DaveManuel.com · Institutional Ownership · Who Owns It
LIBERTY ALL STAR EQUITY FD (USA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
230
Reporting holders
$379.9M
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $34.0M | 5,858,880 | 0.00% | 35q | +24.9%+$6.8M |
| RAYMOND JAMES FINANCIAL INC | $27.9M | 4,806,233 | 0.01% | 7q | -11.8%-$3.7M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $25.2M | 4,332,937 | 1.20% | 4q | -16.6%-$5.0M |
| Saba Capital Management, L.P. | $22.4M | 3,859,939 | 0.58% | new | NEW |
| LPL Financial LLC | $19.5M | 3,350,925 | 0.00% | 31q | -1.5%-$289.1K |
| Karpus Management, Inc. | $19.0M | 3,271,867 | 0.55% | 3q | +5.0%+$902.6K |
| ROYAL BANK OF CANADA | $12.8M | 2,198,363 | 0.00% | 31q | -3.2%-$422.6K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $12.6M | 2,176,489 | 1.22% | 4q | -9.9%-$1.4M |
| Man Group plc | $12.3M | 2,112,762 | 0.02% | 3q | +60.0%+$4.6M |
| Janney Montgomery Scott LLC | $9.7M | 1,661,308 | 0.02% | new | NEW |
| Shaker Financial Services, LLC | $9.6M | 1,646,776 | 3.00% | 9q | +73.6%+$4.1M |
| AMERIPRISE FINANCIAL INC | $9.1M | 1,557,640 | 0.00% | 31q | +0.9%+$76.9K |
| 1607 Capital Partners, LLC | $8.6M | 1,484,739 | 0.75% | 4q | +10.9%+$851.2K |
| Allspring Global Investments Holdings, LLC | $8.0M | 1,373,425 | 0.01% | 3q | +123.7%+$4.4M |
| GUGGENHEIM CAPITAL LLC | $7.8M | 1,341,706 | 0.05% | 31q | +21.4%+$1.4M |
| Penserra Capital Management LLC | $7.6M | 1,299,730 | 0.06% | 27q | +4.0%+$288.2K |
| Cambridge Investment Research Advisors, Inc. | $6.7M | 1,146,488 | 0.01% | 31q | +103.5%+$3.4M |
| Quarry LP | $6.1M | 1,046,465 | 0.51% | 3q | -2.0%-$122.8K |
| WOLVERINE ASSET MANAGEMENT LLC | $6.0M | 1,029,320 | 0.05% | 6q | +9.7%+$529.5K |
| WELLS FARGO & COMPANY/MN | $5.8M | 1,004,531 | 0.00% | 31q | -12.6%-$842.3K |
| Almitas Capital LLC | $4.6M | 798,342 | 1.11% | 3q | +101.9%+$2.3M |
| OSAIC HOLDINGS, INC. | $4.6M | 793,160 | 0.01% | 26q | -2.7%-$128.0K |
| RPO LLC | $4.0M | 690,200 | 13.20% | 3q | +20.3%+$676.9K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $3.8M | 659,069 | 0.23% | 3q | +2.7%+$101.5K |
| COHEN & STEERS, INC. | $3.7M | 645,000 | 0.01% | 25q | -14.0%-$610.0K |
| TWO SIGMA INVESTMENTS, LP | $3.6M | 616,604 | 0.00% | 4q | HELD |
| Cetera Investment Advisers | $3.4M | 585,022 | 0.00% | 23q | +4.9%+$157.3K |
| Logan Stone Capital, LLC | $2.6M | 446,990 | 0.55% | new | NEW |
| PNC Financial Services Group, Inc. | $2.5M | 438,144 | 0.00% | 31q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.4M | 412,818 | 0.04% | 26q | -7.3%-$187.7K |
