DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED FD (SDVY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
583
Reporting holders
$9.2B
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $1.1B | 26,039,851 | 0.25% | 23q | +4.7%+$50.4M |
| MORGAN STANLEY | $796.6M | 18,464,593 | 0.04% | 19q | -0.6%-$5.2M |
| RAYMOND JAMES FINANCIAL INC | $664.0M | 15,391,137 | 0.18% | 7q | HELD |
| WELLS FARGO & COMPANY/MN | $572.0M | 13,258,924 | 0.09% | 18q | +5.0%+$27.4M |
| BANK OF AMERICA CORP /DE/ | $428.9M | 9,941,792 | 0.03% | 13q | +5.1%+$20.6M |
| Cetera Investment Advisers | $356.1M | 8,255,130 | 0.32% | 21q | +3.9%+$13.4M |
| ROYAL BANK OF CANADA | $292.1M | 6,772,006 | 0.04% | 31q | +1.5%+$4.4M |
| UBS Group AG | $289.6M | 6,713,889 | 0.04% | 19q | +6.8%+$18.3M |
| Cambridge Investment Research Advisors, Inc. | $213.8M | 4,955,625 | 0.24% | 22q | +90.8%+$101.7M |
| Capital Investment Advisors, LLC | $204.1M | 4,730,785 | 2.69% | 10q | +3.4%+$6.7M |
| HARBOUR INVESTMENTS, INC. | $173.3M | 4,017,829 | 2.33% | 21q | +4.9%+$8.1M |
| STIFEL FINANCIAL CORP | $170.3M | 3,948,162 | 0.14% | 22q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $157.4M | 3,647,508 | 0.20% | 22q | +5.6%+$8.3M |
| PARK NATIONAL CORP /OH/ | $152.3M | 3,530,538 | 4.27% | 9q | +1.7%+$2.5M |
| ENVESTNET ASSET MANAGEMENT INC | $145.0M | 3,360,284 | 0.03% | 22q | -7.2%-$11.3M |
| OSAIC HOLDINGS, INC. | $139.1M | 3,223,089 | 0.16% | 26q | +14.6%+$17.7M |
| HighTower Advisors, LLC | $136.5M | 3,164,660 | 0.13% | 18q | +6.4%+$8.2M |
| TRUIST FINANCIAL CORP | $118.8M | 2,753,513 | 0.14% | 21q | +3.8%+$4.3M |
| LVZ, Inc. | $116.7M | 2,704,072 | 11.85% | 10q | +1.1%+$1.3M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $111.0M | 2,573,813 | 0.06% | 21q | +3.0%+$3.2M |
| JONES FINANCIAL COMPANIES LLLP | $79.2M | 1,839,434 | 0.03% | 8q | +22.2%+$14.4M |
| BLAIR WILLIAM & CO/IL | $77.3M | 1,792,212 | 0.20% | 20q | +21.0%+$13.4M |
| Baird Financial Group, Inc. | $75.9M | 1,760,339 | 0.10% | 19q | +4.2%+$3.1M |
| Kestra Advisory Services, LLC | $73.4M | 1,701,525 | 0.24% | 21q | +2.5%+$1.8M |
| MML INVESTORS SERVICES, LLC | $72.6M | 1,683,398 | 0.15% | 20q | +23.1%+$13.6M |
| Southern Financial Group, LLC | $56.4M | 1,308,434 | 14.41% | 3q | HELD |
| Private Advisor Group, LLC | $55.3M | 1,282,902 | 0.25% | 20q | -11.2%-$7.0M |
| NewEdge Advisors, LLC | $51.7M | 1,197,586 | 0.15% | 19q | +28.4%+$11.4M |
| Rockefeller Capital Management L.P. | $50.2M | 1,164,454 | 0.08% | 22q | -9.2%-$5.1M |
| SMITH CHAS P & ASSOCIATES PA CPAS | $43.3M | 1,004,463 | 2.20% | 9q | -2.1%-$948.9K |
