DaveManuel.com · Institutional Ownership · Who Owns It
PENNANTPARK INVTS CORP (PNNT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
103
Reporting holders
$44.8M
Reported value
19.7%
Of shares outstanding
0.0%
Calls
0.3%
Puts
-2
Holder change
Institutions report 12,873,579 shares against 65,296,094 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Invesco Ltd. | $6.4M | 1,836,639 | 0.00% | 15q | HELD |
| LSV ASSET MANAGEMENT | $4.7M | 1,341,344 | 0.01% | 31q | -7.8%-$391.4K |
| TWO SIGMA INVESTMENTS, LP | $3.5M | 1,003,527 | 0.00% | 31q | -39.6%-$2.3M |
| MORGAN STANLEY | $2.7M | 766,499 | 0.00% | 35q | -29.6%-$1.1M |
| MILLENNIUM MANAGEMENT LLC | $2.2M | 628,605 | 0.00% | 2q | +433.1%+$1.8M |
| Legal & General Group Plc | $1.9M | 536,493 | 0.00% | 31q | +3.7%+$66.7K |
| Advisors Asset Management, Inc. | $1.4M | 405,260 | 0.02% | 17q | -16.0%-$267.4K |
| MARSHALL WACE, LLP | $1.4M | 391,726 | 0.00% | new | NEW |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $1.2M | 348,800 | 0.00% | 7q | HELD |
| NewEdge Wealth, LLC | $1.1M | 307,794 | 0.01% | 11q | -3.7%-$40.8K |
| BANK OF AMERICA CORP /DE/ | $1.1M | 306,780 | 0.00% | 31q | +501.2%+$887.5K |
| BlackRock, Inc. | $908.6K | 261,854 | 0.00% | 8q | -29.2%-$374.3K |
| Crossingbridge Advisors, LLC | $867.5K | 250,000 | 0.15% | 2q | +60.3%+$326.4K |
| AlphaCentric Advisors LLC | $867.5K | 250,000 | 0.74% | 2q | +60.3%+$326.4K |
| CITADEL ADVISORS LLC | $856.2K | 246,746 | 0.00% | 28q | HELD |
| Callodine Capital Management, LP | $777.3K | 224,000 | 0.05% | new | NEW |
| Virtus Investment Advisers, LLC | $750.4K | 216,246 | 0.17% | 6q | +30.6%+$175.9K |
| Qube Research & Technologies Ltd | $720.1K | 207,521 | 0.00% | new | NEW |
| GatePass Capital, LLC | $706.0K | 203,450 | 0.27% | 7q | +47.4%+$227.1K |
| Truvestments Capital LLC | $699.8K | 201,671 | 0.10% | 10q | -9.1%-$69.9K |
| MANGROVE PARTNERS IM, LLC | $664.7K | 191,563 | 0.04% | 2q | +51.9%+$227.2K |
| TUDOR INVESTMENT CORP ET AL | $653.8K | 188,423 | 0.00% | 3q | +1709.5%+$617.7K |
| XTX Topco Ltd | $587.0K | 169,160 | 0.01% | 3q | +158.7%+$360.1K |
| Thrivent Financial for Lutherans | $512.0K | 147,439 | 0.00% | 3q | +90.0%+$242.6K |
| HRT FINANCIAL LP | $451.0K | 130,207 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $393.0K | 113,359 | 0.00% | 31q | -8.3%-$35.7K |
| Kovack Advisors, Inc. | $379.3K | 108,393 | 0.02% | 22q | +5.0%+$18.1K |
| UBS Group AG | $333.0K | 95,967 | 0.00% | 31q | -12.1%-$45.9K |
| Sterneck Capital Management, LLC | $318.0K | 91,647 | 0.14% | 31q | +18.3%+$49.3K |
| Arax Advisory Partners | $304.9K | 87,870 | 0.00% | 2q | +100.0%+$152.5K |
| CANADA LIFE ASSURANCE Co | $271.0K | 78,354 | 0.00% | 27q | +10.0%+$24.7K |
| Founders Financial Alliance, LLC | $247.6K | 71,351 | 0.03% | 12q | +15.1%+$32.5K |
| Gallagher Capital Advisors, LLC | $245.8K | 70,826 | 0.14% | 3q | HELD |
| Abbot Financial Management, Inc. | $244.1K | 70,337 | 0.08% | 31q | HELD |
| DENALI ADVISORS LLC | $238.3K | 68,670 | 0.02% | 8q | -3.0%-$7.4K |
| RAYMOND JAMES FINANCIAL INC | $225.4K | 64,951 | 0.00% | 7q | -3.2%-$7.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $214.8K incl. $50.3K options PUT | 47,411 | 0.00% | 14q | +0.7%+$1.4K |
| Dynamic Technology Lab Private Ltd | $211.0K | 60,723 | 0.05% | 2q | -12.2%-$29.3K |
| Integrity Advisory Solutions, LLC | $186.0K | 53,615 | 0.02% | new | NEW |