| Private Advisor Group, LLC | $2.2M | 377,865 | 0.01% | 31q | -0.5%-$11.8K |
| Kestra Advisory Services, LLC | $2.2M | 372,913 | 0.01% | 24q | +16.6%+$308.6K |
| Integrated Wealth Concepts LLC | $2.1M | 366,501 | 0.01% | 14q | -1.7%-$37.1K |
| BOOTHBAY FUND MANAGEMENT, LLC | $2.0M | 345,100 | 0.03% | 3q | +20.3%+$338.4K |
| SIT INVESTMENT ASSOCIATES INC | $1.9M | 329,021 | 0.04% | 3q | +43.7%+$581.1K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.8M | 295,803 | 0.00% | 12q | +25.9%+$361.4K |
| BANK OF AMERICA CORP /DE/ | $1.7M | 296,240 | 0.00% | 31q | +4.4%+$73.3K |
| PMG Family Office LLC | $1.6M | 276,048 | 1.48% | 4q | +3.9%+$60.4K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.6M | 275,077 | 0.20% | 3q | +639.1%+$1.4M |
| HighTower Advisors, LLC | $1.6M | 270,456 | 0.00% | 18q | -27.5%-$597.0K |
| UBS Group AG | $1.5M | 258,483 | 0.00% | 31q | -27.7%-$576.1K |
| Quantedge Capital Pte Ltd | $1.4M | 244,300 | 1.08% | new | NEW |
| MINDSET WEALTH MANAGEMENT, LLC | $1.4M | 236,396 | 0.26% | 6q | -0.5%-$7.0K |
| Steward Partners Investment Advisory, LLC | $1.3M | 222,485 | 0.01% | 31q | +16.3%+$181.1K |
| CSS LLC/IL | $1.2M | 212,652 | 0.05% | 4q | +2.6%+$31.5K |
| Invesco Ltd. | $1.2M | 209,862 | 0.00% | 31q | -33.2%-$604.9K |
| NewEdge Advisors, LLC | $1.2M | 208,912 | 0.00% | 31q | +17.9%+$184.2K |
| JANE STREET GROUP, LLC | $1.2M | 205,822 | 0.00% | 6q | +79.8%+$530.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 203,254 | 0.00% | 31q | +7.9%+$86.9K |
| Gladstone Institutional Advisory LLC | $1.1M | 193,049 | 0.04% | new | NEW |
| KINGSWOOD WEALTH ADVISORS, LLC | $982.9K | 169,180 | 0.04% | 7q | +134.5%+$563.7K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $976.2K | 168,027 | 0.01% | 24q | -7.2%-$75.3K |
| WEDBUSH SECURITIES INC | $974.0K | 167,727 | 0.03% | 31q | +11.0%+$96.5K |
| D.A. DAVIDSON & CO. | $972.9K | 167,444 | 0.01% | 31q | -18.5%-$220.4K |
| XTX Topco Ltd | $968.9K | 166,757 | 0.01% | 4q | +1040.3%+$883.9K |
| Westbourne Investment Advisors, Inc. | $951.1K | 163,700 | 0.26% | 5q | -11.4%-$122.0K |
| OPPENHEIMER & CO INC | $943.4K | 162,383 | 0.01% | 16q | +2.6%+$24.0K |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | $928.6K | 159,826 | 0.01% | 18q | -8.3%-$83.7K |
| Live Oak Private Wealth LLC | $921.4K | 158,585 | 0.12% | 25q | HELD |
| Prospera Financial Services Inc | $907.0K | 156,103 | 0.01% | 15q | +18.2%+$139.9K |
| LANGLEY WEALTH MANAGEMENT, LLC | $895.6K | 154,145 | 0.87% | new | FIRST |
