DaveManuel.com · Institutional Ownership · Who Owns It
GLOBAL X FDS (SHLD)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
615
Reporting holders
$5.0B
Reported value
0.4%
Calls
0.2%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $604.8M | 10,128,782 | 0.04% | 7q | +5.8%+$33.0M |
| Harel Insurance Investments & Financial Services Ltd. | $418.4M | 6,990,465 | 2.03% | 4q | +50.5%+$140.4M |
| LPL Financial LLC | $315.9M | 5,291,103 | 0.07% | 9q | +6.4%+$19.1M |
| JPMORGAN CHASE & CO | $257.7M | 4,389,422 | 0.01% | 6q | +16.6%+$36.6M |
| PeakShares LLC | $237.2M | 3,973,000 | 0.18% | 2q | +201268.5%+$237.1M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $231.4M | 3,897,587 | 0.28% | 7q | -3.6%-$8.7M |
| MORGAN STANLEY | $217.1M | 3,635,394 | 0.01% | 7q | +2.1%+$4.4M |
| BANK OF MONTREAL /CAN/ | $187.5M | 3,140,770 | 0.06% | 6q | +13.1%+$21.7M |
| ENVESTNET ASSET MANAGEMENT INC | $81.4M | 1,362,699 | 0.02% | 9q | +30.5%+$19.0M |
| RAYMOND JAMES FINANCIAL INC | $74.3M | 1,244,427 | 0.02% | 7q | +12.8%+$8.5M |
| OneDigital Investment Advisors LLC | $73.5M | 1,230,452 | 0.62% | 6q | +25.3%+$14.8M |
| Merit Financial Group, LLC | $70.0M | 1,172,606 | 0.43% | 7q | +39.8%+$19.9M |
| OSAIC HOLDINGS, INC. | $59.5M | 997,148 | 0.07% | 11q | +21.4%+$10.5M |
| STIFEL FINANCIAL CORP | $58.1M | 973,435 | 0.05% | 9q | +68.2%+$23.6M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $56.6M | 948,362 | 0.03% | 6q | +48.2%+$18.4M |
| Sanctuary Advisors, LLC | $53.3M | 892,482 | 0.25% | 8q | +15.8%+$7.3M |
| SOFI WEALTH, LLC | $49.2M | 823,592 | 1.98% | 4q | +10.7%+$4.8M |
| JANE STREET GROUP, LLC | $49.1M incl. $3.6M options CALL+PUT | 763,024 | 0.00% | 10q | -23.9%-$15.4M |
| UBS Group AG | $46.8M incl. $3.4M options CALL | 727,323 | 0.01% | 6q | -10.7%-$5.6M |
| Henshaw Capital LLC | $45.3M | 759,000 | 1.47% | 6q | HELD |
| ROYAL BANK OF CANADA | $41.8M | 699,345 | 0.01% | 9q | -14.4%-$7.1M |
| Global X Japan Co., Ltd. | $41.1M | 689,061 | 1.51% | 2q | -11.7%-$5.5M |
| NewEdge Advisors, LLC | $40.3M | 675,460 | 0.12% | 7q | +40.1%+$11.6M |
| Cetera Investment Advisers | $37.3M | 624,679 | 0.03% | 8q | -4.5%-$1.8M |
| Arax Advisory Partners | $37.1M | 622,078 | 0.25% | 3q | +189.9%+$24.3M |
| Advocacy Wealth Management, LLC | $35.1M | 587,492 | 1.27% | 4q | +25.1%+$7.0M |
| BENJAMIN EDWARDS INC | $33.0M | 553,219 | 0.30% | 6q | +85.1%+$15.2M |
| Ascent Group, LLC | $26.5M | 444,378 | 0.79% | 4q | +29.4%+$6.0M |
| Cambridge Investment Research Advisors, Inc. | $26.2M | 439,460 | 0.03% | 9q | +80.6%+$11.7M |
| Thrivent Financial for Lutherans | $26.0M | 435,066 | 0.04% | 5q | -19.8%-$6.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $24.7M incl. $11.9M options CALL+PUT | 214,462 | 0.00% | 12q | -23.2%-$7.5M |
| AE Wealth Management LLC | $24.7M | 413,512 | 0.12% | 7q | -9.1%-$2.5M |
| Cerity Partners LLC | $23.2M | 389,073 | 0.03% | 2q | +28.8%+$5.2M |
| Triad Wealth Partners, LLC | $23.0M | 358,058 | 1.36% | 4q | +67.3%+$9.3M |
| CreativeOne Wealth, LLC | $21.8M | 365,846 | 0.47% | 4q | +25.2%+$4.4M |
