DaveManuel.com · Institutional Ownership · Who Owns It
ISHARES TR (SMLF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
305
Reporting holders
$3.5B
Reported value
0.0%
Calls
0.0%
Puts
+33
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Strategic Financial Services, Inc. | $336.8M | 3,777,784 | 14.75% | 31q | -1.5%-$5.2M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $289.2M | 3,244,719 | 0.04% | 7q | +25.6%+$58.9M |
| WELLS FARGO & COMPANY/MN | $271.7M | 3,047,559 | 0.04% | 31q | +2.7%+$7.0M |
| AMERIPRISE FINANCIAL INC | $194.2M | 2,175,644 | 0.04% | 28q | +9.5%+$16.9M |
| LPL Financial LLC | $142.0M | 1,593,475 | 0.03% | 31q | +3.1%+$4.3M |
| Advance Capital Management, Inc. | $131.6M | 1,476,512 | 4.25% | 2q | -4.5%-$6.2M |
| BANK OF AMERICA CORP /DE/ | $127.3M | 1,428,258 | 0.01% | 31q | +42.5%+$38.0M |
| Valmark Advisers, Inc. | $114.2M | 1,280,840 | 1.21% | 9q | -4.0%-$4.8M |
| Acropolis Investment Management, LLC | $87.6M | 982,634 | 3.46% | 14q | HELD |
| Cetera Investment Advisers | $74.2M | 832,049 | 0.07% | 12q | +10.4%+$7.0M |
| Modern Wealth Management, LLC | $72.1M | 809,068 | 0.86% | 6q | +10.2%+$6.7M |
| Cambridge Investment Research Advisors, Inc. | $70.4M | 789,936 | 0.08% | 12q | +108.9%+$36.7M |
| FMR LLC | $64.3M | 720,940 | 0.00% | 24q | -7.9%-$5.5M |
| VANTAGEPOINT INVESTMENT ADVISERS LLC | $59.5M | 667,125 | 0.44% | 4q | HELD |
| HighTower Advisors, LLC | $57.6M | 645,667 | 0.06% | 7q | +9.2%+$4.9M |
| Annex Advisory Services, LLC | $55.7M | 625,277 | 0.95% | 2q | +11.5%+$5.7M |
| RAYMOND JAMES FINANCIAL INC | $43.6M | 488,894 | 0.01% | 7q | +24.3%+$8.5M |
| BlackRock, Inc. | $42.9M | 481,475 | 0.00% | 8q | +9.5%+$3.7M |
| Financial Management Professionals, Inc. | $42.3M | 474,926 | 4.01% | 26q | -9.2%-$4.3M |
| Clearwater Capital Advisors, LLC | $42.3M | 474,741 | 3.10% | 31q | -0.9%-$398.3K |
| Cornerstone Planning Group LLC | $41.6M | 481,038 | 5.24% | 8q | +2.1%+$855.8K |
| OSAIC HOLDINGS, INC. | $41.4M | 464,450 | 0.05% | 26q | +59.3%+$15.4M |
| Ullmann Wealth Partners Group, LLC | $38.4M | 430,738 | 3.49% | 25q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $36.9M | 413,988 | 0.02% | 25q | +41.6%+$10.8M |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | $35.2M | 395,557 | 0.11% | new | NEW |
| Pacific Center for Financial Services | $33.8M | 378,802 | 7.53% | 10q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $31.9M | 357,412 | 0.04% | 31q | +9.9%+$2.9M |
| Madison Wealth Partners, Inc | $28.4M | 319,045 | 3.62% | 3q | +4.6%+$1.3M |