| Advocate Investing Services LLC | $878.7K | 151,243 | 0.68% | 3q | +1.9%+$16.7K |
| Advisors Asset Management, Inc. | $839.3K | 144,455 | 0.01% | new | NEW |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $835.9K | 143,881 | 0.23% | 10q | -8.4%-$77.1K |
| Bleakley Financial Group, LLC | $835.8K | 143,862 | 0.01% | new | NEW |
| RB Capital Management, LLC | $794.0K | 136,664 | 0.15% | 31q | -3.8%-$31.4K |
| TrueMark Investments, LLC | $780.0K | 134,253 | 0.10% | 4q | +7.1%+$51.6K |
| ASHTON THOMAS SECURITIES, LLC | $730.9K | 125,801 | 0.11% | 9q | +2.6%+$18.6K |
| Mariner, LLC | $728.4K | 125,374 | 0.00% | 19q | -2.0%-$15.1K |
| J.W. COLE ADVISORS, INC. | $727.4K | 125,199 | 0.01% | new | NEW |
| Concurrent Investment Advisors, LLC | $724.8K | 124,755 | 0.01% | 11q | -0.8%-$5.9K |
| ENVESTNET ASSET MANAGEMENT INC | $694.6K | 119,554 | 0.00% | 13q | +58.3%+$255.8K |
| STIFEL FINANCIAL CORP | $681.1K | 117,220 | 0.00% | 31q | -8.5%-$63.5K |
| &PARTNERS | $612.3K | 105,567 | 0.00% | 8q | +25.6%+$124.6K |
| EVOLVE PRIVATE WEALTH, LLC | $611.3K | 105,207 | 0.04% | 3q | +126.4%+$341.3K |
| Abel Hall, LLC | $598.4K | 103,000 | 0.10% | 5q | HELD |
| Jaffetilchin Investment Partners, LLC | $579.6K | 99,764 | 0.03% | new | NEW |
| Stockman Wealth Management, Inc. | $578.5K | 99,563 | 0.06% | 31q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $565.7K | 97,205 | 0.03% | 26q | -10.0%-$62.8K |
| Advisory Advocates, LLC | $561.7K | 96,680 | 0.48% | 3q | -3.8%-$22.4K |
| Clear Creek Financial Management, LLC | $541.8K | 93,252 | 0.03% | 14q | -6.6%-$38.1K |
| Creative Planning | $485.2K | 83,518 | 0.00% | 31q | +18.3%+$75.1K |
| Dakota Wealth Management | $481.0K | 82,789 | 0.01% | 3q | +10.4%+$45.4K |
| Allworth Financial LP | $461.5K | 79,437 | 0.00% | 9q | HELD |
| Samalin Investment Counsel, LLC | $444.3K | 76,468 | 0.14% | 15q | -25.4%-$151.1K |
| WEALTH EFFECTS LLC | $443.0K | 76,244 | 0.12% | 2q | +2.7%+$11.6K |
| Intrua Financial, LLC | $440.9K | 75,880 | 0.04% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $381.8K | 65,708 | 0.00% | new | NEW |
| Calamos Advisors LLC | $361.8K | 62,275 | 0.00% | 2q | +7.1%+$24.1K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $357.1K | 61,471 | 0.05% | new | NEW |
| Patten Group, Inc. | $348.8K | 60,028 | 0.05% | 9q | -5.9%-$21.8K |
| IHT Wealth Management, LLC | $347.9K | 59,886 | 0.01% | 14q | -4.8%-$17.5K |
| Coquina Private Wealth LLC | $341.1K | 58,701 | 0.23% | 3q | -10.2%-$38.6K |
| Kovack Advisors, Inc. | $333.0K | 57,279 | 0.02% | 3q | +1.8%+$5.8K |
