DaveManuel.com · Institutional Ownership · Who Owns It
ROYCE SMALL CAP TRUST INC (RVT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
211
Reporting holders
$718.6M
Reported value
0.0%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $111.8M | 6,054,512 | 0.01% | 31q | +3.7%+$4.0M |
| MORGAN STANLEY | $109.0M | 5,903,526 | 0.01% | 35q | -3.4%-$3.8M |
| RAYMOND JAMES FINANCIAL INC | $57.1M | 3,088,819 | 0.02% | 7q | +9.1%+$4.7M |
| LPL Financial LLC | $44.3M | 2,396,929 | 0.01% | 31q | +5.1%+$2.2M |
| WELLS FARGO & COMPANY/MN | $30.4M | 1,646,540 | 0.00% | 31q | -2.7%-$833.6K |
| ROYAL BANK OF CANADA | $30.3M | 1,639,146 | 0.00% | 31q | +0.9%+$265.5K |
| Penserra Capital Management LLC | $25.6M | 1,384,409 | 0.20% | 2q | +4.0%+$976.4K |
| Saba Capital Management, L.P. | $23.0M | 1,247,806 | 0.59% | new | NEW |
| STIFEL FINANCIAL CORP | $15.7M | 848,245 | 0.01% | 31q | +2.8%+$427.7K |
| Janney Montgomery Scott LLC | $13.7M | 742,462 | 0.03% | 31q | +1.9%+$258.2K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $12.5M | 674,729 | 1.55% | 31q | +3.2%+$387.0K |
| LAZARD ASSET MANAGEMENT LLC | $11.3M | 612,315 | 0.02% | 38q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $11.2M | 607,243 | 0.53% | 5q | +0.9%+$97.3K |
| Shaker Financial Services, LLC | $11.2M | 605,745 | 3.50% | 16q | +337.3%+$8.6M |
| Waterfront Wealth Inc. | $9.0M | 495,162 | 1.39% | 22q | -12.3%-$1.3M |
| OSAIC HOLDINGS, INC. | $8.9M | 484,010 | 0.01% | 26q | +40.4%+$2.6M |
| Modern Wealth Management, LLC | $8.9M | 480,230 | 0.11% | 7q | -2.4%-$216.8K |
| UBS Group AG | $8.6M | 465,248 | 0.00% | 31q | -20.1%-$2.2M |
| GUGGENHEIM CAPITAL LLC | $7.8M | 423,470 | 0.05% | 31q | -6.5%-$548.2K |
| Advisors Asset Management, Inc. | $6.2M | 336,541 | 0.09% | 17q | +5.1%+$300.7K |
| Paller Financial Services Inc | $5.6M | 303,412 | 4.19% | 3q | -1.8%-$100.9K |
| Steward Partners Investment Advisory, LLC | $5.4M | 290,748 | 0.03% | 31q | +5.3%+$271.4K |
| Allspring Global Investments Holdings, LLC | $5.3M | 287,283 | 0.01% | 14q | +51.9%+$1.8M |
| ROTHSCHILD INVESTMENT LLC | $4.6M | 250,772 | 0.17% | 11q | +4.4%+$195.0K |
| CAPTRUST FINANCIAL ADVISORS | $4.6M | 249,028 | 0.01% | 16q | -3.2%-$150.7K |
| Cypress Capital Management LLC (WY) | $4.5M | 243,763 | 3.76% | 4q | +12.4%+$496.5K |
| Private Advisor Group, LLC | $4.3M | 231,258 | 0.02% | 31q | +26.5%+$894.1K |
| D.A. DAVIDSON & CO. | $4.3M | 230,461 | 0.02% | 31q | -1.9%-$82.2K |
| OPPENHEIMER & CO INC | $4.1M | 222,656 | 0.04% | 31q | +2.6%+$103.6K |