| River Wealth Advisors LLC | $28.1M | 315,394 | 2.94% | 5q | -0.8%-$230.0K |
| MORGAN STANLEY | $26.2M | 294,229 | 0.00% | 30q | +37.1%+$7.1M |
| Focus Partners Wealth | $26.0M | 291,939 | 0.03% | 11q | +0.7%+$182.7K |
| Fox Financial, Inc | $25.1M | 281,234 | 17.46% | 9q | -0.8%-$190.9K |
| Private Advisor Group, LLC | $24.7M | 277,468 | 0.11% | 15q | +1.0%+$244.2K |
| RESTON WEALTH MANAGEMENT LLC | $23.6M | 264,869 | 6.36% | 10q | -0.5%-$126.5K |
| INTEGRITY ALLIANCE, LLC. | $23.2M | 259,831 | 0.72% | 7q | HELD |
| UBS Group AG | $19.9M | 222,938 | 0.00% | 31q | +6.0%+$1.1M |
| YHB Investment Advisors, Inc. | $19.8M | 222,217 | 1.27% | 4q | +17.1%+$2.9M |
| Family Office Research LLC | $18.3M | 205,028 | 6.86% | 7q | HELD |
| MML INVESTORS SERVICES, LLC | $18.0M | 202,079 | 0.04% | 24q | +36.9%+$4.9M |
| PEAPACK GLADSTONE FINANCIAL CORP | $17.6M | 197,730 | 0.20% | 6q | +10.7%+$1.7M |
| Beacon Pointe Advisors, LLC | $16.7M | 187,571 | 0.08% | 4q | HELD |
| Geneos Wealth Management Inc. | $16.1M | 180,426 | 0.33% | 5q | HELD |
| AssuredPartners Investment Advisors, LLC | $14.7M | 165,459 | 1.43% | 2q | +1.4%+$202.8K |
| PTM WEALTH MANAGEMENT, LLC | $13.8M | 160,957 | 6.23% | 5q | +6.2%+$805.7K |
| Janney Montgomery Scott LLC | $13.8M | 154,566 | 0.03% | 5q | -3.7%-$535.6K |
| WCG Wealth Advisors LLC | $13.6M | 152,433 | 0.32% | 8q | +1.4%+$186.9K |
| AllGen Financial Advisors, Inc. | $13.4M | 150,295 | 2.93% | 2q | -2.2%-$304.6K |
| Stratos Wealth Partners, LTD. | $13.4M | 150,187 | 0.13% | 10q | +1.7%+$221.0K |
| EVOLVE PRIVATE WEALTH, LLC | $13.2M | 148,407 | 0.81% | 3q | +1.5%+$192.1K |
| MERCER GLOBAL ADVISORS INC /ADV | $13.2M | 147,559 | 0.02% | 30q | -1.5%-$195.4K |
| EXCHANGE TRADED CONCEPTS, LLC | $12.3M | 137,682 | 0.06% | 7q | -17.4%-$2.6M |
| Integrated Wealth Concepts LLC | $12.1M | 136,088 | 0.08% | 31q | HELD |
| TRB Wealth Management, LLC | $11.3M | 126,394 | 1.50% | 2q | HELD |
| JPMORGAN CHASE & CO | $11.2M | 125,857 | 0.00% | 15q | -2.2%-$256.5K |
| Weil Company, Inc. | $10.9M | 121,747 | 1.91% | 7q | +10.6%+$1.0M |
| COZAD ASSET MANAGEMENT INC | $10.4M | 116,659 | 0.67% | 16q | +1.5%+$152.1K |
| Wealth Enhancement Trust Services, Inc. | $10.2M | 114,523 | 1.13% | 3q | -15.0%-$1.8M |
| Denver PWM, LLC | $9.7M | 106,982 | 3.17% | 8q | +3.1%+$290.7K |
| Wingate Wealth Advisors, Inc. | $9.6M | 107,883 | 4.24% | 7q | +6.4%+$575.5K |
| TRUIST FINANCIAL CORP | $9.5M | 107,021 | 0.01% | 10q | +1.6%+$147.3K |
| Steward Partners Investment Advisory, LLC | $9.5M | 106,216 | 0.05% | 30q | +55.0%+$3.4M |
