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DaveManuel.com · Institutional Ownership · Who Owns It

RED CAT HLDGS INC (RCAT)

Institutional ownership reported to the SEC as of Q2 2026, across 22 quarters.

295
Reporting holders
$1.1B
Reported value
54.7%
Of shares outstanding
12.1%
Calls
7.3%
Puts
+21
Holder change

Institutions report 83,561,810 shares against 152,714,362 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
STATE STREET CORP$128.8M12,091,4470.00%20q+68.8%+$52.5M
BlackRock, Inc.$119.6M11,230,9870.00%8q-3.8%-$4.7M
Hood River Capital Management LLC$112.7M10,578,2230.82%2q+248.8%+$80.4M
SUSQUEHANNA INTERNATIONAL GROUP, LLP$67.4M
incl. $65.8M options CALL+PUT
144,6060.01%19q-50.1%-$67.6M
CITADEL ADVISORS LLC$65.5M
incl. $28.8M options CALL+PUT
3,441,7740.01%9q+1970.9%+$62.3M
VANGUARD CAPITAL MANAGEMENT LLC$62.4M5,861,1660.00%2q+29.3%+$14.1M
JANE STREET GROUP, LLC$42.4M
incl. $38.1M options CALL+PUT
402,0680.00%10q+1431.9%+$39.6M
GEODE CAPITAL MANAGEMENT, LLC$33.4M3,132,4480.00%21q+20.6%+$5.7M
VAN ECK ASSOCIATES CORP$27.2M2,553,3370.02%newNEW
MORGAN STANLEY$25.4M2,385,6540.00%20q+32.3%+$6.2M
IMC-Chicago, LLC$24.8M
incl. $17.6M options CALL+PUT
680,3590.01%7qHELD
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$16.9M1,591,1390.02%7q+5.6%+$892.6K
UBS Group AG$15.6M1,468,1010.00%21q-2.4%-$389.4K
Walleye Trading LLC$11.9M
incl. $10.7M options CALL+PUT
115,1660.01%6q+14.2%+$1.5M
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$11.2M1,051,5400.00%18q+21.9%+$2.0M
NOMURA HOLDINGS INC$11.1M
incl. $6.5M options PUT
432,6340.01%3q+3598.4%+$10.8M
VANGUARD PORTFOLIO MANAGEMENT LLC$11.1M1,043,6300.00%2q+20.0%+$1.9M
Dorsal Capital Management, LP$10.7M CALLoptions only0.38%newOPTIONS
GROUP ONE TRADING LLC$10.6M
incl. $7.8M options CALL+PUT
261,9810.01%7q-26.1%-$3.8M
NORTHERN TRUST CORP$10.4M977,6220.00%21q+17.9%+$1.6M
VANGUARD FIDUCIARY TRUST CO$9.9M925,9720.00%2q+26.6%+$2.1M
CANTOR FITZGERALD, L. P.$9.5M896,7100.05%2q+40.0%+$2.7M
AWM Investment Company, Inc.$9.3M874,4600.81%11q+133.5%+$5.3M
BANK OF AMERICA CORP /DE/$9.2M864,9100.00%19q+325.3%+$7.0M
FIRST TRUST ADVISORS LP$8.7M813,6690.01%newNEW
Vident Advisory, LLC$8.6M809,0460.06%3q+112.5%+$4.6M
AMERIPRISE FINANCIAL INC$7.7M726,1890.00%3q+1785.6%+$7.3M
Defiance ETFs, LLC$7.5M712,6210.10%3q-63.5%-$13.1M
NEEDHAM INVESTMENT MANAGEMENT LLC$7.3M687,5000.22%2q+80.9%+$3.3M
Penserra Capital Management LLC$7.1M666,6540.05%4q+53.0%+$2.5M
SEI INVESTMENTS CO$6.8M635,9430.01%2q+257.6%+$4.9M
Marex Group Ltd$6.0M561,9080.03%2q+3.9%+$222.3K
Point72 Asset Management, L.P.$5.9M CALL+PUToptions only0.01%2qOPTIONS
D. E. Shaw & Co., Inc.$5.9M CALL+PUToptions only0.00%2qOPTIONS
RENAISSANCE TECHNOLOGIES LLC$5.5M514,1260.01%2q-63.7%-$9.6M
Axxion S.A.$5.4M510,0000.39%newFIRST
BANK OF MONTREAL /CAN/$5.4M502,8030.00%7q+2120.2%+$5.1M
SIMPLEX TRADING, LLC$5.3M
incl. $4.8M options CALL+PUT
47,1260.00%8q+11.5%+$544.7K
ROYAL BANK OF CANADA$5.2M484,3810.00%7q+12.1%+$557.7K
MARSHALL WACE, LLP$5.0M469,4500.00%2q-69.5%-$11.4M
Walleye Capital LLC$4.7M
incl. $2.7M options CALL+PUT
185,5390.02%6q+151.1%+$2.8M
Clear Street Group Inc.$4.6M431,4130.01%2q-21.6%-$1.3M
LPL Financial LLC$4.6M430,6730.00%8q+51.1%+$1.6M
WELLS FARGO & COMPANY/MN$4.5M
incl. $5.3K options PUT
424,8610.00%20q+30.9%+$1.1M