| Integrated Wealth Concepts LLC | $21.8M | 364,559 | 0.14% | 5q | +73.5%+$9.2M |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $21.3M | 355,947 | 1.05% | 4q | +32.8%+$5.3M |
| Goldstein Advisors, LLC | $20.0M | 335,543 | 1.83% | 4q | +37.8%+$5.5M |
| MEITAV INVESTMENT HOUSE LTD | $19.6M | 327,597 | 0.13% | new | NEW |
| Shepherd Financial Partners LLC | $17.8M | 297,514 | 1.46% | 4q | +30.2%+$4.1M |
| Vise Technologies, Inc. | $17.6M | 295,524 | 0.20% | 4q | +504.6%+$14.7M |
| MML INVESTORS SERVICES, LLC | $16.8M | 281,535 | 0.03% | 10q | -10.4%-$1.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $16.0M | 267,424 | 0.02% | 8q | +16.8%+$2.3M |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $15.7M | 262,921 | 0.25% | 6q | +113.3%+$8.3M |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | $14.7M | 245,627 | 0.60% | new | NEW |
| VALLEY WEALTH MANAGERS, INC. | $14.5M | 243,238 | 0.84% | 6q | +25.6%+$3.0M |
| MGO ONE SEVEN LLC | $13.6M | 227,846 | 0.22% | 4q | +30.3%+$3.2M |
| Patton Albertson Miller Group, LLC | $13.4M | 224,449 | 1.33% | 3q | +16.5%+$1.9M |
| Evolution Wealth Advisors, LLC | $13.1M | 220,193 | 1.54% | 5q | +5.7%+$709.3K |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $12.5M | 213,508 | 0.01% | 2q | -2.4%-$308.3K |
| Horst & Graben Wealth Management LLC | $12.4M | 202,340 | 1.63% | 4q | +30.6%+$2.9M |
| West Wealth Group, LLC | $12.2M | 204,917 | 2.00% | 4q | +27.9%+$2.7M |
| KWB Wealth | $12.2M | 204,879 | 1.05% | 3q | +100.5%+$6.1M |
| Rockefeller Capital Management L.P. | $11.9M | 198,994 | 0.02% | 8q | +141.0%+$7.0M |
| Vestmark Advisory Solutions, Inc. | $11.8M | 197,160 | 0.11% | 2q | +125.8%+$6.6M |
| Decker Wealth Management LLC | $11.5M | 193,358 | 2.45% | 3q | -2.5%-$292.3K |
| EQ LLC | $11.4M | 191,016 | 2.80% | 4q | +64.3%+$4.5M |
| Marks Group Wealth Management, Inc | $11.2M | 187,085 | 0.97% | new | NEW |
| CFS Investment Advisory Services, LLC | $11.2M | 174,549 | 0.74% | 4q | -2.9%-$333.1K |
| Stratos Wealth Partners, LTD. | $11.0M | 184,568 | 0.11% | 6q | -40.1%-$7.4M |
| Scarborough Advisors, LLC | $11.0M | 172,055 | 1.26% | 4q | +18.3%+$1.7M |
| GOLDMAN SACHS GROUP INC | $10.8M | 180,254 | 0.00% | 3q | +34.1%+$2.7M |
| Perigon Wealth Management, LLC | $10.7M | 178,386 | 0.17% | 5q | -16.6%-$2.1M |
| CITADEL ADVISORS LLC | $10.3M incl. $5.7M options CALL+PUT | 76,567 | 0.00% | 7q | -32.4%-$4.9M |
| EWA, LLC | $10.2M | 170,302 | 1.86% | 4q | +31.4%+$2.4M |
| Physician Wealth Advisors, Inc. | $10.1M | 169,122 | 1.21% | 4q | +35.9%+$2.7M |
| PARK AVENUE SECURITIES LLC | $10.0M | 168,153 | 0.06% | 4q | -1.0%-$102.8K |
| Tennessee Valley Asset Management Partners | $9.9M | 165,561 | 1.09% | 4q | +8.5%+$772.5K |
| Security Financial Services, INC. | $9.7M | 162,500 | 1.35% | 4q | +16.4%+$1.4M |
| Farther Finance Advisors, LLC | $9.5M | 159,160 | 0.07% | 5q | +90.4%+$4.5M |
| Pettinga Financial Advisors LLC | $9.5M | 158,324 | 1.52% | 4q | +20.7%+$1.6M |
| New England Private Wealth Advisors LLC | $9.4M | 149,135 | 0.91% | 6q | +1092.0%+$8.6M |
| Kelly Financial Services LLC | $9.4M | 157,258 | 2.01% | 4q | +14.0%+$1.2M |