| PARK AVENUE SECURITIES LLC | $9.3M | 104,888 | 0.06% | 7q | +16.9%+$1.4M |
| FLC Capital Advisors | $9.1M | 102,093 | 1.46% | 3q | -0.9%-$83.8K |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | $8.6M | 96,529 | 1.34% | 10q | +4.4%+$361.8K |
| Redhawk Wealth Advisors, Inc. | $8.3M | 93,331 | 0.82% | 4q | +227.4%+$5.8M |
| Kestra Advisory Services, LLC | $8.3M | 92,679 | 0.03% | 7q | +16.6%+$1.2M |
| ENVESTNET ASSET MANAGEMENT INC | $8.0M | 89,234 | 0.00% | 31q | +24.1%+$1.5M |
| CORA CAPITAL ADVISORS LLC | $7.9M | 88,710 | 2.22% | 15q | HELD |
| Wealthcare Advisory Partners LLC | $7.8M | 87,399 | 0.15% | 3q | +2.5%+$187.1K |
| DDFG, Inc | $7.7M | 86,310 | 1.53% | 15q | HELD |
| D.A. DAVIDSON & CO. | $6.8M | 76,833 | 0.04% | 17q | -9.1%-$688.5K |
| Cerity Partners LLC | $6.8M | 76,347 | 0.01% | 13q | HELD |
| Aspen Wealth Strategies, LLC | $6.8M | 75,838 | 3.27% | 6q | +1.7%+$111.7K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $6.7M | 74,843 | 0.04% | 29q | -2.3%-$155.4K |
| GeoWealth Management, LLC | $6.7M | 74,648 | 0.21% | 10q | -2.5%-$170.4K |
| FMA Wealth Management, LLC | $6.6M | 74,125 | 4.23% | 11q | -2.4%-$159.2K |
| GEM Asset Management, LLC | $6.4M | 71,512 | 2.51% | 15q | +1.6%+$98.8K |
| ROYAL BANK OF CANADA | $6.3M | 70,410 | 0.00% | 31q | +34.0%+$1.6M |
| &PARTNERS | $5.8M | 65,269 | 0.02% | 4q | +5.6%+$308.9K |
| Equitable Holdings, Inc. | $5.6M | 63,104 | 0.03% | 9q | -7.5%-$456.3K |
| Perigon Wealth Management, LLC | $5.6M | 62,803 | 0.09% | 7q | +21.8%+$1.0M |
| Beirne Wealth Consulting Services, LLC | $5.4M | 60,302 | 1.07% | 31q | +0.5%+$27.3K |
| Vista Cima Wealth Management LLC | $5.4M | 60,239 | 4.00% | 7q | +0.9%+$47.4K |
| CARY STREET PARTNERS FINANCIAL LLC | $5.3M | 59,595 | 0.12% | 2q | +145.3%+$3.1M |
| Farther Finance Advisors, LLC | $5.3M | 59,407 | 0.04% | 15q | -9.3%-$542.6K |
| Goldstone Financial Group, LLC | $5.2M | 58,686 | 0.48% | 2q | +116.3%+$2.8M |
| Santori & Peters, Inc. | $5.1M | 57,096 | 1.44% | 4q | +0.7%+$33.0K |
| Live Oak Investment Partners | $5.1M | 57,051 | 2.74% | 3q | +3.4%+$165.0K |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $4.9M | 54,975 | 0.24% | 7q | +7.5%+$343.2K |
| SUMMITPOINT CAPITAL MANAGEMENT | $4.6M | 51,604 | 4.96% | 2q | +69.5%+$1.9M |
| Williams Financial, LLC | $4.5M | 50,761 | 2.34% | 3q | +4.6%+$199.2K |
| Tyche Wealth Partners LLC | $4.4M | 49,288 | 0.62% | 4q | HELD |
| Signal Advisors Wealth, LLC | $4.3M | 48,174 | 0.22% | 2q | +107.0%+$2.2M |
