GEM Asset Management, LLC
Reported holdings as of Q3 2026, from 16 quarterly filings.
Holdings
Download these holdings as CSV
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| SYSCO CORP | SYY | $28.9M | 370,623 | -2.03pp | 16q | -9.7%-$3.1M | |
| DIMENSIONAL ETF TRUST | DFUS | $23.5M | 282,539 | +1.20pp | 16q | +12.2%+$2.6M | |
| DIMENSIONAL ETF TRUST | DFAI | $12.5M | 301,058 | -0.03pp | 16q | -1.9%-$246.9K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $11.6M | 15,245 | +0.15pp | 16q | HELD | |
| DIMENSIONAL ETF TRUST | DFAS | $11.2M | 144,253 | +0.01pp | 16q | +5.6%+$591.5K | |
| DIMENSIONAL ETF TRUST | DFAE | $9.9M | 251,423 | +0.14pp | 16q | +5.1%+$477.9K | |
| DIMENSIONAL ETF TRUST | DFLV | $7.8M | 193,046 | +0.49pp | 14q | +16.2%+$1.1M | |
| DIMENSIONAL ETF TRUST | DFAU | $7.7M | 146,588 | +0.04pp | 16q | -0.9%-$73.2K | |
| DIMENSIONAL ETF TRUST | DFIC | $7.5M | 199,269 | +0.55pp | 16q | +20.5%+$1.3M | |
| VANGUARD SCOTTSDALE FDS | VONG | $6.9M | 53,820 | flat | 16q | -1.8%-$124.2K | |
| DIMENSIONAL ETF TRUST | DFUV | $6.9M | 125,158 | +0.02pp | 16q | HELD | |
| DIMENSIONAL ETF TRUST | DFAC | $6.7M | 151,200 | +0.06pp | 16q | +1.0%+$68.5K | |
| DIMENSIONAL ETF TRUST | DFAX | $6.1M | 165,736 | +0.10pp | 16q | +3.0%+$181.2K | |
| DFA INVT DIMENSIONS GROUP IN | DUHP | $6.1M | 146,046 | - | new | NEW | |
| ISHARES TR | SMLF | $5.8M | 69,723 | -0.20pp | 16q | -2.5%-$149.5K | |
| AMERICAN CENTY ETF TR | TAXF | $4.0M | 84,145 | -0.16pp | 16q | -3.5%-$145.2K | |
| APPLE INC | AAPL | $4.0M | 11,865 | -0.17pp | 16q | -22.4%-$1.1M | |
| VANGUARD INDEX FDS | VOO | $3.9M | 5,632 | +0.06pp | 16q | +1.0%+$39.3K | |
| ISHARES TR | IJH | $3.7M | 51,298 | -0.21pp | 16q | -7.0%-$277.4K | |
| VANGUARD INDEX FDS | VO | $3.5M | 44,596 | -0.13pp | 16q | -6.6%-$247.8K | |
| MICROSOFT CORP | MSFT | $3.5M | 6,782 | +0.23pp | 16q | -13.2%-$528.3K | |
| INVESCO EXCHANGE TRADED FD T | RSP | $3.3M | 15,944 | +0.02pp | 11q | +2.8%+$90.1K | |
| SPDR SERIES TRUST | SPSB | $3.3M | 110,832 | +0.28pp | 11q | +28.2%+$722.1K | |
| ISHARES TR | IWM | $2.8M | 10,078 | -0.18pp | 16q | -7.6%-$230.6K | |
| DIMENSIONAL ETF TRUST | DFNM | $2.6M | 56,413 | -0.13pp | 16q | -7.3%-$204.6K | |
| ISHARES TR | EFA | $2.6M | 24,974 | +0.01pp | 16q | HELD | |
| DFA INVT DIMENSIONS GROUP IN | DFSV | $2.5M | 66,065 | - | new | NEW | |
| ISHARES TR | IVV | $2.3M | 2,970 | +0.03pp | 16q | HELD | |
| AMERICAN CENTY ETF TR | AVLV | $2.2M | 24,258 | -0.01pp | 16q | -1.6%-$34.8K | |
| ADVANCED MICRO DEVICES INC | AMD | $1.8M | 2,963 | +0.02pp | 2q | -3.7%-$70.4K | |
