DaveManuel.com · Institutional Ownership · Who Owns It
PIMCO NEW YORK MUN FD II (PNI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
56
Reporting holders
$57.4M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Karpus Management, Inc. | $7.9M | 1,113,329 | 0.23% | 2q | +51.3%+$2.7M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $7.4M | 1,044,735 | 0.35% | 2q | -1.2%-$93.1K |
| Matisse Capital | $4.4M | 618,726 | 1.76% | 2q | HELD |
| GUGGENHEIM CAPITAL LLC | $3.6M | 512,473 | 0.02% | 2q | +3.2%+$111.3K |
| Almitas Capital LLC | $3.3M | 467,432 | 0.79% | 2q | -4.4%-$151.1K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $3.1M | 389,726 | 1.37% | 2q | +36.3%+$824.5K |
| WHITEBOX ADVISORS LLC | $2.8M | 387,958 | 0.04% | 2q | HELD |
| Saba Capital Management, L.P. | $2.6M | 369,392 | 0.07% | 2q | -14.9%-$459.1K |
| Hennion & Walsh Asset Management, Inc. | $2.6M | 360,151 | 0.07% | 2q | -0.9%-$23.0K |
| Closed-End Fund Advisors, Inc. | $1.7M | 234,876 | 1.63% | 2q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $1.6M | 231,370 | 0.50% | 2q | +208.0%+$1.1M |
| RIVERBRIDGE PARTNERS LLC | $1.6M | 223,041 | 0.04% | 7q | HELD |
| Logan Stone Capital, LLC | $1.4M | 199,597 | 0.30% | 2q | -43.9%-$1.1M |
| Professional Financial Management, Inc. | $1.3M | 183,260 | 1.32% | 3q | -3.0%-$39.6K |
| MORGAN STANLEY | $1.2M | 173,414 | 0.00% | 2q | +9.8%+$110.2K |
| MELFA WEALTH MANAGEMENT, INC. | $1.2M | 169,509 | 0.65% | 2q | HELD |
| Bank of New York Mellon Corp | $1.1M | 158,266 | 0.00% | 2q | +2.2%+$23.9K |
| BANK OF AMERICA CORP /DE/ | $811.8K | 114,503 | 0.00% | 2q | +27.9%+$176.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $782.7K | 110,396 | 0.00% | 2q | +11.8%+$82.5K |
| Lido Advisors, LLC | $695.5K | 97,691 | 0.00% | 2q | HELD |
| Beckerman Institutional, LLC | $536.8K | 75,711 | 0.26% | 2q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $503.0K | 70,875 | 0.01% | 2q | +30.3%+$117.1K |
| Baird Financial Group, Inc. | $432.5K | 61,005 | 0.00% | 2q | HELD |
| RAYMOND JAMES FINANCIAL INC | $426.8K | 60,200 | 0.00% | 2q | -5.3%-$23.8K |
| Dakota Wealth Management | $414.8K | 58,507 | 0.01% | 2q | +138.8%+$241.1K |
| Cetera Investment Advisers | $322.5K | 45,492 | 0.00% | 2q | -6.3%-$21.7K |
| Morse Asset Management, Inc | $313.5K | 44,223 | 0.05% | 2q | -28.5%-$124.8K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $266.8K | 37,634 | 0.00% | 2q | HELD |
| TORONTO DOMINION BANK | $255.1K | 35,984 | 0.00% | 2q | -63.7%-$447.1K |
| OSAIC HOLDINGS, INC. | $254.9K | 35,958 | 0.00% | 2q | +277.0%+$187.3K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $237.4K | 33,489 | 0.03% | 2q | HELD |
| Focus Partners Advisor Solutions, LLC | $207.0K | 29,202 | 0.00% | 2q | HELD |
| MML INVESTORS SERVICES, LLC | $206.8K | 29,175 | 0.00% | 2q | +3.8%+$7.5K |
| DOPKINS WEALTH MANAGEMENT, LLC | $203.1K | 28,646 | 0.07% | 2q | HELD |
| UBS Group AG | $192.6K | 27,158 | 0.00% | 2q | -0.6%-$1.1K |
| Rockefeller Capital Management L.P. | $180.3K | 25,427 | 0.00% | 2q | +143.9%+$106.3K |
| Sowell Financial Services LLC | $166.6K | 23,500 | 0.01% | 2q | HELD |
