DaveManuel.com · Institutional Ownership · Who Owns It
TOTAL RETURN SECURITIES FUND (SWZ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
42
Reporting holders
$32.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $6.2M | 1,040,190 | 0.24% | 31q | +1.9%+$116.7K |
| BANK OF AMERICA CORP /DE/ | $5.2M | 867,363 | 0.00% | new | NEW |
| Matisse Capital | $3.6M | 609,000 | 1.45% | 4q | +49.5%+$1.2M |
| ICON ADVISERS INC/CO | $2.7M | 446,220 | 0.50% | 3q | -10.8%-$321.2K |
| Saba Capital Management, L.P. | $2.4M | 404,080 | 0.06% | 8q | HELD |
| Shaker Financial Services, LLC | $2.3M | 393,170 | 0.73% | 29q | +22.0%+$420.4K |
| Logan Stone Capital, LLC | $1.2M | 198,157 | 0.25% | 3q | +612.5%+$1.0M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.0M | 168,610 | 0.12% | 28q | +91.0%+$477.2K |
| EVOLVE PRIVATE WEALTH, LLC | $826.8K | 139,192 | 0.05% | 3q | -4.9%-$42.2K |
| Yakira Capital Management, Inc. | $745.8K | 125,557 | 0.21% | 6q | HELD |
| Almitas Capital LLC | $686.6K | 115,581 | 0.16% | 3q | +148.8%+$410.6K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $581.2K | 97,847 | 0.04% | 2q | +172.5%+$367.9K |
| GARDNER RUSSO & QUINN LLC | $580.1K | 97,667 | 0.01% | 24q | HELD |
| Uncommon Cents Investing LLC | $505.1K | 85,036 | 0.11% | 31q | +0.8%+$3.9K |
| Alpine Global Management, LLC | $349.6K | 58,859 | 0.06% | 2q | -27.6%-$133.1K |
| PRIVATE MANAGEMENT GROUP INC | $333.4K | 10,545 | 0.01% | 5q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $333.1K | 56,071 | 0.00% | 31q | -9.8%-$36.1K |
| MORGAN STANLEY | $276.2K | 46,500 | 0.00% | 35q | -9.8%-$29.8K |
| Noble Wealth Management PBC | $254.7K | 42,882 | 0.11% | 4q | -38.2%-$157.4K |
| Bulldog Investors, LLP | $239.6K | 40,334 | 0.05% | 31q | +1.4%+$3.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $220.0K | 37,029 | 0.00% | new | NEW |
| Cutler Capital Management, LLC | $213.4K | 35,921 | 0.06% | new | NEW |
| HRT FINANCIAL LP | $209.0K | 35,262 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $207.9K | 35,011 | 0.00% | 26q | +50.0%+$69.3K |
| GAMCO INVESTORS, INC. ET AL | $190.7K | 32,096 | 0.00% | 28q | HELD |
| XTX Topco Ltd | $147.6K | 24,851 | 0.00% | 2q | +24.5%+$29.0K |
| LPL Financial LLC | $146.1K | 24,599 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $104.6K | 17,605 | 0.00% | 31q | +1.0%+$1.0K |
| Capital Investment Counsel, Inc | $88.9K | 14,961 | 0.01% | 3q | HELD |
| Belpointe Asset Management LLC | $85.9K | 14,458 | 0.00% | 2q | HELD |
| Fortis Capital Advisors, LLC | $85.9K | 14,458 | 0.01% | 2q | HELD |
| MCCARTER PRIVATE WEALTH SERVICES LLC | $85.9K | 14,458 | 0.03% | 5q | HELD |