| Apollon Financial, LLC | $4.2M | 47,581 | 0.50% | 11q | -2.0%-$86.2K |
| NOVEM GROUP | $4.2M | 46,922 | 0.42% | 5q | -0.5%-$22.6K |
| Flagship Private Wealth, LLC | $4.2M | 46,696 | 1.47% | 8q | +4.2%+$167.9K |
| NewEdge Advisors, LLC | $3.9M | 43,421 | 0.01% | 13q | -3.7%-$146.9K |
| Ascent Wealth Partners, LLC | $3.7M | 41,359 | 0.37% | 15q | -2.3%-$85.3K |
| Capital Analysts, LLC | $3.4M | 38,461 | 0.08% | 9q | +1.1%+$36.5K |
| Premier Path Wealth Partners, LLC | $3.4M | 38,133 | 0.39% | 11q | +15.3%+$451.8K |
Showing the largest 100 of 305 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 115 | $654.6M | 7,814,513 | 7 | 46 | 28 | 0.0% |
| Q2 2026 | 305 | $3.5B | 39,263,744 | 46 | 107 | 78 | 0.0% |
| Q1 2026 | 272 | $2.7B | 36,277,138 | 30 | 103 | 69 | 0.0% |
| Q4 2025 | 268 | $2.3B | 31,049,106 | 34 | 106 | 51 | 0.0% |
| Q3 2025 | 238 | $2.0B | 26,833,038 | 29 | 93 | 47 | 0.0% |
| Q2 2025 | 216 | $1.5B | 21,773,738 | 41 | 82 | 51 | 0.0% |
| Q1 2025 | 193 | $1.4B | 23,257,012 | 29 | 66 | 52 | 0.0% |
| Q4 2024 | 182 | $1.2B | 18,040,196 | 24 | 59 | 39 | 0.0% |
| Q3 2024 | 156 | $1.1B | 16,173,151 | 18 | 67 | 31 | 0.0% |
| Q2 2024 | 147 | $868.0M | 14,182,638 | 17 | 51 | 37 | 0.0% |
| Q1 2024 | 141 | $839.2M | 13,204,257 | 29 | 38 | 37 | 0.0% |
| Q4 2023 | 123 | $710.1M | 12,064,368 | 14 | 38 | 38 | 0.0% |
| Q3 2023 | 115 | $615.1M | 11,889,554 | 19 | 32 | 36 | 0.0% |
| Q2 2023 | 102 | $846.4M | 15,691,435 | 11 | 22 | 39 | 0.0% |
| Q1 2023 | 100 | $1.1B | 21,504,762 | 10 | 32 | 36 | 0.0% |
| Q4 2022 | 104 | $1.1B | 21,872,722 | 20 | 29 | 24 | 0.0% |
| Q3 2022 | 86 | $961.1M | 21,472,273 | 7 | 36 | 22 | 0.0% |
| Q2 2022 | 89 | $985.7M | 21,023,255 | 12 | 31 | 26 | 0.0% |
| Q1 2022 | 88 | $1.1B | 20,504,108 | 10 | 31 | 23 | 0.0% |
| Q4 2021 | 96 | $1.2B | 21,169,326 | 12 | 43 | 17 | 0.0% |
| Q3 2021 | 81 | $908.1M | 16,890,941 | 9 | 36 | 20 | 0.0% |
| Q2 2021 | 80 | $1.1B | 19,208,216 | 11 | 36 | 18 | 0.0% |
| Q1 2021 | 72 | $966.9M | 18,269,063 | 14 | 24 | 19 | 0.0% |
| Q4 2020 | 67 | $832.7M | 17,491,101 | 8 | 20 | 21 | 0.0% |
| Q3 2020 | 60 | $700.9M | 17,039,283 | 10 | 24 | 16 | 0.0% |
| Q2 2020 | 61 | $640.2M | 16,015,823 | 12 | 19 | 19 | 0.0% |
| Q1 2020 | 65 | $476.5M | 12,980,709 | 11 | 22 | 23 | 0.0% |
| Q4 2019 | 69 | $509.0M | 10,864,179 | 13 | 25 | 14 | 0.0% |
| Q3 2019 | 62 | $438.5M | 9,647,889 | 7 | 21 | 18 | 0.0% |
| Q2 2019 | 64 | $422.4M | 9,186,276 | 9 | 19 | 17 | 0.0% |
| Q1 2019 | 61 | $388.0M | 8,333,175 | 10 | 25 | 14 | 0.0% |
| Q4 2018 | 53 | $127.4M | 3,558,047 | 0 | 1 | 0 | 0.0% |