DaveManuel.com · Institutional Ownership · 13F Holdings
OPTIMA CAPITAL LLC
Reported holdings as of Q3 2026, from 8 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | SPDW | $13.6M | 270,486 | +0.76pp | 4q | +16.5%+$1.9M | |
| J P MORGAN EXCHANGE TRADED F | JPIE | $9.8M | 219,312 | +1.22pp | 8q | +49.1%+$3.2M | |
| CAMBRIA ETF TR | GVAL | $9.6M | 252,940 | +1.08pp | 6q | +32.6%+$2.4M | |
| ISHARES TR | GARP | $9.0M | 105,786 | +1.18pp | 4q | +44.5%+$2.8M | |
| AIM ETF PRODUCTS TRUST ALLIANZIM BUF 15 | SPBU | $8.6M | 280,323 | +0.27pp | 6q | +7.2%+$578.4K | |
| DIMENSIONAL ETF TRUST | DFAC | $8.5M | 191,416 | -0.46pp | 8q | -12.4%-$1.2M | |
| INVESCO EXCHANGE TRADED FD T | RSP | $8.2M | 39,471 | -0.15pp | 8q | -2.5%-$207.4K | |
| VANGUARD BD INDEX FDS | VUSB | $7.2M | 146,249 | +0.84pp | 3q | +41.9%+$2.1M | |
| WISDOMTREE TR | WTV | $7.0M | 68,433 | +1.25pp | 8q | +80.2%+$3.1M | |
| VANGUARD INDEX FDS | VTI | $6.4M | 17,015 | -0.11pp | 8q | -5.4%-$361.5K | |
| nan | RWL | $6.1M | 47,673 | +0.11pp | 6q | +3.7%+$220.6K | |
| ISHARES TR | IJR | $5.8M | 42,568 | -0.06pp | 8q | +6.1%+$334.1K | |
| VANGUARD MALVERN FDS | VTIP | $5.8M | 116,930 | - | new | NEW | |
| IM GLOBAL PARTNER FUNDS | DBMF | $5.7M | 175,821 | - | new | NEW | |
| DIMENSIONAL ETF TRUST | DFAI | $5.5M | 133,261 | +0.01pp | 8q | HELD | |
| WISDOMTREE TR | AGGY | $5.3M | 128,149 | +0.30pp | 4q | +23.2%+$994.5K | |
| WISDOMTREE TR | USFR | $4.7M | 93,616 | +0.65pp | 8q | +52.4%+$1.6M | |
| INVESCO QQQ TR | QQQ | $3.8M | 5,195 | -0.58pp | 8q | -28.0%-$1.5M | |
| AMERICAN CENTY ETF TR | AVUV | $3.7M | 31,729 | - | new | NEW | |
| VANGUARD SPECIALIZED FUNDS | VIG | $3.7M | 15,789 | -0.44pp | 8q | -22.4%-$1.1M | |
| DOUBLELINE ETF TRUST | DBND | $3.4M | 79,185 | -0.87pp | 8q | -36.2%-$2.0M | |
| INNOVATOR ETFS TRUST | BUFB | $3.1M | 76,870 | +0.05pp | 8q | +1.4%+$41.3K | |
| BITWISE BITCOIN ETF TR | BITB | $3.1M | 67,712 | +0.32pp | 8q | -5.2%-$167.0K | |
| SCHWAB STRATEGIC TR | SCHB | $3.0M | 103,506 | flat | 8q | -1.1%-$34.4K | |
| SPDR SERIES TRUST | SPYM | $3.0M | 33,254 | -2.69pp | 8q | -70.2%-$7.0M | |
| VANGUARD INDEX FDS | VOO | $3.0M | 4,223 | +0.05pp | 8q | +1.8%+$51.1K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $2.9M | 3,783 | -0.95pp | 8q | -46.6%-$2.5M | |
| EXXONMOBIL HOLDINGS CORP | XOM | $2.6M | 15,862 | - | new | NEW | |
| VANGUARD INDEX FDS | VBR | $2.5M | 10,876 | -0.07pp | 8q | -2.0%-$51.3K | |
| INVESCO EXCH TRADED FD TR II | QQQM | $2.5M | 8,225 | +0.42pp | 8q | +71.6%+$1.0M | |
| ALPHABET INC | GOOGL | $2.3M | 6,697 | -0.11pp | 8q | -7.7%-$191.3K | |
| ISHARES INC | IEMG | $2.2M | 27,390 | - | new | NEW | |
| ISHARES TR | IWM | $2.2M | 7,832 | -0.07pp | 6q | HELD | |