| UBS Group AG | $68.9K | 11,595 | 0.00% | 31q | -75.5%-$212.1K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $60.5K | 10,189 | 0.00% | 6q | -96.9%-$1.9M |
| TrueMark Investments, LLC | $60.5K | 10,189 | 0.01% | 3q | -5.2%-$3.3K |
| Integris Wealth Management, LLC | $59.7K | 10,053 | 0.01% | 5q | HELD |
| WINMILL & CO. INC | $13.4K | 2,250 | 0.00% | 25q | HELD |
| JPMORGAN CHASE & CO | $10.2K | 1,723 | 0.00% | 31q | HELD |
| North Star Investment Management Corp. | $5.6K | 951 | 0.00% | 28q | HELD |
| Allied Private Wealth LLC | $3.7K | 619 | 0.00% | new | FIRST |
| SECURITY NATIONAL BANK OF SO DAK | $1.2K | 209 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $95 | 16 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $7.9M | 1,382,126 | 0 | 2 | 2 | 0.0% |
| Q2 2026 | 42 | $32.3M | 5,391,364 | 6 | 12 | 9 | 0.0% |
| Q1 2026 | 42 | $29.6M | 4,953,845 | 5 | 8 | 19 | 0.0% |
| Q4 2025 | 41 | $52.0M | 8,325,383 | 8 | 13 | 8 | 0.0% |
| Q3 2025 | 42 | $39.8M | 6,502,105 | 7 | 13 | 7 | 0.0% |
| Q2 2025 | 39 | $38.4M | 6,026,514 | 7 | 14 | 8 | 0.0% |
| Q1 2025 | 37 | $54.9M | 5,960,762 | 3 | 8 | 12 | 0.0% |
| Q4 2024 | 38 | $44.5M | 5,929,781 | 3 | 12 | 8 | 0.0% |
| Q3 2024 | 38 | $52.8M | 5,908,911 | 2 | 8 | 8 | 0.0% |
| Q2 2024 | 42 | $45.6M | 5,651,602 | 6 | 13 | 8 | 0.0% |
| Q1 2024 | 36 | $43.8M | 5,524,063 | 4 | 11 | 6 | 0.0% |
| Q4 2023 | 33 | $44.6M | 5,438,578 | 3 | 10 | 9 | 0.0% |
| Q3 2023 | 33 | $39.9M | 5,219,812 | 1 | 9 | 5 | 0.0% |
| Q2 2023 | 33 | $40.0M | 4,861,001 | 3 | 11 | 5 | 0.0% |
| Q1 2023 | 31 | $39.0M | 4,917,576 | 0 | 10 | 6 | 0.0% |
| Q4 2022 | 34 | $36.3M | 4,803,869 | 3 | 4 | 11 | 0.0% |
| Q3 2022 | 30 | $31.0M | 4,565,810 | 3 | 6 | 7 | 0.0% |
| Q2 2022 | 30 | $37.2M | 4,728,156 | 1 | 6 | 8 | 0.0% |
| Q1 2022 | 32 | $44.9M | 4,869,914 | 0 | 9 | 6 | 0.0% |
| Q4 2021 | 35 | $50.8M | 5,114,406 | 0 | 12 | 3 | 0.0% |
| Q3 2021 | 36 | $46.6M | 5,081,631 | 0 | 10 | 6 | 0.0% |
| Q2 2021 | 38 | $49.8M | 5,123,349 | 5 | 9 | 8 | 0.0% |
| Q1 2021 | 34 | $46.8M | 5,317,253 | 2 | 6 | 7 | 0.0% |
| Q4 2020 | 36 | $45.0M | 5,034,997 | 0 | 7 | 8 | 0.0% |
| Q3 2020 | 38 | $54.5M | 6,578,525 | 4 | 7 | 9 | 0.0% |
| Q2 2020 | 36 | $48.3M | 6,166,604 | 1 | 11 | 7 | 0.0% |
| Q1 2020 | 40 | $46.5M | 6,684,950 | 3 | 7 | 11 | 0.0% |
| Q4 2019 | 40 | $58.6M | 6,967,261 | 4 | 14 | 9 | 0.0% |
| Q3 2019 | 35 | $49.1M | 6,120,307 | 4 | 8 | 8 | 0.0% |
| Q2 2019 | 34 | $47.0M | 5,948,133 | 4 | 11 | 4 | 0.0% |
| Q1 2019 | 34 | $41.7M | 5,474,963 | 7 | 8 | 7 | 0.0% |
| Q4 2018 | 33 | $37.2M | 5,393,960 | 0 | 3 | 1 | 0.0% |