DaveManuel.com · Institutional Ownership · Who Owns It
SMTC CORP COM NEW (SMTX)
Institutional ownership reported to the SEC as of Q1 2021, across 10 quarters.
50
Reporting holders
$224.3M
Reported value
0.2%
Calls
0.1%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| JB CAPITAL PARTNERS LP | $3.5B | 50,000,000? | 0.91% | new | |
| Kanen Wealth Management LLC | $176.0M incl. $176.0M options OPT | 29,259,000 | 0.09% | new | FIRST |
| WYNNEFIELD CAPITAL INC | $12.0M | 2,001,416 | 5.99% | 10q | HELD |
| Beryl Capital Management LLC | $8.5M | 1,418,880 | 1.09% | new | NEW |
| Pacific Ridge Capital Partners, LLC | $2.8M | 461,892 | 0.53% | 5q | -6.1%-$179.3K |
| American Portfolios Advisors | $2.2M | 360,000 | 0.00% | 2q | HELD |
| GABELLI FUNDS LLC | $2.0M | 338,614 | 0.01% | new | NEW |
| VANGUARD GROUP INC | $1.8M | 302,854 | 0.00% | 2q | +422.4%+$1.5M |
| S. MUOIO & CO. LLC | $1.8M | 300,000 | 1.93% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.7M | 280,326 | 0.21% | new | NEW |
| Keebeck Alpha, LP | $1.5M | 250,000 | 0.64% | new | NEW |
| SYQUANT CAPITAL SAS | $1.3M | 224,047 | 0.35% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $960.0K | 159,811 | 0.00% | 2q | +476.1%+$793.4K |
| HEARTLAND ADVISORS INC | $931.0K | 154,964 | 0.06% | 5q | -82.9%-$4.5M |
| Ergoteles LLC | $929.0K | 154,600 | 0.03% | new | NEW |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $928.0K | 154,453 | 0.24% | new | NEW |
| ROYCE & ASSOCIATES LP | $901.0K | 150,000 | 0.01% | 6q | HELD |
| MILLENNIUM MANAGEMENT LLC | $892.0K | 148,397 | 0.00% | 5q | -23.3%-$270.5K |
| DIMENSIONAL FUND ADVISORS LP | $867.0K | 144,332 | 0.00% | 10q | HELD |
| Allianz Asset Management GmbH | $841.0K | 140,000 | 0.00% | new | NEW |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $796.0K | 132,434 | 0.01% | 10q | HELD |
| CITADEL ADVISORS LLC | $569.0K CALL+PUT | options only | 0.00% | new | OPTIONS |
| CSS LLC/IL | $558.0K | 92,863 | 0.02% | new | NEW |
| Vivaldi Asset Management, LLC | $455.0K | 75,700 | 0.09% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $431.0K | 71,652 | 0.00% | 2q | +49.9%+$143.5K |
| GROUP ONE TRADING, L.P. | $420.0K incl. $75.0K options CALL | 57,369 | 0.00% | new | NEW |
| BlackRock Inc. | $335.0K | 55,759 | 0.00% | 10q | -2.5%-$8.5K |
| NORTHERN TRUST CORP | $228.0K | 37,951 | 0.00% | 2q | +4.5%+$9.9K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $207.0K | 34,480 | 0.00% | 10q | HELD |
| Ridgewood Investments LLC | $171.0K | 28,387 | 0.10% | 9q | HELD |
| WILEN INVESTMENT MANAGEMENT CORP. | $156.0K | 27,102 | 0.14% | 3q | -3.6%-$5.8K |
| Ancora Advisors, LLC | $122.0K | 20,253 | 0.00% | new | NEW |
| Patriot Financial Group Insurance Agency, LLC | $105.0K | 17,500 | 0.02% | 6q | HELD |
| Bank of New York Mellon Corp | $96.0K | 16,016 | 0.00% | 2q | -9.3%-$9.9K |
| Gilman Hill Asset Management, LLC | $96.0K | 15,977 | 0.03% | 10q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $94.0K | 15,587 | 0.00% | 4q | -82.6%-$444.8K |
| GAMCO INVESTORS, INC. ET AL | $90.0K | 15,000 | 0.00% | new | NEW |
| Telemetry Investments, L.L.C. | $87.0K | 14,497 | 0.10% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $76.0K | 12,660 | 0.00% | 10q | HELD |
| OCCUDO QUANTITATIVE STRATEGIES LP | $68.0K | 11,303 | 0.01% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $57.0K | 9,566 | 0.00% | 5q | HELD |
| Spire Wealth Management | $46.0K | 7,648 | 0.00% | new | FIRST |
| WOLVERINE ASSET MANAGEMENT LLC | $32.0K | 5,415 | 0.00% | new | NEW |
| MORGAN STANLEY | $31.0K | 5,093 | 0.00% | 11q | -49.7%-$30.7K |
| UBS Group AG | $29.0K | 4,837 | 0.00% | 4q | +185.0%+$18.8K |
| Mesirow Financial Investment Management, Inc. | $14.0K | 2,369 | 0.04% | 2q | -99.8%-$8.0M |
| BARCLAYS PLC | $9.0K | 1,508 | 0.00% | new | NEW |
| MANCHESTER FINANCIAL INC | $6.0K | 1,000 | 0.00% | 6q | -75.0%-$18.0K |
| Tower Research Capital LLC (TRC) | $5.0K | 897 | 0.00% | 3q | -23.6%-$1.5K |
| Federation des caisses Desjardins du Quebec | $2.4K | 400,000? | 0.00% | 17q | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $2.0K | 399 | 0.00% | 2q | -98.4%-$123.6K |
| WELLS FARGO & COMPANY/MN | $1.0K | 131 | 0.00% | 2q | +0.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 50 | $224.3M | 37,194,939 | 19 | 6 | 12 | 78.7% |
| Q4 2020 | 43 | $29.7M | 5,917,482 | 12 | 9 | 6 | 1.2% |
| Q3 2020 | 33 | $20.1M | 5,556,834 | 7 | 6 | 4 | 0.0% |
| Q2 2020 | 29 | $16.3M | 5,358,078 | 4 | 8 | 2 | 0.3% |
| Q1 2020 | 26 | $10.7M | 4,596,387 | 6 | 4 | 5 | 0.0% |
| Q4 2019 | 24 | $12.7M | 3,734,875 | 7 | 5 | 6 | 0.3% |
| Q3 2019 | 21 | $8.2M | 3,756,702 | 5 | 1 | 7 | 0.6% |
| Q2 2019 | 21 | $16.3M | 4,138,792 | 2 | 10 | 3 | 1.7% |
| Q1 2019 | 26 | $15.4M | 4,031,437 | 13 | 4 | 5 | 0.8% |
| Q4 2018 | 16 | $16.3M | 3,996,982 | 0 | 1 | 0 | 0.0% |