| HighTower Advisors, LLC | $3.7M | 200,824 | 0.00% | 19q | +12.9%+$425.2K |
| Logan Stone Capital, LLC | $3.6M | 195,674 | 0.76% | new | NEW |
| Altium Capital Management LLC | $3.6M | 192,509 | 7.49% | 3q | HELD |
| Z3 Capital Partners, LLC | $3.4M | 186,663 | 0.72% | 3q | +0.5%+$17.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.3M | 178,790 | 0.03% | new | NEW |
| Hennion & Walsh Asset Management, Inc. | $3.3M | 177,676 | 0.09% | 11q | +45.1%+$1.0M |
| RB Capital Management, LLC | $3.2M | 171,223 | 0.62% | 31q | HELD |
| &PARTNERS | $3.0M | 164,931 | 0.01% | 6q | +2.3%+$69.4K |
| INTREPID FAMILY OFFICE LLC | $2.9M | 155,643 | 2.13% | 5q | +1.9%+$52.9K |
| GENERAL AMERICAN INVESTORS CO INC | $2.8M | 150,877 | 0.16% | 31q | HELD |
| Samalin Investment Counsel, LLC | $2.7M | 147,347 | 0.85% | 27q | +30.7%+$638.9K |
| Cambridge Investment Research Advisors, Inc. | $2.5M | 132,934 | 0.00% | 31q | +10.6%+$235.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.2M | 121,634 | 0.00% | 31q | -7.2%-$174.7K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $2.2M | 119,199 | 0.13% | 8q | +59.1%+$818.2K |
| EVOLVE PRIVATE WEALTH, LLC | $2.0M | 108,008 | 0.12% | 3q | -2.8%-$57.6K |
| Sanctuary Advisors, LLC | $1.9M | 102,167 | 0.01% | 9q | +1.9%+$35.9K |
| Atlantic Union Bankshares Corp | $1.7M | 94,361 | 0.03% | 29q | -0.6%-$9.8K |
| Advisory Advocates, LLC | $1.7M | 90,631 | 1.44% | 3q | +4.8%+$76.1K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $1.6M | 88,150 | 0.11% | new | NEW |
| FIRST TRUST ADVISORS LP | $1.6M | 86,326 | 0.00% | 31q | HELD |
| MGO ONE SEVEN LLC | $1.6M | 84,159 | 0.03% | 7q | +100.9%+$780.7K |
| NewEdge Advisors, LLC | $1.5M | 82,369 | 0.00% | 19q | +46.8%+$485.2K |
| TrueMark Investments, LLC | $1.5M | 79,839 | 0.18% | 4q | +7.1%+$97.3K |
| KENNEDY INVESTMENT GROUP, INC. | $1.4M | 77,383 | 0.49% | 15q | -5.7%-$86.8K |
| WJ Financial Advisors LLC | $1.4M | 75,025 | 1.02% | 4q | -2.6%-$36.9K |
| FIFTH THIRD BANCORP | $1.4M | 73,504 | 0.00% | 2q | +3.2%+$42.0K |
| Focused Wealth Management, Inc | $1.4M | 73,461 | 0.12% | 18q | +2.8%+$36.9K |
| 1607 Capital Partners, LLC | $1.3M | 70,000 | 0.11% | new | NEW |
| Comprehensive Money Management Services LLC | $1.3M | 69,950 | 0.81% | 7q | +6.8%+$82.7K |
| JANE STREET GROUP, LLC | $1.3M | 68,238 | 0.00% | 3q | +170.7%+$794.7K |
| Cetera Investment Advisers | $1.2M | 65,753 | 0.00% | 21q | -77.7%-$4.2M |
| Accel Wealth Management | $1.2M | 65,508 | 0.27% | 23q | -15.0%-$213.6K |