| Janney Montgomery Scott LLC | $40.7M | 944,146 | 0.08% | 21q | +3.6%+$1.4M |
| MGO ONE SEVEN LLC | $38.7M | 897,391 | 0.64% | 20q | +1019.8%+$35.3M |
| JSF Financial, LLC | $38.2M | 886,168 | 6.05% | 3q | -0.6%-$235.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $37.2M | 870,714 | 0.06% | 12q | +52.5%+$12.8M |
| D.A. DAVIDSON & CO. | $36.7M | 850,035 | 0.20% | 19q | +15.3%+$4.9M |
| Western Wealth Management, LLC | $36.1M | 837,131 | 1.18% | 18q | -1.4%-$519.7K |
| Prospera Financial Services Inc | $34.4M | 796,153 | 0.50% | 19q | -6.6%-$2.4M |
| GW HENSSLER & ASSOCIATES LTD | $29.8M | 690,450 | 1.33% | 3q | +0.8%+$226.2K |
| Decker Wealth Management LLC | $28.1M | 650,826 | 5.96% | 3q | +3.5%+$955.2K |
| Csenge Advisory Group | $28.1M | 650,365 | 1.14% | 8q | +254.9%+$20.2M |
| Private Wealth Asset Management, LLC | $27.7M | 639,969 | 2.67% | 6q | +25.3%+$5.6M |
| Integrated Wealth Concepts LLC | $27.5M | 636,990 | 0.18% | 18q | -2.5%-$709.3K |
| FIRST TRUST ADVISORS LP | $27.3M | 634,332 | 0.02% | 8q | +18.4%+$4.3M |
| Blue Chip Partners, LLC | $26.9M | 623,257 | 1.70% | 7q | +2.6%+$677.6K |
| Sanctuary Advisors, LLC | $26.4M | 611,352 | 0.12% | 9q | +4.0%+$1.0M |
| Aptus Capital Advisors, LLC | $25.9M | 600,056 | 0.18% | 9q | +3.7%+$926.1K |
| Trilogy Capital Inc. | $25.2M | 583,903 | 0.98% | 3q | +3.8%+$916.9K |
| GUARDIAN WEALTH ADVISORS, LLC / NC | $24.7M | 571,663 | 1.38% | 9q | +4.4%+$1.0M |
| Summit Financial, LLC | $23.5M | 543,993 | 0.26% | 4q | +2.1%+$480.2K |
| Equitable Holdings, Inc. | $23.3M | 539,195 | 0.14% | 23q | HELD |
| Focus Partners Wealth | $21.8M | 505,502 | 0.02% | 8q | +4.5%+$936.3K |
| Wagner Wealth Management, LLC | $21.6M | 501,563 | 4.00% | 10q | +2.6%+$556.4K |
| Crumly & Associates Inc. | $20.2M | 468,829 | 3.87% | 11q | +8.1%+$1.5M |
| Sanchez Wealth Management Group | $20.1M | 466,604 | 3.53% | 11q | +3.3%+$641.9K |
| &PARTNERS | $19.8M | 459,054 | 0.08% | 8q | +5.6%+$1.1M |
| Focus Financial Network, Inc. | $19.1M | 442,090 | 0.59% | 8q | +6.5%+$1.2M |
| Advantage Trust Co | $19.0M | 439,357 | 6.67% | 11q | -0.9%-$178.7K |
| Arkadios Wealth Advisors | $18.8M | 435,309 | 0.28% | 17q | -49.5%-$18.4M |
| DAGCO, INC. | $18.5M | 428,281 | 3.41% | 8q | +3.7%+$651.3K |
| INDEPENDENT FINANCIAL GROUP, LLC | $18.1M | 418,522 | 0.34% | 18q | HELD |
| Solano Wealth Investment Advisors LLC | $18.0M | 416,944 | 8.19% | 7q | -1.9%-$352.2K |
| Pine Valley Investments Ltd Liability Co | $17.5M | 404,553 | 0.69% | 14q | +4.7%+$791.3K |