| AMERICAN CENTY ETF TR | AVDE | $1.7M | 19,408 | +0.24pp | 16q | +49.2%+$576.5K | |
| DIMENSIONAL ETF TRUST | DFCF | $1.7M | 42,290 | +0.08pp | 9q | +18.6%+$265.7K | |
| AMERICAN CENTY ETF TR | AVUV | $1.7M | 14,015 | -0.03pp | 16q | +0.8%+$12.7K | |
| ISHARES TR | SCZ | $1.5M | 17,705 | +0.02pp | 16q | HELD | |
| NVIDIA CORPORATION | NVDA | $1.4M | 6,174 | +0.16pp | 11q | +22.5%+$259.0K | |
| AMAZON COM INC | AMZN | $1.4M | 5,598 | -0.21pp | 16q | -31.0%-$626.1K | |
| STATE STR SPDR S&P MIDCAP 40 | MDY | $1.3M | 1,958 | +0.03pp | 16q | +12.5%+$142.5K | |
| ABBVIE INC | ABBV | $1.2M | 4,500 | +0.02pp | 16q | HELD | |
| ISHARES TR | IWF | $1.2M | 9,326 | +0.01pp | 16q | HELD | |
| VANGUARD INDEX FDS | VB | $1.2M | 4,080 | flat | 16q | +5.9%+$64.6K | |
| VANGUARD SCOTTSDALE FDS | VCIT | $1.0M | 13,312 | -0.04pp | 5q | -4.3%-$47.4K | |
| ELI LILLY & CO | LLY | $940.1K | 812 | -0.01pp | 16q | HELD | |
| DIMENSIONAL ETF TRUST | DFEM | $811.1K | 20,420 | flat | 16q | +0.7%+$5.4K | |
| VANGUARD TAX-MANAGED FDS | VEA | $806.6K | 11,423 | -0.02pp | 16q | -4.9%-$41.2K | |
| CISCO SYS INC | CSCO | $800.4K | 7,437 | -0.02pp | 16q | +2.1%+$16.3K | |
| AMPLIFY ETF TR | HACK | $766.7K | 6,324 | +0.04pp | 7q | HELD | |
| JOHNSON & JOHNSON | JNJ | $748.7K | 2,828 | +0.01pp | 16q | HELD | |
| VANGUARD SCOTTSDALE FDS | VTWO | $711.8K | 6,341 | -0.02pp | 12q | +0.6%+$4.2K | |
| VANECK ETF TRUST | SMH | $708.6K | 1,164 | +0.05pp | 2q | +31.8%+$171.1K | |
| AMERICAN CENTY ETF TR | AVGE | $681.7K | 6,932 | +0.01pp | 12q | +3.3%+$21.9K | |
| DIMENSIONAL ETF TRUST | DFAW | $661.6K | 8,038 | flat | 7q | +0.9%+$6.1K | |
| VISA INC | V | $644.3K | 1,793 | +0.01pp | 16q | HELD | |
| ISHARES TR | VLUE | $630.6K | 3,185 | flat | 16q | HELD | |
| VANGUARD INDEX FDS | VUG | $626.1K | 6,948 | +0.03pp | 15q | +8.2%+$47.3K | |
| J P MORGAN EXCHANGE TRADED F | JPST | $604.1K | 11,994 | flat | 13q | HELD | |
| ISHARES TR | USMV | $603.5K | 6,194 | +0.02pp | 16q | +5.6%+$32.0K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $599.0K | 1,203 | +0.01pp | 9q | +2.1%+$12.4K | |
| AMERICAN CENTY ETF TR | AVUQ | $592.6K | 8,740 | - | new | NEW | |
| SCHWAB STRATEGIC TR | SCHX | $578.8K | 19,292 | +0.01pp | 14q | HELD | |
| VANGUARD INDEX FDS | VTI | $570.6K | 1,525 | +0.03pp | 16q | +12.3%+$62.5K | |
| SPDR GOLD TR | GLD | $563.3K | 1,479 | +0.01pp | 9q | HELD | |
| ISHARES TR | MUB | $553.1K | 5,471 | -0.01pp | 16q | +0.8%+$4.5K | |
| CATERPILLAR INC | CAT | $546.7K | 674 | -0.06pp | 11q | +3.9%+$20.3K | |
| EXXONMOBIL HOLDINGS CORP | XOM | $514.1K | 3,159 | - | new | NEW | |
| DTE ENERGY CO | DTE | $512.1K | 4,204 | -0.05pp | 16q | HELD | |