NATIONAL BANK OF CANADA /FI/$4.3M401,9810.00%6q+10209.8%+$4.2M
Bank of New York Mellon Corp$4.1M380,4250.00%5q+38.3%+$1.1M
Cedrus Wealth Group LLC$3.9M369,5733.44%newNEW
Empowered Funds, LLC$3.8M358,3520.02%2q+110.1%+$2.0M
WADDELL & ASSOCIATES, LLC$3.6M338,9890.18%7q+86.7%+$1.7M
GOLDMAN SACHS GROUP INC$3.4M318,2570.00%7q-22.8%-$999.3K
Invesco Ltd.$3.3M309,2080.00%7q+15.7%+$447.2K
Woodline Partners LP$3.2M300,3630.01%newNEW
Cambridge Investment Research Advisors, Inc.$3.0M281,6080.00%11q+102.3%+$1.5M
XTX Topco Ltd$2.8M266,3780.04%6q+485.3%+$2.4M
Swiss National Bank$2.8M264,9000.00%4q+24.6%+$557.0K
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$2.8M258,9600.00%4q+17.2%+$404.7K
Nuveen, LLC$2.7M257,6300.00%5q+4.8%+$125.5K
TWO SIGMA INVESTMENTS, LP$2.6M
incl. $830.7K options CALL+PUT
164,1720.00%newNEW
JPMORGAN CHASE & CO$2.4M232,7870.00%6q-8.7%-$228.0K
Kultura Capital Management LP$2.4M CALLoptions only0.43%newOPTIONS
Jump Financial, LLC$2.3M216,5410.02%3q+761.7%+$2.0M
Moors & Cabot, Inc.$2.3M213,5500.09%7q+70.7%+$942.3K
BNP PARIBAS FINANCIAL MARKETS$2.2M205,3080.00%6q+222.4%+$1.5M
PEAK6 LLC$2.2M CALL+PUToptions only0.00%newOPTIONS
Mitsubishi UFJ Asset Management Co., Ltd.$2.1M193,2600.00%7q-4.5%-$97.8K
Jain Global LLC$2.1M192,8400.01%newNEW
ExodusPoint Capital Management, LP$2.0M
incl. $1.1M options CALL
91,0210.01%6qHELD
RAYMOND JAMES FINANCIAL INC$1.8M
incl. $10.0K options CALL
172,0780.00%7q-9.5%-$193.0K
Erste Asset Management GmbH$1.7M164,5820.01%4qHELD
Cetera Investment Advisers$1.7M158,2890.00%5q-4.3%-$76.0K
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$1.6M148,8420.00%5q+6.9%+$102.0K
Verition Fund Management LLC$1.6M
incl. $808.3K options PUT
70,9900.01%6q-29.6%-$658.8K
RHUMBLINE ADVISERS$1.5M136,9080.00%5q+13.6%+$174.0K
&PARTNERS$1.4M128,1000.01%4q+1.8%+$23.9K
CAPITAL FUND MANAGEMENT S.A.$1.3M
incl. $348.3K options PUT
93,2070.01%5qHELD
ALLIANCEBERNSTEIN L.P.$1.3M99,9300.00%5qHELD
DEUTSCHE BANK AG\$1.3M119,2830.00%5q+27.7%+$275.6K
Legal & General Group Plc$1.2M115,6450.00%5q+22.1%+$223.3K
PRICE T ROWE ASSOCIATES INC /MD/$1.2M111,8210.00%5q-95.2%-$23.7M
CITIGROUP INC$1.2M108,5570.00%8q-21.0%-$308.1K
WINTON GROUP Ltd$1.1M107,8900.04%2q+289.5%+$854.0K
KORNITZER CAPITAL MANAGEMENT INC /KS$1.1M105,0040.02%4q+20.1%+$187.5K
VANGUARD ASSET MANAGEMENT, Ltd$1.1M99,2730.00%2q+41.6%+$310.7K
Bouvel Investment Partners, LLC$809.2K75,9790.18%newNEW
OSAIC HOLDINGS, INC.$775.6K
incl. $15.4K options CALL
71,3930.00%17q+30.7%+$182.1K
THOMPSON SIEGEL & WALMSLEY LLC$756.0K71,0000.01%3q+195.8%+$500.5K
Squarepoint Ops LLC$753.0K CALLoptions only0.00%2qOPTIONS
Prospera Financial Services Inc$741.6K69,6410.01%newNEW
Concurrent Investment Advisors, LLC$707.0K66,3840.01%3q+114.9%+$378.1K
MetLife Investment Management, LLC$700.8K65,8000.00%5q+14.9%+$90.9K
Mariner, LLC$695.8K65,3300.00%5q-31.8%-$323.7K
NATIXIS$645.0K60,5610.00%2q+12.9%+$73.8K
BARCLAYS PLC$625.7K58,7550.00%8q+56.0%+$224.7K
Private Advisor Group, LLC$622.2K58,4230.00%4q+57.3%+$226.8K
DAVENPORT & Co LLC$618.8K58,0990.00%3q+162.9%+$383.4K
Centiva Capital, LP$587.3K55,1460.01%3q+450.1%+$480.5K
SteelPeak Wealth, LLC$574.4K53,9350.01%newNEW
J.W. COLE ADVISORS, INC.$555.1K52,1210.01%6q+3.2%+$17.1K
Crawford Fund Management, LLC$543.1K PUToptions only0.08%3qOPTIONS
AlphaCentric Advisors LLC$532.5K50,0000.45%2q+11.1%+$53.2K