| PACER FDS TR | PSFF | $2.1M | 59,257 | +0.01pp | 8q | -1.1%-$22.6K | |
| APPLE INC | AAPL | $2.0M | 6,147 | +0.14pp | 8q | +4.6%+$89.3K | |
| ADVANCED MICRO DEVICES INC | AMD | $2.0M | 3,344 | -0.10pp | 8q | -16.0%-$389.1K | |
| AMAZON COM INC | AMZN | $2.0M | 7,883 | -0.06pp | 8q | -11.5%-$254.4K | |
| VANECK ETF TRUST | RAAX | $1.8M | 44,906 | -0.02pp | 2q | -4.0%-$74.6K | |
| PALANTIR TECHNOLOGIES INC | PLTR | $1.7M | 9,189 | +0.26pp | 8q | HELD | |
| META PLATFORMS INC | META | $1.7M | 2,358 | +0.30pp | 8q | +41.0%+$497.4K | |
| VANGUARD INDEX FDS | VO | $1.7M | 21,616 | -0.05pp | 8q | -4.1%-$73.2K | |
| MICROSOFT CORP | MSFT | $1.6M | 3,189 | +0.18pp | 8q | +1.3%+$21.0K | |
| VANGUARD INDEX FDS | VUG | $1.6M | 17,938 | -0.08pp | 8q | -14.9%-$283.2K | |
| WISDOMTREE TR | EES | $1.6M | 24,263 | -0.03pp | 8q | HELD | |
| J P MORGAN EXCHANGE TRADED F | JEPI | $1.4M | 24,371 | +0.45pp | 8q | +501.0%+$1.1M | |
| J P MORGAN EXCHANGE TRADED F | JBND | $1.3M | 24,786 | -1.73pp | 4q | -76.5%-$4.1M | |
| VANGUARD TAX-MANAGED FDS | VEA | $1.1M | 15,284 | -0.01pp | 8q | -0.5%-$5.8K | |
| J P MORGAN EXCHANGE TRADED F | JEPQ | $1.1M | 17,491 | flat | 5q | -0.5%-$5.5K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $1.1M | 2,145 | flat | 8q | HELD | |
| INNOVATOR ETFS TRUST | ZJUL | $1.1M | 35,298 | - | new | NEW | |
| NVIDIA CORPORATION | NVDA | $1.0M | 4,594 | +0.04pp | 8q | -4.1%-$45.0K | |
| BLACKROCK ETF TRUST | BALI | $1.0M | 30,100 | - | new | NEW | |
| INNOVATOR ETFS TRUST | ZJUN | $990.1K | 35,705 | -0.09pp | 2q | -20.1%-$249.3K | |
| SPDR SERIES TRUST | BIL | $975.1K | 10,641 | - | new | NEW | |
| INNOVATOR ETFS TRUST | ZSEP | $972.0K | 34,912 | - | new | NEW | |
| INNOVATOR ETFS TRUST | ZFEB | $965.1K | 36,593 | flat | 7q | -2.8%-$27.4K | |
| DIMENSIONAL ETF TRUST | DFAE | $934.3K | 23,768 | -0.01pp | 8q | -1.8%-$17.3K | |
| SPDR SERIES TRUST | SPYD | $910.8K | 20,075 | -0.17pp | 8q | -28.5%-$363.5K | |
| SCHWAB STRATEGIC TR | SCHD | $884.1K | 27,179 | +0.11pp | 8q | +40.8%+$256.4K | |
| INVESCO EXCH TRADED FD TR II | SPMO | $864.8K | 5,705 | +0.09pp | 5q | +43.1%+$260.3K | |
| DIMENSIONAL ETF TRUST | DFAU | $836.1K | 15,968 | flat | 8q | -1.8%-$15.6K | |
| INVESCO EXCH TRADED FD TR II | BKLN | $797.1K | 39,018 | flat | 8q | HELD | |
| COSTCO WHOLESALE CORPORATION | COST | $797.1K | 875 | -0.01pp | 8q | -1.9%-$15.5K | |
| VANGUARD BD INDEX FDS | BND | $796.6K | 11,356 | -0.02pp | 8q | -2.8%-$22.8K | |
| PACER FDS TR | QDPL | $783.4K | 17,040 | flat | 7q | -2.6%-$20.7K | |
| BITWISE ETHEREUM ETF | ETHW | $744.4K | 39,053 | +0.12pp | 5q | -0.9%-$7.0K | |
| DIMENSIONAL ETF TRUST | DFLV | $743.1K | 18,500 | +0.01pp | 8q | HELD | |
| RTX CORPORATION | RTX | $737.3K | 3,971 | -0.01pp | 8q | -1.2%-$9.1K | |
