | 203 | 0.2% |
| Q3 2021 | 619 | $30.4B | 470,654,370 | 45 | 183 | 210 | 0.2% |
| Q2 2021 | 611 | $16.8B | 264,379,980 | 42 | 214 | 179 | 0.3% |
| Q1 2021 | 637 | $25.3B | 421,076,512 | 85 | 177 | 209 | 0.2% |
| Q4 2020 | 614 | $24.4B | 488,113,213 | 68 | 170 | 199 | 0.2% |
| Q3 2020 | 566 | $18.8B | 466,726,889 | 48 | 166 | 188 | 0.2% |
| Q2 2020 | 568 | $14.2B | 340,436,096 | 74 | 173 | 179 | 0.2% |
| Q1 2020 | 559 | $13.7B | 436,029,468 | 60 | 167 | 193 | 0.1% |
| Q4 2019 | 610 | $35.2B | 640,304,991 | 43 | 173 | 216 | 0.1% |
| Q3 2019 | 610 | $47.5B | 830,878,886 | 47 | 198 | 218 | 0.1% |
| Q2 2019 | 609 | $16.9B | 291,089,540 | 76 | 195 | 186 | 0.4% |
| Q1 2019 | 589 | $43.4B | 863,663,000 | 63 | 170 | 197 | 0.0% |
| Q4 2018 | 572 | $14.1B | 318,250,191 | 7 | 9 | 11 | 0.1% |