DaveManuel.com · Institutional Ownership · Who Owns It
LMP CAP & INCOME FD INC (SCD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
59
Reporting holders
$121.6M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $41.3M | 2,635,988 | 0.78% | 5q | -5.2%-$2.3M |
| RAYMOND JAMES FINANCIAL INC | $19.6M | 1,250,759 | 0.01% | 7q | -29.2%-$8.1M |
| Z3 Capital Partners, LLC | $6.7M | 425,705 | 1.40% | 3q | +1.3%+$84.0K |
| MORGAN STANLEY | $6.4M | 411,785 | 0.00% | 35q | -4.9%-$331.1K |
| Penserra Capital Management LLC | $6.3M | 400,669 | 0.05% | 2q | +4.0%+$238.7K |
| Shaker Financial Services, LLC | $5.2M | 333,414 | 1.63% | new | NEW |
| WELLS FARGO & COMPANY/MN | $5.1M | 327,370 | 0.00% | 31q | +8.9%+$417.9K |
| Allspring Global Investments Holdings, LLC | $3.7M | 234,388 | 0.01% | 3q | +251.4%+$2.6M |
| Steward Partners Investment Advisory, LLC | $2.7M | 169,835 | 0.01% | 17q | -32.3%-$1.3M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.6M | 169,537 | 0.00% | 6q | +16.5%+$372.8K |
| Advisors Asset Management, Inc. | $2.3M | 148,994 | 0.04% | 17q | +19.5%+$380.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $2.2M | 142,755 | 0.02% | 4q | +71.8%+$933.6K |
| OSAIC HOLDINGS, INC. | $1.8M | 111,980 | 0.00% | 26q | +39.2%+$493.6K |
| ROYAL BANK OF CANADA | $1.3M | 83,818 | 0.00% | 31q | +3.9%+$48.9K |
| Yakira Capital Management, Inc. | $1.1M | 73,285 | 0.33% | 5q | HELD |
| LPL Financial LLC | $942.7K | 60,235 | 0.00% | 30q | -26.5%-$340.0K |
| CHAPIN DAVIS, INC. | $820.3K | 52,416 | 0.14% | 15q | +0.8%+$6.3K |
| Wealth Care LLC | $779.6K | 49,813 | 0.63% | 2q | +1.1%+$8.1K |
| NewEdge Advisors, LLC | $749.8K | 47,911 | 0.00% | 19q | +3.8%+$27.1K |
| Calamos Advisors LLC | $694.3K | 44,362 | 0.00% | 3q | +7.1%+$46.3K |
| Cambridge Investment Research Advisors, Inc. | $626.0K | 39,960 | 0.00% | 19q | +100.2%+$313.3K |
| AMERIPRISE FINANCIAL INC | $594.2K | 37,966 | 0.00% | 28q | +12.5%+$66.0K |
| READYSTATE ASSET MANAGEMENT LP | $593.8K | 37,940 | 0.02% | 3q | +279.4%+$437.3K |
| Logan Stone Capital, LLC | $502.2K | 32,089 | 0.11% | new | NEW |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $499.5K | 31,914 | 0.03% | 4q | -40.9%-$346.1K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $486.2K | 31,126 | 0.03% | 15q | +1.6%+$7.8K |
| AlphaStar Capital Management, LLC | $472.7K | 30,203 | 0.03% | 22q | +2.2%+$10.0K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $421.7K | 26,947 | 0.05% | 3q | +352.0%+$328.4K |
| MGO ONE SEVEN LLC | $412.6K | 26,364 | 0.01% | new | NEW |
| NWF Advisory Services Inc. | $405.1K | 25,888 | 0.04% | 6q | HELD |
| BANK OF AMERICA CORP /DE/ | $398.1K | 25,438 | 0.00% | 31q | -2.3%-$9.2K |
| Abel Hall, LLC | $391.2K | 25,000 | 0.07% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $357.8K | 22,865 | 0.01% | new | NEW |
| Private Advisor Group, LLC | $327.7K | 20,937 | 0.00% | 10q | +4.2%+$13.1K |
| XML Financial, LLC | $321.2K | 20,523 | 0.02% | 27q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $314.3K | 20,081 | 0.00% | 8q | -18.3%-$70.5K |
| FIFTH THIRD BANCORP | $289.5K | 18,500 | 0.00% | 2q | HELD |
| ECLECTIC ASSOCIATES INC /ADV | $252.4K | 16,125 | 0.03% | 2q | HELD |
| TRUIST FINANCIAL CORP | $225.1K | 14,385 | 0.00% | 4q | +2.5%+$5.5K |
| World Investment Advisors | $222.3K | 14,727 | 0.00% | 3q | HELD |