| Stonebridge Financial Group, LLC/CA | $184.0K | 52,030 | 0.03% | new | FIRST |
| Freestone Capital Holdings, LLC | $183.9K | 53,000 | 0.00% | 3q | HELD |
| Squarepoint Ops LLC | $171.9K | 49,540 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $168.0K | 48,698 | 0.00% | 22q | +87.5%+$78.4K |
| OSAIC HOLDINGS, INC. | $118.0K | 34,017 | 0.00% | 26q | -33.2%-$58.6K |
| WELLS FARGO & COMPANY/MN | $117.3K | 33,802 | 0.00% | 31q | -19.5%-$28.5K |
| Garner Asset Management Corp | $116.0K | 33,430 | 0.04% | 31q | -50.0%-$116.1K |
| Arkadios Wealth Advisors | $104.3K | 30,061 | 0.00% | 18q | HELD |
| Beaumont Financial Advisors, LLC | $104.1K | 29,991 | 0.01% | 14q | +5.6%+$5.5K |
| ENVESTNET ASSET MANAGEMENT INC | $102.6K | 29,558 | 0.00% | 2q | +174.0%+$65.1K |
| &PARTNERS | $100.8K | 29,042 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $99.6K | 28,450 | 0.01% | 26q | HELD |
| Ethos Financial Group, LLC | $96.2K | 27,719 | 0.01% | 6q | +1.9%+$1.8K |
| JANE STREET GROUP, LLC | $93.4K | 26,913 | 0.00% | 3q | -1.4%-$1.3K |
| US BANCORP \DE\ | $92.0K | 26,500 | 0.00% | 13q | HELD |
| Essex Financial Services, Inc. | $90.6K | 26,096 | 0.00% | 21q | -35.9%-$50.7K |
| TWO SIGMA SECURITIES, LLC | $88.5K | 25,499 | 0.01% | 2q | +43.1%+$26.7K |
| SIGNATUREFD, LLC | $86.8K | 25,026 | 0.00% | 26q | -12.6%-$12.6K |
| Foundations Investment Advisors, LLC | $85.5K | 24,641 | 0.00% | 11q | -9.0%-$8.4K |
| OXFORD ASSET MANAGEMENT LLP | $82.1K | 23,656 | 0.04% | 2q | -61.3%-$129.8K |
| HighTower Advisors, LLC | $81.6K | 23,530 | 0.00% | 31q | -3.2%-$2.7K |
| GROUP ONE TRADING LLC | $78.2K | 22,522 | 0.00% | 2q | +983.3%+$70.9K |
| Cresset Asset Management, LLC | $73.0K | 20,577 | 0.00% | 9q | +4.6%+$3.2K |
| REGIONS FINANCIAL CORP | $69.4K | 20,000 | 0.00% | 12q | HELD |
| Miller Financial Services LLC | $59.4K | 17,132 | 0.05% | 2q | +8.7%+$4.8K |
| Disciplined Investments, LLC | $59.0K | 17,000 | 0.02% | 4q | HELD |
| Cetera Investment Advisers | $53.6K | 15,460 | 0.00% | 4q | +43.7%+$16.3K |
| IMC-Chicago, LLC | $53.4K PUT | options only | 0.00% | new | OPTIONS |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $52.0K | 15,000 | 0.00% | 2q | HELD |
| MERIDIAN INVESTMENT COUNSEL INC. | $49.3K | 14,200 | 0.01% | 25q | HELD |
| Strategic Wealth Partners, Ltd. | $48.6K | 14,000 | 0.00% | new | NEW |
| BRIAN LOW FINANCIAL GROUP, LLC | $48.6K | 14,000 | 0.03% | new | NEW |
| Baird Financial Group, Inc. | $47.6K | 13,725 | 0.00% | 31q | HELD |
| Fisher Asset Management, LLC | $46.4K | 13,382 | 0.00% | new | NEW |
| Prosperity Financial Group, Inc. | $45.9K | 13,222 | 0.01% | 2q | +15.0%+$6.0K |
| ROYAL BANK OF CANADA | $43.0K | 12,369 | 0.00% | 31q | -6.3%-$2.9K |
| Mariner, LLC | $42.9K | 12,374 | 0.00% | 5q | -6.9%-$3.2K |
| Sound Income Strategies, LLC | $41.9K | 12,074 | 0.00% | 19q | HELD |
| NorthRock Partners, LLC | $41.2K | 11,876 | 0.00% | 2q | +0.5% |
| SIMPLEX TRADING, LLC | $40.3K incl. $17.4K options PUT | 6,607 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $39.0K | 11,325 | 0.00% | 2q | +9.7%+$3.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $37.7K | 10,863 | 0.00% | 16q | -76.9%-$125.7K |
| EIGHT 31 FINANCIAL, LLC | $35.8K | 10,327 | 0.02% | new | NEW |
| NOMURA HOLDINGS INC | $34.7K | 10,000 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $31.1K | 8,975 | 0.00% | 4q | -53.1%-$35.3K |