| ISHARES TR | IEFA | $723.2K | 7,465 | -0.01pp | 6q | -4.5%-$34.0K | |
| INVESCO EXCHANGE TRADED FD T | PKW | $698.4K | 4,881 | flat | 8q | -1.9%-$13.7K | |
| VANGUARD INDEX FDS | VB | $658.3K | 2,314 | -0.02pp | 8q | -1.3%-$8.5K | |
| F5 INC | FFIV | $654.4K | 1,470 | -0.11pp | 8q | -34.4%-$343.7K | |
| SCHWAB STRATEGIC TR | SCHA | $650.9K | 19,948 | -0.02pp | 5q | +2.2%+$14.1K | |
| ORACLE CORP | ORCL | $645.2K | 4,699 | -0.32pp | 8q | -53.1%-$731.1K | |
| INVESCO EXCHANGE TRADED FD T | SPHQ | $638.9K | 7,599 | flat | 8q | +8.1%+$48.1K | |
| DBX ETF TR | DBEF | $622.2K | 11,323 | +0.03pp | 8q | +13.5%+$74.2K | |
| CHEVRON CORPORATION | CVX | $604.3K | 2,959 | flat | 8q | -18.0%-$132.6K | |
| INNOVATOR ETFS TRUST | ZMAY | $591.9K | 22,464 | -0.04pp | 2q | -16.5%-$117.0K | |
| COCA COLA CO | KO | $579.8K | 6,708 | +0.01pp | 8q | HELD | |
| INVESCO ACTIVELY MANAGED EXC | RSPA | $578.9K | 11,230 | +0.11pp | 2q | +103.0%+$293.7K | |
| ENERGY TRANSFER L P | ET | $572.4K | 28,952 | +0.01pp | 4q | HELD | |
| GOLDMAN SACHS PHYSICAL GOLD | AAAU | $571.4K | 13,951 | -0.38pp | 8q | -63.8%-$1.0M | |
| VANGUARD INTL EQUITY INDEX F | VT | $563.3K | 3,568 | flat | 8q | -1.6%-$9.3K | |
| INTEL CORP | INTC | $554.7K | 4,613 | -0.03pp | 4q | HELD | |
| J P MORGAN EXCHANGE TRADED F | JMST | $538.9K | 10,659 | - | new | NEW | |
| J P MORGAN EXCHANGE TRADED F | JMUB | $520.2K | 10,932 | flat | 8q | +5.3%+$26.4K | |
| CATERPILLAR INC | CAT | $515.7K | 636 | -0.07pp | 8q | -1.1%-$5.7K | |
| GOLDMAN SACHS ETF TR | GSUS | $505.9K | 4,792 | +0.01pp | 8q | HELD | |
| ISHARES TR | IGV | $505.9K | 4,751 | +0.06pp | 3q | +21.8%+$90.5K | |
| GE AEROSPACE | GE | $502.9K | 1,610 | -0.04pp | 8q | -1.8%-$9.1K | |
| ISHARES TR | IVV | $498.8K | 652 | -0.03pp | 8q | -16.0%-$94.9K | |
| AMERICAN CENTY ETF TR | AVLV | $493.8K | 5,460 | - | new | NEW | |
| TESLA INC | TSLA | $488.2K | 1,376 | -0.04pp | 8q | -0.5%-$2.5K | |
| VANGUARD INDEX FDS | VNQ | $477.9K | 5,332 | -0.01pp | 8q | +0.8%+$3.9K | |
| NETFLIX INC. | NFLX | $474.6K | 6,821 | - | new | NEW | |
| J P MORGAN EXCHANGE TRADED F | JPST | $463.9K | 9,209 | -1.20pp | 4q | -86.7%-$3.0M | |
| BONDBLOXX ETF TRUST | XTEN | $461.3K | 10,885 | - | new | NEW | |
| AMERICAN EXPRESS CO | AXP | $458.6K | 1,508 | -0.02pp | 8q | -1.0%-$4.9K | |
| PHILLIPS 66 | PSX | $457.4K | 1,792 | +0.04pp | 8q | -13.7%-$72.7K | |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | $456.3K | 9,317 | -0.27pp | 3q | -60.0%-$683.8K | |
| WALMART INC | WMT | $455.8K | 4,386 | -0.01pp | 8q | HELD | |
| INNOVATOR ETFS TRUST | PSEP | $454.3K | 9,694 | - | new | NEW | |
| SSGA ACTIVE ETF TR | SRLN | $436.2K | 10,800 | -0.01pp | 8q | -7.6%-$35.8K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $435.7K | 7,346 | flat | 8q | -0.7%-$3.0K | |
