DaveManuel.com · Institutional Ownership · Who Owns It
PIMCO CORPORATE & INCOME OPP (PTY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
224
Reporting holders
$427.6M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $32.8M | 2,723,452 | 0.02% | 31q | HELD |
| LPL Financial LLC | $31.8M | 2,646,888 | 0.01% | 31q | -3.5%-$1.1M |
| MORGAN STANLEY | $31.2M | 2,595,560 | 0.00% | 35q | +0.6%+$188.0K |
| WELLS FARGO & COMPANY/MN | $29.5M | 2,454,824 | 0.00% | 31q | +14.5%+$3.7M |
| XML Financial, LLC | $21.1M | 1,754,583 | 1.54% | 16q | +10.3%+$2.0M |
| Merrithew & Thorsten Inc | $18.0M | 1,492,851 | 15.30% | 3q | -2.0%-$364.1K |
| Invesco Ltd. | $17.9M | 1,485,366 | 0.00% | 5q | +7.9%+$1.3M |
| Cetera Investment Advisers | $15.7M | 1,302,411 | 0.01% | 31q | +12.9%+$1.8M |
| Cambridge Investment Research Advisors, Inc. | $12.8M | 1,062,908 | 0.01% | 31q | +112.5%+$6.8M |
| ENVESTNET ASSET MANAGEMENT INC | $11.4M | 949,380 | 0.00% | 31q | +13.4%+$1.4M |
| OSAIC HOLDINGS, INC. | $11.2M | 931,885 | 0.01% | 26q | +14.0%+$1.4M |
| GUGGENHEIM CAPITAL LLC | $9.6M | 794,118 | 0.06% | 5q | +29.1%+$2.2M |
| Logan Stone Capital, LLC | $8.1M | 675,432 | 1.72% | 3q | -13.9%-$1.3M |
| ROYAL BANK OF CANADA | $7.7M | 638,181 | 0.00% | 31q | +6.3%+$455.6K |
| AXXCESS WEALTH MANAGEMENT, LLC | $7.5M | 624,690 | 0.12% | new | NEW |
| Equitable Holdings, Inc. | $6.7M | 553,112 | 0.04% | 10q | +0.8%+$55.8K |
| PFG Investments, LLC | $6.1M | 504,390 | 0.24% | 10q | -19.6%-$1.5M |
| Private Advisor Group, LLC | $5.7M | 477,867 | 0.03% | 31q | -27.2%-$2.1M |
| Accel Wealth Management | $5.4M | 448,727 | 1.21% | 23q | -11.0%-$669.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.3M | 441,508 | 0.01% | 31q | -3.8%-$209.5K |
| Kestra Advisory Services, LLC | $5.0M | 413,459 | 0.02% | 24q | +1.0%+$49.2K |
| Evergreen Wealth Management, LLC | $4.7M | 388,873 | 2.19% | 15q | +6.4%+$279.5K |
| Dynamic Advisor Solutions LLC | $4.6M | 382,350 | 0.13% | 17q | +9.3%+$391.7K |
| BANK OF AMERICA CORP /DE/ | $4.0M | 336,236 | 0.00% | 31q | +7.8%+$291.6K |
| Noble Wealth Management PBC | $4.0M | 333,049 | 1.79% | 6q | +27.3%+$859.5K |
| TRUIST FINANCIAL CORP | $3.7M | 309,623 | 0.00% | 18q | +7.4%+$258.2K |
| Steward Partners Investment Advisory, LLC | $3.3M | 278,437 | 0.02% | 19q | +24.9%+$668.8K |
| RAYMOND JAMES FINANCIAL INC | $3.1M | 260,452 | 0.00% | 7q | +12.7%+$354.1K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.1M | 257,091 | 0.01% | 9q | +313.7%+$2.4M |