| BI Asset Management Fondsmaeglerselskab A/S | $19.0K | 5,361 | 0.00% | 9q | -71.3%-$47.1K |
| Quantum Portfolio Management LLC | $16.3K | 4,691 | 0.01% | new | NEW |
| Global Retirement Partners, LLC | $13.4K | 3,872 | 0.00% | 13q | -24.9%-$4.5K |
| JPMORGAN CHASE & CO | $12.1K | 3,525 | 0.00% | new | NEW |
| State of Alaska, Department of Revenue | $9.0K | 2,695 | 0.00% | 4q | HELD |
| Allworth Financial LP | $7.3K | 2,113 | 0.00% | 12q | -79.6%-$28.7K |
| NOMURA ASSET MANAGEMENT CO LTD | $7.0K | 2,018 | 0.00% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $6.7K | 2,000 | 0.00% | 3q | -4.8% |
| NorthAvenue LLC | $2.6K | 744 | 0.00% | 3q | HELD |
| Larson Financial Group LLC | $2.2K | 645 | 0.00% | 2q | HELD |
| EverSource Wealth Advisors, LLC | $2.2K | 638 | 0.00% | 15q | HELD |
| West Financial Advisors, LLC | $1.4K | 404 | 0.00% | 10q | +2.8% |
| Key Financial Inc | $1.3K | 375 | 0.00% | 18q | HELD |
| Farther Finance Advisors, LLC | $1.3K | 374 | 0.00% | 15q | -27.4% |
| Parallel Advisors, LLC | $854 | 246 | 0.00% | 19q | -86.4%-$5.4K |
| Caitong International Asset Management Co., Ltd | $680 | 196 | 0.00% | 7q | +34.2% |
Showing the largest 100 of 103 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-01 | 2026-09-01 | Material agreement entered | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $1.0M | 305,362 | 2 | 9 | 0 | 0.0% |
| Q2 2026 | 103 | $44.8M | 12,873,579 | 19 | 31 | 31 | 0.3% |
| Q1 2026 | 105 | $55.5M | 12,037,674 | 21 | 19 | 30 | 2.5% |
| Q4 2025 | 118 | $80.0M | 13,260,868 | 17 | 32 | 36 | 0.9% |
| Q3 2025 | 114 | $85.6M | 12,621,070 | 17 | 34 | 30 | 1.0% |
| Q2 2025 | 114 | $92.9M | 13,270,998 | 15 | 25 | 36 | 2.1% |
| Q1 2025 | 114 | $101.0M | 14,194,139 | 11 | 32 | 33 | 1.2% |
| Q4 2024 | 124 | $106.8M | 14,922,295 | 14 | 33 | 34 | 1.1% |
| Q3 2024 | 118 | $101.4M | 14,271,028 | 15 | 31 | 33 | 1.5% |
| Q2 2024 | 119 | $132.6M | 17,329,656 | 13 | 37 | 37 | 1.3% |
| Q1 2024 | 122 | $132.1M | 19,013,046 | 15 | 42 | 32 | 0.9% |
| Q4 2023 | 127 | $129.5M | 18,635,027 | 17 | 47 | 34 | 0.5% |
| Q3 2023 | 127 | $131.2M | 19,844,280 | 21 | 42 | 28 | 0.5% |
| Q2 2023 | 116 | $124.0M | 21,009,690 | 15 | 41 | 29 | 0.1% |
| Q1 2023 | 112 | $121.8M | 23,008,729 | 13 | 46 | 23 | 0.3% |
| Q4 2022 | 114 | $133.6M | 23,223,007 | 20 | 32 | 30 | 0.1% |
| Q3 2022 | 105 | $356.3M | 65,154,596 | 8 | 32 | 31 | 0.1% |
| Q2 2022 | 113 | $468.0M | 75,525,250 | 20 | 32 | 29 | 0.2% |
| Q1 2022 | 112 | $208.0M | 26,551,892 | 30 | 23 | 33 | 0.6% |
| Q4 2021 | 89 | $247.3M | 35,409,710 | 12 | 23 | 27 | 0.7% |
| Q3 2021 | 87 | $154.1M | 23,529,730 | 10 | 28 | 29 | 0.8% |
| Q2 2021 | 92 | $247.9M | 37,005,687 | 13 | 26 | 32 | 0.3% |
| Q1 2021 | 90 | $125.4M | 22,001,209 | 18 | 20 | 33 | 0.9% |
| Q4 2020 | 83 | $90.8M | 19,450,373 | 16 | 21 | 26 | 1.3% |
| Q3 2020 | 85 | $69.4M | 21,710,518 | 12 | 20 | 35 | 0.1% |
| Q2 2020 | 87 | $85.4M | 23,353,789 | 8 | 25 | 33 | 0.3% |
| Q1 2020 | 106 | $67.7M | 26,076,688 | 16 | 28 | 41 | 0.3% |
| Q4 2019 | 106 | $178.4M | 27,250,170 | 20 | 39 | 28 | 0.3% |
| Q3 2019 | 108 | $273.6M | 43,626,080 | 13 | 31 | 42 | 0.0% |
| Q2 2019 | 104 | $228.2M | 36,120,953 | 7 | 39 | 30 | 0.0% |
| Q1 2019 | 117 | $280.0M | 40,380,965 | 18 | 37 | 31 | 0.3% |
| Q4 2018 | 117 | $261.8M | 41,077,826 | 3 | 2 | 4 | 0.0% |