| HighTower Advisors, LLC | $9.3M | 155,372 | 0.01% | 5q | +90.1%+$4.4M |
| Cardinal Strategic Wealth Guidance | $9.2M | 154,389 | 2.09% | 3q | +89.4%+$4.4M |
| Stonebrook Private Inc. | $9.2M | 153,572 | 1.67% | 4q | +33.2%+$2.3M |
| D. E. Shaw & Co., Inc. | $9.0M | 149,904 | 0.00% | new | NEW |
| Strategic Blueprint, LLC | $8.8M | 147,408 | 0.44% | 4q | +20.2%+$1.5M |
| POTENTIA WEALTH | $8.6M | 143,846 | 3.52% | 4q | -5.6%-$507.4K |
| Keystone Financial Group | $8.3M | 139,364 | 0.49% | 6q | +32.2%+$2.0M |
| Plancorp, LLC | $8.3M | 136,498 | 0.20% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $8.0M | 137,010 | 0.00% | 4q | +39.8%+$2.3M |
| Foguth Wealth Management, LLC. | $7.9M | 131,078 | 0.90% | 5q | +60.3%+$3.0M |
| Embree Financial Group | $7.8M | 130,116 | 0.78% | 4q | +64.0%+$3.0M |
| Savvy Advisors, Inc. | $7.8M | 129,990 | 0.16% | 2q | +28.0%+$1.7M |
| BECK CAPITAL MANAGEMENT, LLC | $7.7M | 129,675 | 1.43% | 8q | HELD |
| BEACON FINANCIAL GROUP | $7.7M | 128,904 | 0.70% | 4q | +25.7%+$1.6M |
| Midwest Capital Advisors, LLC | $7.6M | 127,758 | 3.10% | 4q | +32.9%+$1.9M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $7.5M | 126,408 | 1.12% | 5q | +14.7%+$967.4K |
| MA Private Wealth | $7.5M | 125,366 | 1.11% | 3q | +8.4%+$578.1K |
| One Wealth Advisors, LLC | $7.3M | 122,090 | 0.80% | 4q | +12.9%+$835.5K |
| NATIONAL BANK OF CANADA /FI/ | $7.3M | 121,707 | 0.01% | 9q | +337.7%+$5.6M |
| Sharkey, Howes & Javer | $6.8M | 113,048 | 0.81% | 10q | +9.6%+$593.9K |
| ONE Advisory Partners, LLC | $6.7M | 111,594 | 1.81% | 4q | +22.6%+$1.2M |
| Steward Partners Investment Advisory, LLC | $6.6M | 110,759 | 0.03% | 10q | -34.2%-$3.4M |
| Stokes Family Office, LLC | $6.6M | 110,071 | 0.77% | 4q | -2.6%-$174.7K |
| Bridgelight Financial Advisors, Inc. | $6.5M | 109,512 | 4.48% | new | NEW |
| Private Advisor Group, LLC | $6.4M | 107,740 | 0.03% | 5q | -31.7%-$3.0M |
| INDEPENDENT FINANCIAL GROUP, LLC | $6.3M | 104,905 | 0.12% | 5q | +7.4%+$432.1K |
| Mariner, LLC | $6.2M | 104,030 | 0.01% | 5q | +14.1%+$767.6K |
Showing the largest 100 of 615 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 229 | $626.1M | 10,416,755 | 30 | 73 | 83 | 0.0% |
| Q2 2026 | 615 | $5.0B | 82,936,847 | 82 | 321 | 136 | 0.6% |
| Q1 2026 | 617 | $5.1B | 71,315,856 | 143 | 356 | 62 | 0.6% |
| Q4 2025 | 497 | $3.0B | 46,320,680 | 80 | 246 | 91 | 0.5% |
| Q3 2025 | 423 | $2.8B | 39,551,081 | 194 | 146 | 39 | 0.6% |
| Q2 2025 | 253 | $1.2B | 20,215,145 | 126 | 84 | 22 | 0.9% |
| Q1 2025 | 136 | $524.2M | 11,263,753 | 59 | 50 | 17 | 0.1% |
| Q4 2024 | 109 | $296.0M | 7,910,367 | 38 | 28 | 23 | 0.0% |
| Q3 2024 | 87 | $351.7M | 9,446,645 | 49 | 15 | 7 | 0.0% |
| Q2 2024 | 41 | $169.8M | 5,121,079 | 26 | 7 | 0 | 0.0% |
| Q1 2024 | 15 | $12.9M | 387,743 | 11 | 1 | 1 | 0.0% |
| Q4 2023 | 3 | $1.3M | 47,403 | 1 | 0 | 1 | 0.0% |
| Q3 2023 | 2 | $2.6M | 107,437 | 2 | 0 | 0 | 0.0% |
| Q3 2021 | 3 | $1.1M | 36,056 | 1 | 1 | 1 | 0.0% |
| Q2 2021 | 2 | $2.5M | 74,411 | 0 | 1 | 1 | 0.0% |
| Q1 2021 | 3 | $2.7M | 81,938 | 1 | 0 | 2 | 0.0% |
| Q4 2020 | 3 | $2.8M | 97,125 | 2 | 0 | 0 | 0.0% |