| DIMENSIONAL ETF TRUST | DFUV | $435.2K | 7,912 | flat | 8q | HELD | |
| ABBVIE INC | ABBV | $433.2K | 1,656 | +0.01pp | 8q | +0.7%+$2.9K | |
| PRINCIPAL FINANCIAL GROUP IN | PFG | $431.4K | 3,853 | -0.01pp | 6q | -8.3%-$39.0K | |
| WISDOMTREE TR | EPS | $429.1K | 5,367 | +0.01pp | 8q | HELD | |
| SSGA ACTIVE TR | SPIN | $422.8K | 12,629 | -0.41pp | 4q | -72.0%-$1.1M | |
| INVESCO EXCH TRADED FD TR II | IDMO | $418.0K | 6,847 | -1.14pp | 5q | -87.5%-$2.9M | |
| JOHNSON & JOHNSON | JNJ | $415.9K | 1,571 | flat | 7q | -5.7%-$25.1K | |
| PHILIP MORRIS INTL INC | PM | $388.6K | 2,037 | +0.01pp | 8q | +0.7%+$2.7K | |
| SCHWAB STRATEGIC TR | SCHG | $379.9K | 10,572 | -0.06pp | 8q | -32.7%-$184.9K | |
| HOME DEPOT INC | HD | $367.9K | 1,293 | -0.04pp | 8q | -2.8%-$10.5K | |
| VANGUARD WHITEHALL FDS | VYM | $366.9K | 2,364 | -0.02pp | 8q | -8.2%-$32.7K | |
| VANGUARD WORLD FD | VDE | $365.5K | 2,123 | +0.01pp | 8q | -6.0%-$23.2K | |
| BROADCOM INC | AVGO | $365.3K | 1,040 | -0.01pp | 6q | +1.5%+$5.3K | |
| MCDONALDS CORP | MCD | $355.9K | 1,541 | -0.02pp | 8q | HELD | |
| PROCTER & GAMBLE CO | PG | $353.2K | 2,431 | flat | 8q | +1.8%+$6.1K | |
| ISHARES TR | EFA | $350.6K | 3,375 | -0.01pp | 4q | -5.1%-$18.9K | |
| ISHARES U S ETF TR | MEAR | $348.9K | 7,029 | flat | 7q | +2.6%+$8.7K | |
| CoinShares Valkyrie Bitcoin Mi | WGMI | $335.0K | 7,457 | -0.17pp | 2q | -38.9%-$213.6K | |
| ELI LILLY & CO | LLY | $324.1K | 280 | -0.01pp | 4q | -2.1%-$6.9K | |
| ISHARES TR | IVW | $323.9K | 2,277 | flat | 5q | -2.8%-$9.2K | |
| VISA INC | V | $322.6K | 897 | flat | 8q | -3.3%-$11.2K | |
| PACER FDS TR | TRFK | $322.1K | 3,194 | +0.01pp | 2q | +15.8%+$43.9K | |
| GOLDMAN SACHS ETF TR | GSLC | $320.8K | 2,212 | flat | 8q | HELD | |
| GE VERNOVA INC | GEV | $308.9K | 325 | -0.03pp | 4q | -0.6%-$1.9K | |
| ONEOK INC NEW | OKE | $298.4K | 3,500 | - | new | NEW | |
| MERCK & CO INC | MRK | $296.5K | 2,035 | +0.01pp | 4q | +0.9%+$2.6K | |
| TIDAL TRUST I | GRNY | $287.6K | 10,333 | -0.04pp | 5q | -25.2%-$97.1K | |
| AT&T INC | T | $276.2K | 11,318 | +0.02pp | 8q | HELD | |
| PFIZER INC | PFE | $269.9K | 9,462 | +0.02pp | 8q | +5.8%+$14.9K | |
| VANGUARD CALIF TAX FREE FDS | VTEC | $267.4K | 2,836 | -0.01pp | 4q | -2.3%-$6.4K | |
| GOLDMAN SACHS ETF TR | GSIE | $264.6K | 5,772 | flat | 8q | +0.6%+$1.5K | |
| VANGUARD INDEX FDS | VOE | $263.4K | 1,347 | flat | 8q | HELD | |
| INNOVATOR ETFS TRUST | ZAUG | $256.7K | 9,205 | - | new | NEW | |
| DIMENSIONAL ETF TRUST | DFAX | $249.3K | 6,735 | -0.02pp | 6q | -18.4%-$56.2K | |
| AIM ETF PRODUCTS TRUST | SEPU | $244.0K | 7,696 | - | new | NEW | |
| SCHWAB STRATEGIC TR | SCHM | $242.6K | 7,131 | -0.01pp | 5q | HELD | |