| Thomas J. Herzfeld Advisors, Inc. | $3.0M | 252,532 | 0.93% | 3q | +1.0%+$30.7K |
| ICON ADVISERS INC/CO | $3.0M | 247,825 | 0.56% | new | NEW |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $2.9M | 242,427 | 0.14% | 3q | -15.3%-$528.5K |
| PRINCIPAL SECURITIES, INC. | $2.3M | 193,282 | 0.03% | 11q | +2.4%+$53.5K |
| Strategic Wealth Partners, Ltd. | $2.2M | 185,861 | 0.14% | 12q | -6.2%-$146.8K |
| XTX Topco Ltd | $2.2M | 183,369 | 0.03% | 3q | +23.2%+$416.0K |
| STIFEL FINANCIAL CORP | $2.1M | 176,455 | 0.00% | 31q | +0.7%+$14.1K |
| Beta Wealth Group, Inc. | $2.1M | 174,777 | 0.79% | 2q | -1.1%-$23.4K |
| Smith Asset Management Co., LLC | $2.0M | 167,505 | 1.59% | 7q | +1.4%+$27.7K |
| AG Asset Advisory, LLC | $2.0M | 164,641 | 1.60% | 4q | +8.0%+$147.3K |
| UBS Group AG | $1.9M | 157,100 | 0.00% | 31q | -15.6%-$350.2K |
| Foundations Investment Advisors, LLC | $1.7M | 143,700 | 0.02% | new | NEW |
| Elm3 Financial Group, LLC | $1.7M | 140,964 | 1.16% | 7q | -11.9%-$229.4K |
| Walser Wealth Management Company, A Ltd Liability Co | $1.7M | 138,820 | 0.69% | new | NEW |
| Plotkin Financial Advisors, LLC | $1.5M | 127,711 | 0.64% | 27q | -2.8%-$44.8K |
| HighTower Advisors, LLC | $1.5M | 127,516 | 0.00% | 21q | +84.5%+$702.7K |
| Ausdal Financial Partners, Inc. | $1.5M | 125,274 | 0.06% | 20q | +8.4%+$116.9K |
| Zullo Investment Group, Inc. | $1.4M | 119,172 | 0.49% | 9q | -7.6%-$117.8K |
| Covenant Asset Management, LLC | $1.4M | 118,277 | 0.24% | 31q | -6.2%-$93.9K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $1.4M | 116,063 | 0.13% | 2q | +40.4%+$402.1K |
| Vision Retirement, LLC | $1.4M | 114,087 | 0.33% | 3q | -1.4%-$19.1K |
| C2C Wealth Management, LLC | $1.3M | 108,385 | 1.02% | 19q | -0.6%-$7.2K |
| Financial Engines Advisors L.L.C. | $1.3M | 105,324 | 0.00% | 8q | -0.7%-$8.5K |
| CITADEL ADVISORS LLC | $1.2M | 102,911 | 0.00% | new | NEW |
| First Heartland Consultants, Inc. | $1.2M | 99,432 | 0.08% | new | NEW |
| UMB Bank, n.a. | $1.2M | 99,000 | 0.02% | 5q | HELD |
| NBT BANK, N.A. | $1.2M | 98,400 | 0.08% | 6q | HELD |
| Signature Equity Partners, LLC | $1.1M | 92,345 | 0.51% | 3q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $1.1M | 92,266 | 0.02% | 4q | +1.7%+$18.8K |
| COHEN & STEERS, INC. | $1.1M | 90,000 | 0.00% | new | NEW |
| Arax Advisory Partners | $1.1M | 88,110 | 0.01% | 2q | +413.3%+$853.4K |
| NewEdge Advisors, LLC | $993.2K | 82,561 | 0.00% | 19q | -3.6%-$37.4K |
| Mariner, LLC | $934.2K | 77,652 | 0.00% | 12q | -40.5%-$635.2K |