Showing the largest 100 of 295 reported holders.

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-232026-10-19Material agreement enteredfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-06-11Funk Paul IIDirectorSold165,028$1.9M
2026-10-15Thompson Jeffrey MChairman of the Board, CEOSold150,000$676.5K
2026-08-11Liuzza Nicholas Reyland JRDirectorSold55,000$584.6K
2026-08-28Liuzza Nicholas Reyland JRDirectorSold65,000$552.5K
2026-08-11Moe Christopher R.DirectorSold20,000$210.2K

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-08-17Thompson Jeffrey MChairman of the Board, CEOSold150,000$1.6M
2026-07-15Thompson Jeffrey MChairman of the Board, CEOSold150,000$1.3M
2026-09-15Thompson Jeffrey MChairman of the Board, CEOSold150,000$1.2M

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202663$13.8M1,556,0412121727.2%
Q2 2026295$1.1B83,561,810701235019.4%
Q1 2026274$1.0B62,510,182921014420.5%
Q4 2025218$467.0M45,917,42662755022.1%
Q3 2025192$603.1M46,477,17468663420.3%
Q2 2025155$261.5M28,181,48070441921.8%
Q1 2025119$144.5M17,608,03635402228.3%
Q4 2024108$475.7M29,095,97858241021.4%
Q3 202462$35.1M13,587,117311381.6%
Q2 202443$17.6M15,268,19691390.3%
Q1 202436$11.2M14,606,54857110.2%
Q4 202338$14.5M16,494,84516850.2%
Q3 202329$3.7M3,745,5321870.9%
Q2 202335$5.0M4,182,2547681.0%
Q1 202334$4.0M3,819,4623660.9%
Q4 202236$3.6M3,783,43910570.4%
Q3 202232$8.7M5,052,9275583.5%
Q2 202236$10.1M4,830,619101082.7%
Q1 202232$10.6M5,005,97971184.7%
Q4 202132$14.3M6,206,869161039.9%
Q3 202126$13.0M3,740,69120500.0%
Q2 202110$1.7M657,22310000.0%