DaveManuel.com · Institutional Ownership · Who Owns It
ARK ETF TR (PRNT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
41
Reporting holders
$6.6M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FLOW TRADERS U.S. LLC | $2.8M | 112,165 | 0.11% | 5q | +451.6%+$2.3M |
| JANE STREET GROUP, LLC | $827.2K | 33,667 | 0.00% | 7q | -70.5%-$2.0M |
| LPL Financial LLC | $751.8K | 30,597 | 0.00% | 31q | -9.6%-$80.1K |
| Cambridge Investment Research Advisors, Inc. | $462.0K | 18,764 | 0.00% | new | NEW |
| Crescent Grove Advisors, LLC | $341.8K | 13,910 | 0.03% | 23q | -4.9%-$17.6K |
| MORGAN STANLEY | $270.3K | 11,002 | 0.00% | 35q | -9.6%-$28.6K |
| Private Advisor Group, LLC | $224.2K | 9,124 | 0.00% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $222.1K | 9,041 | 0.00% | 3q | -16.5%-$43.9K |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | $221.1K | 9,000 | 0.17% | 3q | -28.0%-$86.0K |
| OSAIC HOLDINGS, INC. | $142.5K | 5,800 | 0.00% | 26q | +22.1%+$25.8K |
| Rockefeller Capital Management L.P. | $51.1K | 2,081 | 0.00% | 4q | +1.0% |
| VALLEY NATIONAL ADVISERS INC | $49.4K | 2,009 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $47.0K | 1,942 | 0.00% | 31q | -13.4%-$7.3K |
| IFP Advisors, Inc | $40.0K | 1,629 | 0.00% | 22q | HELD |
| Arax Advisory Partners | $35.9K | 1,460 | 0.00% | 5q | +100.0%+$17.9K |
| WELLS FARGO & COMPANY/MN | $29.6K | 1,205 | 0.00% | 18q | -34.0%-$15.2K |
| BANK OF MONTREAL /CAN/ | $24.6K | 1,000 | 0.00% | 22q | -20.0%-$6.1K |
| FMR LLC | $13.9K | 567 | 0.00% | 19q | +30.6%+$3.3K |
| Wilmington Savings Fund Society, FSB | $12.3K | 500 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $12.0K | 490 | 0.00% | 19q | HELD |
| SIMPLEX TRADING, LLC | $9.9K | 404 | 0.00% | 3q | -84.6%-$54.4K |
| Farther Finance Advisors, LLC | $9.8K | 400 | 0.00% | new | NEW |
| Allworth Financial LP | $9.4K | 383 | 0.00% | 22q | -34.3%-$4.9K |
| Family Manage LLC | $8.4K | 343 | 0.00% | 19q | HELD |
| Spire Wealth Management | $6.1K | 250 | 0.00% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $4.2K | 170 | 0.00% | 21q | -34.6%-$2.2K |
| UBS Group AG | $2.5K | 100 | 0.00% | 31q | -94.2%-$39.7K |
| LifeSteps Financial, Inc. | $2.5K | 100 | 0.00% | new | NEW |
| Advocate Investing Services LLC | $2.5K | 100 | 0.00% | 3q | HELD |
| BFC Planning, Inc. | $2.5K | 100 | 0.00% | new | NEW |
| Rossby Financial, LCC | $2.2K | 91 | 0.00% | 2q | +1200.0%+$2.1K |
| CoreCap Advisors, LLC | $2.0K | 80 | 0.00% | 10q | HELD |