| Noble Wealth Management PBC | $156.9K | 22,127 | 0.07% | new | NEW |
| Indivisible Partners | $122.3K | 17,250 | 0.01% | 2q | HELD |
| Compass Financial Group, INC/SD | $115.6K | 16,303 | 0.01% | 2q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $96.9K | 13,664 | 0.00% | 2q | +11.8%+$10.2K |
| LPL Financial LLC | $86.8K | 12,243 | 0.00% | 2q | -17.0%-$17.7K |
| Herold Advisors, Inc. | $85.0K | 11,871 | 0.02% | 2q | +4.3%+$3.5K |
| Focus Partners Wealth | $82.8K | 11,684 | 0.00% | 2q | HELD |
| Wellspring Financial Advisors, LLC | $78.4K | 11,058 | 0.01% | 2q | HELD |
| Beacon Pointe Advisors, LLC | $74.7K | 10,531 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $69.0K | 9,732 | 0.00% | 4q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $53.5K | 7,538 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $48.2K | 6,800 | 0.00% | 2q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $23.7K | 3,342 | 0.00% | 2q | HELD |
| Daytona Street Capital LLC | $18.2K | 2,588 | 0.01% | 2q | HELD |
| IFG Advisory, LLC | $13.1K | 1,848 | 0.00% | new | NEW |
| United Financial Planning Group LLC | $11.1K | 1,564 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $7.0K | 1,000 | 0.00% | 2q | HELD |
| FNY Investment Advisers, LLC | $1.0K | 200 | 0.00% | 8q | HELD |
| WELLS FARGO & COMPANY/MN | $5 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $6.5M | 1,068,385 | 1 | 0 | 4 | 0.0% |
| Q2 2026 | 56 | $57.4M | 8,043,375 | 4 | 15 | 12 | 0.0% |
| Q1 2026 | 57 | $53.2M | 7,727,009 | 53 | 2 | 0 | 0.0% |
| Q4 2025 | 4 | $2.7M | 395,247 | 0 | 1 | 0 | 0.0% |
| Q3 2025 | 11 | $15.8M | 2,273,629 | 3 | 6 | 1 | 0.0% |
| Q2 2025 | 37 | $20.4M | 3,031,783 | 9 | 18 | 5 | 0.0% |
| Q1 2025 | 32 | $18.9M | 2,675,270 | 5 | 11 | 7 | 0.0% |
| Q4 2024 | 31 | $17.7M | 2,465,386 | 4 | 12 | 5 | 0.0% |
| Q3 2024 | 29 | $15.2M | 1,930,407 | 6 | 6 | 6 | 0.0% |
| Q2 2024 | 25 | $14.7M | 1,988,030 | 3 | 7 | 7 | 0.0% |
| Q1 2024 | 25 | $14.2M | 1,918,091 | 1 | 7 | 7 | 0.0% |
| Q4 2023 | 28 | $14.6M | 1,920,288 | 5 | 8 | 8 | 0.0% |
| Q3 2023 | 28 | $11.2M | 1,738,260 | 3 | 9 | 6 | 0.0% |
| Q2 2023 | 26 | $13.6M | 1,790,804 | 2 | 10 | 4 | 0.0% |
| Q1 2023 | 27 | $12.6M | 1,625,402 | 5 | 7 | 5 | 0.0% |
| Q4 2022 | 23 | $11.0M | 1,385,332 | 3 | 7 | 6 | 0.0% |
| Q3 2022 | 20 | $9.5M | 1,220,913 | 1 | 6 | 4 | 0.0% |
| Q2 2022 | 20 | $10.9M | 1,252,520 | 0 | 6 | 7 | 0.0% |
| Q1 2022 | 22 | $11.7M | 1,235,571 | 4 | 4 | 9 | 0.0% |
| Q4 2021 | 23 | $13.4M | 1,179,461 | 3 | 6 | 7 | 0.0% |
| Q3 2021 | 23 | $13.6M | 1,169,519 | 4 | 6 | 5 | 0.0% |
| Q2 2021 | 22 | $11.4M | 943,749 | 1 | 9 | 3 | 0.0% |
| Q1 2021 | 26 | $13.4M | 1,186,298 | 1 | 6 | 12 | 0.0% |
| Q4 2020 | 25 | $14.1M | 1,292,909 | 4 | 9 | 5 | 0.0% |
| Q3 2020 | 20 | $12.1M | 1,130,346 | 1 | 9 | 5 | 0.0% |
| Q2 2020 | 22 | $12.7M | 1,219,667 | 3 | 9 | 6 | 0.0% |
| Q1 2020 | 24 | $88.0M | 9,009,086 | 6 | 10 | 4 | 0.0% |
| Q4 2019 | 21 | $106.5M | 8,814,578 | 1 | 8 | 3 | 0.0% |
| Q3 2019 | 21 | $104.3M | 8,764,310 | 3 | 8 | 2 | 0.0% |
| Q2 2019 | 20 | $99.3M | 8,556,934 | 7 | 6 | 3 | 0.0% |
| Q1 2019 | 14 | $101.8M | 8,493,792 | 3 | 3 | 2 | 0.0% |
| Q4 2018 | 15 | $86.7M | 8,245,440 | 0 | 0 | 1 | 0.0% |