| SPACE EXPLORATION TECHN CORP | SPCX | $241.2K | 1,599 | - | new | NEW | |
| VANGUARD MUN BD FDS | VTEB | $240.5K | 5,078 | +0.01pp | 2q | +21.7%+$42.9K | |
| PROSHARES TR | UPRO | $240.1K | 1,634 | -0.08pp | 4q | -46.8%-$211.6K | |
| VANGUARD STAR FDS | VXUS | $239.5K | 2,819 | flat | 5q | HELD | |
| CISCO SYS INC | CSCO | $235.2K | 2,185 | -0.01pp | 2q | -4.8%-$11.9K | |
| SPDR SERIES TRUST | SPSM | $234.2K | 4,431 | -0.06pp | 8q | -34.4%-$122.6K | |
| GILEAD SCIENCES INC | GILD | $233.2K | 1,565 | +0.01pp | 7q | -8.4%-$21.3K | |
| VANGUARD INTL EQUITY INDEX F | VEU | $230.5K | 2,778 | flat | 4q | HELD | |
| PACER FDS TR | COWZ | $228.7K | 3,425 | -0.02pp | 8q | -24.7%-$75.0K | |
| FORD MTR CO | F | $227.7K | 18,881 | -0.01pp | 8q | +0.8%+$1.7K | |
| MARKEL GROUP INC | MKL | $219.2K | 128 | - | new | NEW | |
| CINCINNATI FINL CORP | CINF | $217.9K | 1,363 | -0.01pp | 6q | HELD | |
| JPMORGAN CHASE & CO | JPM | $215.7K | 652 | flat | 2q | +2.4%+$5.0K | |
| SPDR SERIES TRUST | SPTS | $208.5K | 7,272 | flat | 8q | -1.6%-$3.3K | |
| KINDER MORGAN INC DEL | KMI | $208.5K | 6,915 | -0.03pp | 8q | -21.1%-$55.7K | |
| QUALCOMM INC | QCOM | $205.9K | 1,119 | flat | 2q | -0.6%-$1.3K | |
| PEPSICO INC | PEP | $204.4K | 1,613 | -0.03pp | 6q | -19.2%-$48.7K | |
| VANGUARD INDEX FDS | VTV | $204.0K | 944 | flat | 8q | HELD | |
| BRITISH AMERN TOB PLC | BTI | $203.2K | 3,735 | -0.04pp | 8q | -22.9%-$60.5K | |
| ISHARES TR | IVE | $202.7K | 888 | flat | 2q | HELD | |
| PUTNAM ETF TRUST | FTMH | $140.8K | 12,966 | flat | 2q | +0.9%+$1.3K |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Software & IT Services | $8.3M | 3.3% |
| Semiconductors & Electronics | $5.0M | 2.0% |
| Energy | $4.7M | 1.9% |
| Retail & Consumer | $3.9M | 1.6% |
| Other sectors | $19.6M | 7.7% |
| Not classified | $211.2M | 83.6% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +0.6% | +2.1% | -1.6% | 99% |
| Q2 2026 | +8.9% | +14.8% | -6.0% | 100% |
| Q1 2026 | -1.2% | -4.6% | +3.4% | 100% |
| Q4 2025 | +1.1% | +2.4% | -1.2% | 100% |
| Q3 2025 | +6.0% | +7.8% | -1.9% | 100% |
| Q2 2025 | +6.3% | +10.5% | -4.2% | 100% |
| Q1 2025 | -2.1% | -4.6% | +2.4% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $252.7M | 161 | 19 | 40 | 78 | 23 | 34.8% | 29 |
| Q2 2026 | $253.4M | 165 | 20 | 74 | 39 | 14 | 31.6% | 24 |
| Q1 2026 | $215.4M | 159 | 5 | 79 | 41 | 1,255 | 29.0% | 35 |
| Q4 2025 | $230.9M | 1,409 | 1,256 | 46 | 75 | 5 | 26.0% | 23 |
| Q3 2025 | $206.2M | 158 | 19 | 57 | 54 | 12 | 29.5% | 27 |
| Q2 2025 | $185.9M | 151 | 25 | 62 | 42 | 12 | 30.0% | 15 |
| Q1 2025 | $157.0M | 138 | 18 | 45 | 51 | 32 | 33.5% | 74 |
| Q4 2024 | $145.0M | 152 | 0 | 0 | 0 | 0 | 27.6% | 164 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.