| B & T Capital Management DBA Alpha Capital Management | $15.7M | 364,252 | 2.04% | 7q | HELD |
| Randall & Associates Wealth Management | $15.3M | 354,958 | 9.47% | 5q | +26.0%+$3.2M |
| Steward Partners Investment Advisory, LLC | $15.0M | 346,846 | 0.08% | 20q | -33.5%-$7.5M |
| PRECEDENT WEALTH PARTNERS, LLC | $14.4M | 333,482 | 2.39% | 7q | +13.7%+$1.7M |
| J.W. COLE ADVISORS, INC. | $14.3M | 332,601 | 0.25% | 14q | HELD |
| Wealthcare Advisory Partners LLC | $14.0M | 323,604 | 0.26% | 11q | +1.5%+$210.2K |
| Sigma Planning Corp | $13.7M | 318,247 | 0.35% | 22q | +5.8%+$757.1K |
| Foundations Investment Advisors, LLC | $13.6M | 315,054 | 0.14% | 17q | +7.2%+$912.3K |
| Procyon Advisors, LLC | $13.5M | 313,162 | 0.58% | 5q | +7.5%+$938.6K |
| AXXCESS WEALTH MANAGEMENT, LLC | $13.5M | 312,080 | 0.21% | 10q | +5.0%+$645.9K |
| PINNACLE ASSOCIATES LTD | $13.2M | 306,445 | 0.14% | 7q | +9.5%+$1.2M |
| Aft, Forsyth & Sober, LLC | $13.0M | 329,600 | 4.06% | 3q | HELD |
| Arax Advisory Partners | $12.9M | 299,996 | 0.09% | 3q | +26.3%+$2.7M |
| BENJAMIN EDWARDS INC | $12.9M | 298,897 | 0.12% | 10q | +13.0%+$1.5M |
| Stratos Wealth Advisors, LLC | $12.7M | 295,081 | 0.70% | 13q | +2.9%+$355.9K |
| S Harris Financial Group, LLC | $12.7M | 294,596 | 9.85% | 3q | +3.6%+$439.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $12.5M | 289,358 | 0.14% | 19q | -3.3%-$427.0K |
| TrueWealth Advisors, LLC | $12.0M | 277,141 | 2.70% | 17q | +3.9%+$453.1K |
| US BANCORP \DE\ | $12.0M | 277,064 | 0.01% | 18q | +7.5%+$835.7K |
| Golden State Wealth Management, LLC | $11.7M | 270,892 | 1.07% | 9q | -8.8%-$1.1M |
| RFG Advisory, LLC | $11.4M | 265,289 | 0.18% | 17q | -11.7%-$1.5M |
| ELEVATION POINT WEALTH PARTNERS, LLC | $11.1M | 257,778 | 0.21% | 4q | -75.2%-$33.7M |
| Vestmark Advisory Solutions, Inc. | $10.9M | 252,468 | 0.10% | 3q | -75.5%-$33.5M |
| Hobart Private Capital, LLC | $10.9M | 252,038 | 1.87% | 11q | +3.2%+$335.4K |
| PSI Advisors, LLC | $10.9M | 251,602 | 2.52% | 4q | -2.8%-$308.5K |
| Atria Investments, Inc | $10.4M | 241,287 | 0.10% | 10q | HELD |
| OPPENHEIMER & CO INC | $10.3M | 237,709 | 0.11% | 17q | +6.7%+$639.7K |
| MCF Advisors LLC | $9.7M | 224,900 | 0.35% | new | NEW |
| Richmond Investment Services, LLC | $9.5M | 220,506 | 3.01% | 7q | -46.8%-$8.4M |
| GREAT VALLEY ADVISOR GROUP, INC. | $9.5M | 220,121 | 0.15% | 10q | +3.9%+$360.0K |
| ARVEST INVESTMENTS, INC. | $9.5M | 220,001 | 1.15% | 11q | +11.2%+$955.7K |
| LCW Services, LLC | $9.4M | 217,064 | 4.08% | 2q | +5.8%+$516.8K |
| First Heartland Consultants, Inc. | $9.4M | 216,902 | 0.61% | 18q | +5.0%+$443.8K |