| Harbour Wealth Management Group, Inc. | $210.8K | 13,467 | 0.14% | 3q | +1.9%+$4.0K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $199.8K | 12,764 | 0.01% | 2q | +4.7%+$9.0K |
| Janney Montgomery Scott LLC | $196.0K | 12,519 | 0.00% | new | NEW |
| Aurora Private Wealth, Inc. | $185.0K | 11,818 | 0.12% | 7q | +4.5%+$7.9K |
| First National Trust Co | $181.2K | 11,581 | 0.01% | new | NEW |
| UBS Group AG | $157.5K | 10,062 | 0.00% | 31q | +1.0%+$1.5K |
| Rockefeller Capital Management L.P. | $31.3K | 2,000 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $18.8K | 1,200 | 0.00% | 10q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $15.5K | 1,000 | 0.00% | new | NEW |
| IFP Advisors, Inc | $15.2K | 973 | 0.00% | new | NEW |
| BFC Planning, Inc. | $13.2K | 842 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $12.5K | 800 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $10.2K | 650 | 0.00% | 6q | HELD |
| Institute for Wealth Management, LLC. | $3.9K | 250 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $3.9K | 250 | 0.00% | 4q | HELD |
| FNY Investment Advisers, LLC | $3.0K | 200 | 0.00% | 6q | HELD |
| EverSource Wealth Advisors, LLC | $1.7K | 111 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $707 | 45 | 0.00% | 6q | HELD |
| Strategic Wealth Partners, Ltd. | $2 | none filed | 0.00% | 5q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-02 | 13G/A | Sit Investment Associates, Inc.with 1 co-filers | 8.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $12.3M | 853,194 | 1 | 7 | 2 | 0.0% |
| Q2 2026 | 59 | $121.6M | 7,774,529 | 13 | 25 | 8 | 0.0% |
| Q1 2026 | 54 | $117.9M | 7,895,196 | 5 | 14 | 18 | 0.0% |
| Q4 2025 | 62 | $119.9M | 8,085,502 | 10 | 22 | 17 | 0.0% |
| Q3 2025 | 57 | $127.7M | 8,211,111 | 10 | 21 | 11 | 0.0% |
| Q2 2025 | 54 | $74.8M | 4,791,856 | 10 | 18 | 13 | 0.0% |
| Q1 2025 | 46 | $66.2M | 4,158,995 | 8 | 15 | 12 | 0.0% |
| Q4 2024 | 42 | $68.4M | 3,978,149 | 5 | 15 | 9 | 0.0% |
| Q3 2024 | 40 | $81.5M | 4,114,412 | 6 | 12 | 9 | 0.0% |
| Q2 2024 | 42 | $64.8M | 4,182,072 | 3 | 9 | 16 | 0.0% |
| Q1 2024 | 43 | $79.7M | 5,093,754 | 7 | 10 | 14 | 0.0% |
| Q4 2023 | 46 | $65.9M | 4,701,874 | 6 | 14 | 12 | 0.0% |
| Q3 2023 | 39 | $52.9M | 4,230,639 | 2 | 15 | 13 | 0.0% |
| Q2 2023 | 42 | $55.4M | 4,327,735 | 3 | 15 | 12 | 0.0% |
| Q1 2023 | 45 | $55.5M | 4,544,798 | 9 | 13 | 13 | 0.0% |
| Q4 2022 | 42 | $54.2M | 4,500,787 | 7 | 15 | 9 | 0.0% |
| Q3 2022 | 36 | $61.1M | 4,552,760 | 2 | 10 | 16 | 0.0% |
| Q2 2022 | 38 | $54.2M | 4,403,365 | 4 | 11 | 12 | 0.0% |
| Q1 2022 | 39 | $59.1M | 4,039,414 | 5 | 14 | 8 | 0.0% |
| Q4 2021 | 44 | $74.5M | 4,901,024 | 10 | 12 | 10 | 0.0% |
| Q3 2021 | 37 | $61.2M | 4,448,376 | 1 | 16 | 6 | 0.0% |
| Q2 2021 | 43 | $62.8M | 4,353,237 | 8 | 12 | 10 | 0.0% |
| Q1 2021 | 36 | $58.1M | 4,571,816 | 5 | 8 | 12 | 0.0% |
| Q4 2020 | 41 | $55.1M | 4,726,234 | 7 | 13 | 12 | 0.0% |
| Q3 2020 | 37 | $43.2M | 4,229,682 | 4 | 12 | 14 | 0.0% |
| Q2 2020 | 35 | $41.9M | 4,185,798 | 2 | 12 | 16 | 0.0% |
| Q1 2020 | 36 | $28.9M | 3,613,719 | 8 | 11 | 8 | 0.0% |
| Q4 2019 | 33 | $68.2M | 4,372,226 | 3 | 12 | 8 | 0.0% |
| Q3 2019 | 36 | $113.6M | 8,051,939 | 5 | 13 | 7 | 0.0% |
| Q2 2019 | 33 | $100.5M | 7,408,256 | 4 | 13 | 9 | 0.0% |
| Q1 2019 | 40 | $100.4M | 7,776,721 | 6 | 10 | 11 | 0.0% |
| Q4 2018 | 41 | $86.8M | 8,119,003 | 1 | 0 | 2 | 0.0% |