| Whitener Capital Management, Inc. | $1.1M | 60,929 | 0.24% | 13q | +14.3%+$141.1K |
| Prospera Financial Services Inc | $1.1M | 60,538 | 0.02% | 9q | -1.1%-$12.3K |
| Triumph Capital Management | $1.1M | 60,025 | 0.20% | 9q | +4.8%+$50.9K |
| Stolper Co | $1.0M | 56,794 | 0.27% | 22q | +310.3%+$793.3K |
| Abel Hall, LLC | $1.0M | 55,000 | 0.18% | 11q | HELD |
| Concorde Asset Management, LLC | $1.0M | 54,600 | 0.58% | 12q | +4.9%+$47.1K |
| Quantedge Capital Pte Ltd | $1.0M | 54,300 | 0.76% | new | NEW |
| Bay Rivers Group | $987.7K | 53,475 | 0.34% | 9q | +4.0%+$37.9K |
| Waverly Advisors, LLC | $980.4K | 53,079 | 0.01% | 7q | +1.6%+$15.2K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $947.2K | 51,281 | 0.05% | 8q | +2.1%+$19.6K |
| Mraz, Amerine & Associates, Inc. | $946.3K | 51,232 | 0.14% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $924.2K | 50,037 | 0.00% | 31q | -19.7%-$226.1K |
| NWF Advisory Services Inc. | $882.2K | 47,762 | 0.08% | 14q | -3.4%-$30.8K |
| Kestra Advisory Services, LLC | $863.0K | 46,722 | 0.00% | 23q | -60.5%-$1.3M |
| BANK OF MONTREAL /CAN/ | $848.6K | 45,945 | 0.00% | 31q | +5.5%+$44.1K |
| Atlanta Consulting Group Advisors, LLC | $792.9K | 42,931 | 0.13% | 7q | HELD |
| GABELLI FUNDS LLC | $779.4K | 42,200 | 0.00% | 31q | HELD |
| XTX Topco Ltd | $769.6K | 41,667 | 0.01% | new | NEW |
| Jaffetilchin Investment Partners, LLC | $765.6K | 41,449 | 0.04% | new | NEW |
| Delta Wealth Advisors LLC | $754.8K | 40,866 | 0.54% | 5q | HELD |
| Apollon Wealth Management, LLC | $721.1K | 39,044 | 0.01% | 19q | -4.0%-$30.4K |
| BENJAMIN EDWARDS INC | $713.6K | 38,628 | 0.01% | 8q | -10.4%-$82.7K |
| Farther Finance Advisors, LLC | $676.7K | 36,639 | 0.01% | 9q | -8.2%-$60.2K |
| Alexander Randolph Advisory, Inc. | $648.9K | 35,134 | 0.53% | 11q | +1.7%+$11.0K |
| Karpus Management, Inc. | $638.5K | 34,568 | 0.02% | 2q | +114.9%+$341.3K |
| EP Wealth Advisors, LLC | $621.3K | 33,637 | 0.00% | new | NEW |
| PMG Family Office LLC | $617.9K | 33,453 | 0.57% | 4q | +2.9%+$17.4K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $560.9K | 30,365 | 0.02% | 15q | +45.7%+$175.9K |
| HBK Sorce Advisory LLC | $552.2K | 29,544 | 0.01% | 10q | +77.6%+$241.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $550.6K | 29,810 | 0.00% | 30q | -14.8%-$95.7K |
| Baird Financial Group, Inc. | $546.8K | 29,604 | 0.00% | 31q | +4.5%+$23.8K |
| SPIREPOINT PRIVATE CLIENT, LLC | $540.1K | 29,243 | 0.04% | 4q | HELD |
| WEDBUSH SECURITIES INC | $537.0K | 29,047 | 0.01% | 31q | +12.0%+$57.5K |
