DaveManuel.com · Institutional Ownership · Who Owns It
AIM ETF PRODUCTS TRUST ALLIANZIM BUF 15 (SPBU)
Institutional ownership reported to the SEC as of Q2 2026, across 7 quarters.
46
Reporting holders
$135.6M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Savant Capital, LLC | $36.8M | 1,216,249 | 0.11% | 5q | +21.0%+$6.4M |
| Transcendent Capital Group LLC | $19.1M | 632,250 | 7.44% | 6q | +2.2%+$405.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.0M | 263,974 | 0.01% | 6q | -1.7%-$135.8K |
| OPTIMA CAPITAL LLC | $7.9M | 261,390 | 3.12% | 5q | +3.4%+$261.5K |
| OSAIC HOLDINGS, INC. | $7.6M | 252,150 | 0.01% | 3q | -25.8%-$2.7M |
| Cetera Investment Advisers | $7.4M | 245,920 | 0.01% | 5q | +18.8%+$1.2M |
| Advisory Services Network, LLC | $6.1M | 203,241 | 0.07% | 5q | HELD |
| Core Wealth Advisors, Inc. | $6.0M | 197,846 | 1.20% | 4q | +7.1%+$395.5K |
| HARBOUR INVESTMENTS, INC. | $5.8M | 191,804 | 0.08% | 6q | +8.4%+$451.9K |
| ENVESTNET ASSET MANAGEMENT INC | $4.7M | 154,571 | 0.00% | 4q | +23.2%+$879.0K |
| Patriot Financial Group Insurance Agency, LLC | $3.5M | 114,564 | 0.36% | 5q | -31.6%-$1.6M |
| Cambridge Investment Research Advisors, Inc. | $2.8M | 92,110 | 0.00% | 5q | +215.3%+$1.9M |
| CGN Advisors LLC | $2.7M | 89,480 | 0.20% | 5q | +1.4%+$38.3K |
| VIMA LLC | $2.0M | 65,164 | 1.92% | new | NEW |
| Stonebridge Financial Group, LLC / MO | $1.4M | 46,589 | 0.94% | 3q | -1.2%-$16.6K |
| MML INVESTORS SERVICES, LLC | $1.3M | 41,991 | 0.00% | 4q | +59.0%+$471.2K |
| BFC Planning, Inc. | $1.1M | 36,191 | 0.04% | 2q | +10.1%+$100.5K |
| SageGuard Financial Group, LLC | $963.5K | 31,863 | 0.14% | 2q | +46.8%+$307.0K |
| Madrona Financial Services, LLC | $959.0K | 31,712 | 0.18% | 3q | HELD |
| STEPHENS INC /AR/ | $861.4K | 28,486 | 0.01% | 6q | +12.7%+$96.9K |
| Capital Investment Advisory Services, LLC | $847.2K | 28,015 | 0.05% | 3q | +7.4%+$58.5K |
| AE Wealth Management LLC | $818.2K | 27,057 | 0.00% | 3q | +36.2%+$217.4K |
| RFG Advisory, LLC | $813.1K | 26,888 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $741.4K | 24,516 | 0.00% | 2q | +6729.0%+$730.5K |
| Guardian Capital, LLC | $654.2K | 21,635 | 0.54% | 3q | -14.6%-$111.9K |
| Strategic Financial Concepts, LLC | $635.1K | 21,003 | 0.19% | 2q | HELD |
| Discipline Wealth Solutions, LLC | $519.7K | 17,185 | 0.05% | 4q | +7.2%+$34.8K |
| MAI Capital Management | $451.3K | 14,923 | 0.00% | 4q | HELD |
| Clear Creek Financial Management, LLC | $439.1K | 14,520 | 0.03% | 3q | HELD |
| LPL Financial LLC | $379.8K | 12,561 | 0.00% | 4q | HELD |
| NewEdge Advisors, LLC | $362.6K | 11,990 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $306.4K | 10,131 | 0.00% | new | NEW |
| Capital Analysts, LLC | $306.0K | 10,130 | 0.01% | 2q | +111.7%+$161.5K |
| Envision Financial Transparency, LLC | $278.8K | 9,221 | 0.24% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $214.7K | 7,100 | 0.00% | new | NEW |
| Accurate Wealth Management, LLC | $212.2K | 6,979 | 0.02% | new | NEW |
| SMITH, MOORE & CO. | $210.2K | 6,950 | 0.01% | new | NEW |
| Allianz SE | $151.2K | 5,000 | 0.00% | 3q | -90.6%-$1.5M |
| Mosley Wealth Management | $115.7K | 3,826 | 0.04% | new | NEW |
| Arax Advisory Partners | $100.3K | 3,316 | 0.00% | new | NEW |
| IFP Advisors, Inc | $52.3K | 1,731 | 0.00% | 4q | HELD |
| Lloyd Advisory Services, LLC. | $31.0K | 1,025 | 0.01% | new | NEW |
| JPMORGAN CHASE & CO | $29.6K | 989 | 0.00% | 3q | +691.2%+$25.9K |
| FIDUCIARY FINANCIAL ADVISORS | $10.1K | 335 | 0.00% | new | NEW |
| Key Capital Management, INC | $3.4K | 112 | 0.00% | 3q | +47.4%+$1.1K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.3K | 42 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $38.7M | 1,268,251 | 2 | 5 | 4 | 0.0% |
| Q2 2026 | 46 | $135.6M | 4,484,725 | 12 | 20 | 6 | 0.0% |
| Q1 2026 | 38 | $111.3M | 4,095,682 | 8 | 17 | 7 | 0.0% |
| Q4 2025 | 33 | $87.4M | 3,105,207 | 9 | 16 | 1 | 0.0% |
| Q3 2025 | 25 | $58.0M | 2,091,420 | 10 | 10 | 3 | 0.0% |
| Q2 2025 | 15 | $25.7M | 987,305 | 9 | 4 | 2 | 0.0% |
| Q1 2025 | 7 | $16.8M | 706,655 | 7 | 0 | 0 | 0.0% |