| HighPoint Advisor Group LLC | $318.3K | 54,780 | 0.01% | 3q | +2.6%+$8.1K |
| READYSTATE ASSET MANAGEMENT LP | $315.9K | 54,376 | 0.01% | new | NEW |
| Sage Capital Advisors,llc | $305.0K | 52,492 | 0.06% | 19q | +2.0%+$5.9K |
| Heritage Wealth Management, Inc. | $301.1K | 51,825 | 0.08% | new | NEW |
| MSH Capital Advisors LLC | $291.6K | 50,190 | 0.05% | 19q | -1.5%-$4.5K |
| WealthTrust Asset Management, LLC | $258.6K | 44,510 | 0.14% | 21q | -12.5%-$36.8K |
Showing the largest 100 of 230 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 82 | $43.9M | 7,549,804 | 7 | 25 | 27 | 0.0% |
| Q2 2026 | 230 | $379.9M | 65,381,830 | 32 | 78 | 58 | 0.0% |
| Q1 2026 | 220 | $304.6M | 55,081,059 | 24 | 84 | 55 | 0.0% |
| Q4 2025 | 227 | $352.8M | 56,134,860 | 33 | 56 | 62 | 0.0% |
| Q3 2025 | 210 | $266.0M | 41,855,377 | 32 | 83 | 33 | 0.0% |
| Q2 2025 | 193 | $251.7M | 36,894,592 | 16 | 66 | 48 | 0.0% |
| Q1 2025 | 191 | $212.9M | 32,498,606 | 25 | 76 | 35 | 0.0% |
| Q4 2024 | 194 | $207.9M | 29,895,627 | 25 | 46 | 37 | 0.0% |
| Q3 2024 | 175 | $205.5M | 28,936,876 | 17 | 73 | 29 | 0.0% |
| Q2 2024 | 180 | $195.7M | 28,805,033 | 25 | 64 | 34 | 0.0% |
| Q1 2024 | 181 | $246.9M | 34,556,714 | 30 | 80 | 20 | 0.0% |
| Q4 2023 | 184 | $202.8M | 31,760,485 | 22 | 39 | 51 | 0.0% |
| Q3 2023 | 175 | $163.7M | 27,650,435 | 18 | 69 | 38 | 0.0% |
| Q2 2023 | 166 | $176.0M | 27,204,322 | 17 | 71 | 27 | 0.0% |
| Q1 2023 | 162 | $161.3M | 26,010,614 | 19 | 61 | 39 | 0.0% |
| Q4 2022 | 170 | $153.4M | 26,969,030 | 31 | 36 | 48 | 0.0% |
| Q3 2022 | 154 | $7.1B | 1,285,058,945 | 13 | 65 | 41 | 0.0% |
| Q2 2022 | 160 | $7.8B | 1,242,574,069 | 15 | 68 | 35 | 0.0% |
| Q1 2022 | 163 | $10.1B | 1,244,501,612 | 22 | 62 | 35 | 0.0% |
| Q4 2021 | 167 | $9.3B | 1,115,377,039 | 28 | 58 | 28 | 0.0% |
| Q3 2021 | 148 | $1.4B | 163,651,976 | 22 | 57 | 27 | 0.0% |
| Q2 2021 | 140 | $1.1B | 121,330,223 | 17 | 49 | 36 | 0.0% |
| Q1 2021 | 136 | $212.4M | 27,841,557 | 15 | 50 | 29 | 0.0% |
| Q4 2020 | 139 | $239.8M | 33,081,431 | 19 | 33 | 30 | 0.0% |
| Q3 2020 | 126 | $633.8M | 105,523,093 | 18 | 30 | 36 | 0.0% |
| Q2 2020 | 122 | $186.6M | 32,622,759 | 15 | 48 | 26 | 0.0% |
| Q1 2020 | 135 | $315.9M | 65,216,971 | 25 | 48 | 27 | 0.0% |
| Q4 2019 | 124 | $252.6M | 37,098,794 | 21 | 33 | 22 | 0.0% |
| Q3 2019 | 115 | $229.8M | 35,916,482 | 15 | 46 | 29 | 0.0% |
| Q2 2019 | 120 | $222.9M | 34,657,266 | 12 | 47 | 26 | 0.0% |
| Q1 2019 | 129 | $229.7M | 37,598,013 | 15 | 55 | 28 | 0.0% |
| Q4 2018 | 132 | $208.7M | 38,746,720 | 4 | 0 | 6 | 0.0% |