| PRINCIPAL SECURITIES, INC. | $9.4M | 216,768 | 0.11% | 11q | +8.9%+$767.2K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $9.2M | 214,270 | 0.44% | 17q | -4.8%-$462.8K |
| Baron Wealth Management LLC | $9.2M | 213,371 | 2.39% | 6q | +13.5%+$1.1M |
| Pinnacle Wealth Management Advisory Group, LLC | $9.2M | 212,206 | 0.55% | 7q | +9.7%+$809.7K |
| Certified Advisory Corp | $9.1M | 211,593 | 0.74% | 8q | -1.8%-$163.1K |
Showing the largest 100 of 585 reported holders. The count of 583 above leaves out 2 positions whose reported value failed our price check; they are listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 228 | $1.4B | 34,390,510 | 16 | 89 | 71 | 0.0% |
| Q2 2026 | 583 | $9.2B | 213,250,805 | 50 | 276 | 148 | 0.0% |
| Q1 2026 | 569 | $8.1B | 205,389,570 | 56 | 266 | 152 | 0.0% |
| Q4 2025 | 536 | $7.5B | 194,576,599 | 50 | 245 | 122 | 0.0% |
| Q3 2025 | 486 | $6.9B | 180,663,461 | 44 | 241 | 128 | 0.0% |
| Q2 2025 | 477 | $6.4B | 182,512,121 | 41 | 215 | 146 | 0.0% |
| Q1 2025 | 488 | $6.0B | 178,142,021 | 39 | 259 | 114 | 0.0% |
| Q4 2024 | 505 | $5.9B | 165,419,169 | 85 | 249 | 69 | 0.0% |
| Q3 2024 | 403 | $4.9B | 133,606,038 | 81 | 210 | 68 | 0.0% |
| Q2 2024 | 337 | $3.7B | 110,991,883 | 54 | 175 | 66 | 0.0% |
| Q1 2024 | 307 | $3.9B | 113,212,235 | 80 | 164 | 42 | 0.0% |
| Q4 2023 | 237 | $2.1B | 63,716,260 | 52 | 108 | 44 | 0.0% |
| Q3 2023 | 179 | $1.1B | 39,544,871 | 19 | 96 | 37 | 0.0% |
| Q2 2023 | 168 | $831.2M | 29,352,962 | 21 | 70 | 56 | 0.0% |
| Q1 2023 | 164 | $742.4M | 27,870,628 | 20 | 79 | 46 | 0.0% |
| Q4 2022 | 154 | $663.3M | 25,545,341 | 20 | 53 | 51 | 0.0% |
| Q3 2022 | 143 | $4.1B | 179,119,503 | 13 | 61 | 51 | 0.0% |
| Q2 2022 | 146 | $1.3B | 54,225,712 | 22 | 67 | 39 | 0.0% |
| Q1 2022 | 135 | $3.3B | 118,987,867 | 54 | 64 | 11 | 0.0% |
| Q4 2021 | 87 | $2.8B | 91,887,497 | 32 | 35 | 5 | 0.0% |
| Q3 2021 | 50 | $331.2M | 11,711,521 | 14 | 26 | 5 | 0.0% |
| Q2 2021 | 40 | $174.9M | 6,009,959 | 22 | 14 | 1 | 0.0% |
| Q1 2021 | 20 | $19.0M | 668,429 | 10 | 6 | 1 | 0.0% |
| Q4 2020 | 9 | $3.9M | 166,186 | 2 | 2 | 3 | 0.0% |
| Q3 2020 | 6 | $2.1M | 114,866 | 0 | 1 | 4 | 0.0% |
| Q2 2020 | 10 | $3.0M | 168,318 | 2 | 4 | 3 | 0.0% |
| Q1 2020 | 10 | $2.3M | 159,237 | 6 | 1 | 2 | 0.0% |
| Q4 2019 | 5 | $3.8M | 174,208 | 1 | 3 | 0 | 0.0% |
| Q3 2019 | 5 | $1.9M | 93,828 | 1 | 3 | 1 | 0.0% |
| Q2 2019 | 5 | $1.3M | 62,647 | 0 | 3 | 2 | 0.0% |
| Q1 2019 | 6 | $1.3M | 67,018 | 0 | 3 | 3 | 0.0% |
| Q4 2018 | 8 | $1.3M | 71,661 | 0 | 0 | 0 | 0.0% |