| BROWN ADVISORY INC | $530.8K | 28,736 | 0.00% | 31q | +11.5%+$54.6K |
| David J Yvars Group | $518.1K | 28,164 | 0.24% | 23q | HELD |
| Todd Wealth Management, LLC | $513.5K | 27,800 | 0.39% | 3q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $504.8K | 27,333 | 0.01% | 24q | HELD |
| 1776 Wealth LLC | $503.0K | 27,231 | 0.18% | 11q | +1.7%+$8.3K |
| Allworth Financial LP | $494.5K | 26,774 | 0.00% | 11q | +0.9%+$4.3K |
Showing the largest 100 of 211 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 64 | $62.1M | 3,612,564 | 5 | 22 | 12 | 0.0% |
| Q2 2026 | 211 | $718.6M | 38,920,648 | 27 | 78 | 46 | 0.0% |
| Q1 2026 | 204 | $602.3M | 36,166,023 | 32 | 80 | 39 | 0.0% |
| Q4 2025 | 201 | $582.7M | 36,129,220 | 18 | 77 | 53 | 0.0% |
| Q3 2025 | 199 | $567.3M | 35,199,073 | 25 | 76 | 46 | 0.0% |
| Q2 2025 | 189 | $534.6M | 35,521,768 | 26 | 65 | 47 | 0.0% |
| Q1 2025 | 183 | $470.9M | 33,074,941 | 24 | 70 | 39 | 0.0% |
| Q4 2024 | 187 | $502.3M | 31,782,100 | 14 | 67 | 44 | 0.0% |
| Q3 2024 | 184 | $506.3M | 31,117,445 | 20 | 64 | 45 | 0.0% |
| Q2 2024 | 177 | $443.5M | 30,651,582 | 23 | 56 | 45 | 0.0% |
| Q1 2024 | 174 | $624.3M | 41,170,775 | 23 | 61 | 43 | 0.0% |
| Q4 2023 | 166 | $499.0M | 34,271,165 | 15 | 60 | 41 | 0.0% |
| Q3 2023 | 161 | $369.7M | 28,735,377 | 13 | 58 | 42 | 0.0% |
| Q2 2023 | 158 | $381.9M | 27,659,831 | 15 | 64 | 36 | 0.0% |
| Q1 2023 | 166 | $370.7M | 27,317,827 | 22 | 52 | 50 | 0.0% |
| Q4 2022 | 164 | $366.8M | 27,609,536 | 24 | 54 | 44 | 0.0% |
| Q3 2022 | 147 | $670.8M | 52,649,321 | 16 | 58 | 35 | 0.0% |
| Q2 2022 | 141 | $763.4M | 53,929,805 | 18 | 54 | 41 | 0.0% |
| Q1 2022 | 146 | $912.8M | 53,744,790 | 10 | 56 | 46 | 0.0% |
| Q4 2021 | 163 | $1.1B | 54,995,028 | 23 | 60 | 36 | 0.0% |
| Q3 2021 | 154 | $587.9M | 32,610,375 | 11 | 76 | 29 | 0.0% |
| Q2 2021 | 165 | $627.5M | 32,332,864 | 17 | 59 | 51 | 0.0% |
| Q1 2021 | 158 | $602.5M | 33,265,580 | 13 | 60 | 45 | 0.0% |
| Q4 2020 | 151 | $486.8M | 29,425,888 | 19 | 47 | 47 | 0.0% |
| Q3 2020 | 139 | $550.2M | 43,481,250 | 15 | 54 | 33 | 0.0% |
| Q2 2020 | 132 | $378.2M | 30,165,545 | 14 | 48 | 39 | 0.0% |
| Q1 2020 | 136 | $332.0M | 34,306,516 | 15 | 47 | 40 | 0.0% |
| Q4 2019 | 137 | $512.9M | 34,728,236 | 12 | 47 | 41 | 0.0% |
| Q3 2019 | 134 | $486.5M | 35,358,375 | 10 | 57 | 36 | 0.0% |
| Q2 2019 | 137 | $571.7M | 41,071,669 | 13 | 57 | 39 | 0.0% |
| Q1 2019 | 146 | $561.8M | 40,836,085 | 13 | 59 | 40 | 0.0% |
| Q4 2018 | 140 | $601.6M | 50,978,899 | 5 | 5 | 3 | 0.0% |