| Sanctuary Advisors, LLC | $834.6K | 69,379 | 0.00% | 9q | +5.3%+$41.8K |
| Wealthspire Advisors, LLC | $828.9K | 68,902 | 0.00% | 7q | -10.1%-$93.2K |
| Cornerstone Wealth Management, LLC | $818.9K | 68,068 | 0.04% | 30q | HELD |
| Janney Montgomery Scott LLC | $814.0K | 67,660 | 0.00% | 31q | -4.9%-$42.1K |
| INDEPENDENT FINANCIAL GROUP, LLC | $809.7K | 67,303 | 0.02% | 26q | -27.8%-$312.1K |
| Main Street Group, LTD | $807.2K | 67,100 | 0.19% | 11q | +3.8%+$29.4K |
| MML INVESTORS SERVICES, LLC | $796.5K | 66,206 | 0.00% | 31q | +11.2%+$80.0K |
| Savant Capital, LLC | $790.6K | 67,006 | 0.00% | new | NEW |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | $779.9K | 64,830 | 0.40% | 8q | HELD |
| Triumph Capital Management | $741.1K | 61,606 | 0.13% | 8q | -8.3%-$66.7K |
| JANE STREET GROUP, LLC | $728.1K | 60,520 | 0.00% | 6q | -71.1%-$1.8M |
| Samalin Investment Counsel, LLC | $693.4K | 57,643 | 0.22% | 18q | -31.3%-$315.3K |
| FELL CAPITAL MANAGEMENT /ADV | $673.1K | 55,950 | 0.57% | 3q | HELD |
| Advisory Advocates, LLC | $667.0K | 55,446 | 0.57% | 3q | +2.8%+$18.1K |
| Sigma Planning Corp | $665.8K | 55,341 | 0.02% | 31q | +29.3%+$150.7K |
| Boreal Capital Management LLC | $661.3K | none filed | 0.49% | 5q | -100.0% |
| Sovran Advisors, LLC | $654.1K | 55,763 | 0.05% | 7q | +1.9%+$12.5K |
| OneDigital Investment Advisors LLC | $643.5K | 53,495 | 0.01% | 10q | -9.1%-$64.4K |
| Rockefeller Capital Management L.P. | $632.0K | 52,532 | 0.00% | 26q | +27.1%+$134.9K |
| J.W. COLE ADVISORS, INC. | $627.7K | 52,178 | 0.01% | new | NEW |
| OPPENHEIMER & CO INC | $627.2K | 52,136 | 0.01% | 8q | -39.9%-$416.3K |
| MINDSET WEALTH MANAGEMENT, LLC | $623.0K | 51,785 | 0.12% | 8q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $621.3K | 51,645 | 0.00% | 3q | -15.7%-$115.8K |
| GHE, LLC | $618.9K | 51,450 | 0.23% | 16q | HELD |
| Mission Hills Financial Advisory, LLC | $616.8K | 51,272 | 0.27% | new | NEW |
| NWAM LLC | $582.2K | 48,393 | 0.03% | 31q | +10.4%+$55.1K |
| Quarry LP | $580.9K | 48,284 | 0.05% | 2q | +40.3%+$166.7K |
| Arkadios Wealth Advisors | $560.4K | 46,585 | 0.01% | 3q | +1.3%+$7.4K |
| WEALTH EFFECTS LLC | $557.1K | 46,313 | 0.15% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $556.9K | 46,293 | 0.01% | 13q | -15.0%-$98.5K |
| HOLLENCREST CAPITAL MANAGEMENT | $510.2K | 42,414 | 0.03% | 32q | -8.8%-$49.3K |
| Diversify Advisory Services, LLC | $504.6K | 43,237 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $504.6K | 43,237 | 0.01% | 7q | -4.0%-$20.9K |