| SPDR SERIES TRUST | SPAB | $506.3K | 20,783 | -0.01pp | 14q | HELD | |
| SPDR SERIES TRUST | BIL | $504.0K | 5,500 | +0.06pp | 7q | +37.5%+$137.5K | |
| AMEREN CORP | AEE | $499.6K | 5,027 | -0.02pp | 16q | HELD | |
| DIMENSIONAL ETF TRUST | DFIV | $498.9K | 8,931 | +0.01pp | 5q | HELD | |
| HUNTINGTON BANCSHARES INC | HBAN | $472.7K | 30,977 | -0.02pp | 16q | +2.0%+$9.2K | |
| VANGUARD MALVERN FDS | VTIP | $468.6K | 9,520 | -0.01pp | 3q | -5.1%-$25.0K | |
| DFA INVT DIMENSIONS GROUP IN | DCOR | $448.2K | 5,422 | - | new | NEW | |
| AMGEN INC | AMGN | $416.7K | 989 | +0.02pp | 10q | HELD | |
| DIMENSIONAL ETF TRUST | DIHP | $406.0K | 12,050 | flat | 16q | HELD | |
| FORTINET INC | FTNT | $392.4K | 2,195 | -0.24pp | 16q | -66.2%-$768.7K | |
| AMERICAN CENTY ETF TR | AVSC | $386.1K | 5,584 | -0.01pp | 16q | HELD | |
| 10X GENOMICS INC | TXG | $378.0K | 4,185 | +0.02pp | 3q | -52.8%-$423.2K | |
| SELECT SECTOR SPDR TR | XLE | $374.4K | 6,088 | +0.02pp | 7q | +0.6%+$2.3K | |
| META PLATFORMS INC | META | $374.3K | 516 | +0.03pp | 6q | HELD | |
| SCHWAB STRATEGIC TR | SCHD | $365.0K | 11,222 | +0.01pp | 4q | +4.4%+$15.5K | |
| TEMA ETF TRUST | WELD | $363.1K | 6,819 | -0.02pp | 8q | HELD | |
| ALPHABET INC | GOOGL | $354.5K | 1,030 | -0.44pp | 16q | -75.1%-$1.1M | |
| SOUTHERN CO | SO | $350.6K | 4,230 | -0.02pp | 16q | HELD | |
| PARSONS CORP DEL | PSN | $348.2K | 8,500 | -0.04pp | 16q | HELD | |
| NORDSON CORP | NDSN | $341.0K | 1,040 | +0.01pp | 16q | HELD | |
| MCDONALDS CORP | MCD | $337.2K | 1,460 | -0.02pp | 16q | HELD | |
| MARSH & MCLENNAN COS INC | MRSH | $329.3K | 1,929 | flat | 5q | HELD | |
| INVESCO QQQ TR | QQQ | $327.3K | 442 | -0.01pp | 15q | -7.3%-$25.9K | |
| ISHARES TR | IGM | $327.1K | 1,935 | +0.01pp | 6q | HELD | |
| GLOBAL X FDS | CATH | $315.3K | 3,477 | flat | 3q | HELD | |
| JPMORGAN CHASE & CO | JPM | $314.6K | 951 | +0.01pp | 8q | +5.0%+$14.9K | |
| SELECT SECTOR SPDR TR | XLF | $310.3K | 5,811 | +0.04pp | 8q | +46.7%+$98.7K | |
| ISHARES TR | IWB | $298.1K | 716 | flat | 7q | HELD | |
| NVIDIA CORPORATION PUT | NVDA | $296.9K | options only | - | new | OPTIONS | |
| GRACO INC | GGG | $295.3K | 3,843 | flat | 16q | HELD | |
| ISHARES INC | IEMG | $264.7K | 3,262 | flat | 5q | HELD | |
| AMERICAN CENTY ETF TR | AVUS | $252.5K | 1,971 | flat | 6q | HELD | |
| VANGUARD INDEX FDS | VTV | $240.8K | 1,114 | - | new | NEW | |
| AMERICAN CENTY ETF TR | AVEM | $239.8K | 2,550 | - | new | NEW | |
| NORTHERN LTS FD TR IV | WWJD | $239.5K | 6,176 | flat | 3q | +1.4%+$3.3K | |
| SELECT SECTOR SPDR TR | XLV | $235.6K | 1,399 | - | new | NEW | |