| Activest Wealth Management | $1.4K | 59 | 0.00% | 2q | HELD |
| BESSEMER GROUP INC | $1.0K | 27 | 0.00% | 20q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $983 | 40 | 0.00% | new | NEW |
| Aptus Capital Advisors, LLC | $983 | 40 | 0.00% | new | NEW |
| Nalls Sherbakoff Group, LLC | $786 | 32 | 0.00% | 10q | HELD |
| SHP Wealth Management | $541 | 22 | 0.00% | 3q | HELD |
| ALBION FINANCIAL GROUP /UT | $345 | 14 | 0.00% | 15q | HELD |
| AlphaCore Capital LLC | $246 | 10 | 0.00% | 3q | HELD |
| SOA Wealth Advisors, LLC. | $100 | 4 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 9 | $452.9K | 18,263 | 1 | 1 | 1 | 0.0% |
| Q2 2026 | 41 | $6.6M | 268,722 | 9 | 6 | 13 | 0.0% |
| Q1 2026 | 40 | $5.2M | 255,339 | 3 | 8 | 6 | 0.0% |
| Q4 2025 | 50 | $8.7M | 390,907 | 9 | 6 | 14 | 0.0% |
| Q3 2025 | 41 | $8.1M | 350,088 | 3 | 6 | 8 | 0.0% |
| Q2 2025 | 46 | $8.4M | 382,472 | 9 | 2 | 11 | 0.0% |
| Q1 2025 | 43 | $8.4M | 433,399 | 5 | 4 | 11 | 0.0% |
| Q4 2024 | 47 | $16.2M | 757,382 | 7 | 5 | 10 | 1.1% |
| Q3 2024 | 47 | $16.8M | 946,809 | 3 | 5 | 13 | 0.0% |
| Q2 2024 | 53 | $17.3M | 849,383 | 4 | 5 | 18 | 3.5% |
| Q1 2024 | 58 | $26.0M | 1,102,713 | 7 | 7 | 18 | 3.6% |
| Q4 2023 | 64 | $31.6M | 1,332,181 | 7 | 6 | 17 | 2.1% |
| Q3 2023 | 58 | $27.6M | 1,354,863 | 3 | 8 | 15 | 0.0% |
| Q2 2023 | 62 | $30.1M | 1,276,866 | 3 | 10 | 19 | 0.4% |
| Q1 2023 | 69 | $33.8M | 1,466,013 | 5 | 11 | 21 | 0.7% |
| Q4 2022 | 72 | $41.0M | 2,003,214 | 9 | 8 | 24 | 0.0% |
| Q3 2022 | 72 | $155.7M | 7,879,847 | 9 | 13 | 20 | 0.0% |
| Q2 2022 | 78 | $186.5M | 8,692,453 | 7 | 11 | 20 | 0.0% |
| Q1 2022 | 89 | $261.7M | 8,913,502 | 7 | 17 | 29 | 0.0% |
| Q4 2021 | 102 | $347.4M | 10,022,380 | 15 | 23 | 22 | 1.0% |
| Q3 2021 | 92 | $346.0M | 9,675,936 | 13 | 24 | 17 | 0.1% |
| Q2 2021 | 92 | $1.1B | 28,284,472 | 17 | 22 | 18 | 0.1% |
| Q1 2021 | 97 | $953.5M | 24,536,363 | 52 | 27 | 4 | 0.0% |
| Q4 2020 | 47 | $183.0M | 5,815,554 | 19 | 12 | 1 | 0.0% |
| Q3 2020 | 28 | $117.3M | 4,898,249 | 7 | 8 | 4 | 0.0% |
| Q2 2020 | 28 | $61.9M | 2,930,951 | 8 | 8 | 2 | 0.0% |
| Q1 2020 | 25 | $19.6M | 1,142,593 | 3 | 3 | 10 | 0.0% |
| Q4 2019 | 27 | $37.2M | 1,656,467 | 0 | 7 | 10 | 0.0% |
| Q3 2019 | 31 | $36.5M | 1,770,253 | 3 | 6 | 11 | 0.0% |
| Q2 2019 | 30 | $57.2M | 2,411,199 | 4 | 4 | 8 | 0.0% |
| Q1 2019 | 31 | $61.0M | 2,752,978 | 7 | 6 | 6 | 0.0% |
| Q4 2018 | 25 | $53.8M | 2,707,530 | 1 | 1 | 2 | 0.0% |