| NWF Advisory Services Inc. | $497.2K | 41,334 | 0.05% | 14q | +4.9%+$23.3K |
| Stratos Wealth Partners, LTD. | $496.1K | 41,241 | 0.00% | 2q | +32.4%+$121.5K |
| Accelerate Investment Advisors LLC | $494.8K | 41,131 | 0.28% | 8q | -7.5%-$40.0K |
| CAPTRUST FINANCIAL ADVISORS | $482.9K | 40,144 | 0.00% | 16q | -62.4%-$800.8K |
| CHOREO, LLC | $468.3K | 38,696 | 0.01% | 11q | -2.2%-$10.4K |
Showing the largest 100 of 224 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 76 | $66.2M | 6,032,827 | 8 | 23 | 20 | 0.0% |
| Q2 2026 | 224 | $427.6M | 35,488,661 | 27 | 82 | 65 | 0.0% |
| Q1 2026 | 221 | $405.1M | 33,548,223 | 38 | 72 | 46 | 0.0% |
| Q4 2025 | 217 | $415.6M | 32,111,153 | 34 | 66 | 58 | 0.0% |
| Q3 2025 | 204 | $403.8M | 27,931,379 | 21 | 87 | 41 | 0.0% |
| Q2 2025 | 205 | $375.8M | 26,954,073 | 24 | 80 | 38 | 0.0% |
| Q1 2025 | 192 | $337.2M | 23,338,399 | 17 | 88 | 35 | 0.0% |
| Q4 2024 | 194 | $317.9M | 22,097,554 | 23 | 71 | 35 | 0.0% |
| Q3 2024 | 181 | $293.1M | 20,373,829 | 26 | 63 | 40 | 0.0% |
| Q2 2024 | 165 | $276.0M | 19,286,713 | 22 | 62 | 36 | 0.0% |
| Q1 2024 | 159 | $319.1M | 21,456,587 | 16 | 60 | 39 | 0.0% |
| Q4 2023 | 169 | $239.8M | 18,098,093 | 21 | 50 | 48 | 0.0% |
| Q3 2023 | 159 | $219.0M | 16,761,307 | 16 | 41 | 40 | 0.0% |
| Q2 2023 | 151 | $229.5M | 16,389,484 | 14 | 51 | 33 | 0.0% |
| Q1 2023 | 145 | $189.4M | 15,167,263 | 12 | 46 | 36 | 0.0% |
| Q4 2022 | 152 | $146.1M | 12,163,194 | 25 | 50 | 45 | 0.0% |
| Q3 2022 | 138 | $1.6B | 132,325,767 | 16 | 44 | 37 | 0.0% |
| Q2 2022 | 146 | $2.0B | 155,877,814 | 22 | 47 | 35 | 0.0% |
| Q1 2022 | 140 | $1.8B | 119,223,446 | 26 | 34 | 41 | 0.0% |
| Q4 2021 | 144 | $2.0B | 121,559,075 | 18 | 43 | 36 | 0.0% |
| Q3 2021 | 134 | $4.2B | 230,836,693 | 18 | 52 | 29 | 0.0% |
| Q2 2021 | 127 | $4.1B | 205,969,476 | 12 | 42 | 35 | 0.0% |
| Q1 2021 | 121 | $4.2B | 230,692,022 | 11 | 40 | 24 | 0.0% |
| Q4 2020 | 114 | $3.3B | 183,294,571 | 10 | 41 | 18 | 0.0% |
| Q3 2020 | 107 | $2.6B | 158,470,381 | 17 | 34 | 25 | 0.0% |
| Q2 2020 | 100 | $3.1B | 200,084,685 | 9 | 46 | 19 | 0.0% |
| Q1 2020 | 113 | $1.6B | 124,310,234 | 21 | 38 | 26 | 0.0% |
| Q4 2019 | 106 | $1.2B | 61,575,638 | 11 | 41 | 17 | 0.0% |
| Q3 2019 | 88 | $589.0M | 32,464,477 | 11 | 31 | 23 | 0.0% |
| Q2 2019 | 95 | $596.9M | 32,903,369 | 14 | 34 | 18 | 0.0% |
| Q1 2019 | 100 | $352.2M | 20,114,830 | 6 | 31 | 25 | 0.0% |
| Q4 2018 | 111 | $323.3M | 21,059,866 | 1 | 1 | 6 | 0.0% |