| ISHARES TR | IYH | $232.8K | 3,253 | +0.01pp | 2q | HELD | |
| ABBOTT LABORATORIES | ABT | $231.2K | 2,339 | +0.01pp | 16q | HELD | |
| SELECT SECTOR SPDR TR | XLK | $230.2K | 1,176 | flat | 6q | HELD | |
| DIMENSIONAL ETF TRUST | DFIS | $227.0K | 6,266 | flat | 4q | HELD | |
| MERCK & CO INC | MRK | $224.2K | 1,543 | - | new | NEW | |
| WISDOMTREE TR | DLN | $222.1K | 2,285 | flat | 3q | HELD | |
| DT MIDSTREAM INC | DTM | $216.2K | 1,810 | -0.02pp | 5q | HELD | |
| PACKAGING CORP AMER | PKG | $210.1K | 916 | flat | 2q | HELD | |
| EATON CORP PLC | ETN | $209.7K | 488 | flat | 2q | HELD | |
| PEPSICO INC | PEP | $205.9K | 1,625 | - | new | NEW | |
| DIMENSIONAL ETF TRUST | DFAT | $205.5K | 3,093 | flat | 2q | HELD | |
| BROADCOM INC | AVGO | $205.0K | 584 | -0.01pp | 2q | -9.9%-$22.5K | |
| DNP SELECT INCOME FD INC | DNP | $106.1K | 11,082 | flat | 10q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Wholesale & Distribution | $28.9M | 11.5% |
| Funds & ETFs | $13.0M | 5.2% |
| Computer Hardware | $5.1M | 2.0% |
| Software & IT Services | $4.6M | 1.8% |
| Biotech & Pharma | $4.1M | 1.6% |
| Other sectors | $12.3M | 4.9% |
| Not classified | $183.5M | 73.0% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -0.8% | +2.1% | -2.9% | 100% |
| Q2 2026 | +12.9% | +14.8% | -1.9% | 100% |
| Q1 2026 | -1.9% | -4.6% | +2.8% | 99% |
| Q4 2025 | +0.1% | +2.4% | -2.3% | 100% |
| Q3 2025 | +7.6% | +7.8% | -0.2% | 99% |
| Q2 2025 | +7.2% | +10.5% | -3.2% | 100% |
| Q1 2025 | -2.8% | -4.6% | +1.8% | 100% |
| Q4 2024 | -1.0% | +2.1% | -3.1% | 102% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $251.6M | 114 | 11 | 35 | 23 | 13 | 50.6% | 13 |
| Q2 2026 | $253.9M | 116 | 11 | 32 | 25 | 2 | 50.4% | 21 |
| Q1 2026 | $226.6M | 107 | 6 | 35 | 21 | 6 | 50.5% | 10 |
| Q4 2025 | $224.4M | 107 | 6 | 44 | 21 | 2 | 50.9% | 9 |
| Q3 2025 | $210.9M | 103 | 8 | 31 | 23 | 6 | 53.4% | 30 |
| Q2 2025 | $195.3M | 101 | 10 | 41 | 20 | 4 | 54.5% | 9 |
| Q1 2025 | $178.6M | 95 | 9 | 28 | 21 | 5 | 55.0% | 17 |
| Q4 2024 | $179.4M | 91 | 6 | 31 | 20 | 6 | 56.0% | 29 |
| Q3 2024 | $174.9M | 91 | 7 | 32 | 23 | 5 | 56.7% | 9 |
| Q2 2024 | $160.6M | 89 | 6 | 28 | 11 | 2 | 57.7% | 38 |
| Q1 2024 | $148.7M | 85 | 7 | 31 | 15 | 0 | 59.7% | 30 |
| Q4 2023 | $144.1M | 78 | 4 | 31 | 13 | 6 | 60.3% | 40 |
| Q3 2023 | $126.3M | 80 | 3 | 26 | 7 | 1 | 60.6% | 17 |
| Q2 2023 | $129.5M | 78 | 6 | 20 | 17 | 1 | 62.2% | 35 |
| Q1 2023 | $123.7M | 73 | 5 | 21 | 17 | 3 | 63.9% | 42 |
| Q4 2022 | $116.7M | 71 | 0 | 0 | 0 | 0 | 64.4% | 30 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.