DaveManuel.com · Institutional Ownership · Who Owns It
PRINCIPAL EXCHANGE TRADED FD (USMC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
85
Reporting holders
$3.6B
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $2.4B | 32,298,980 | 1.18% | 31q | +7.1%+$159.0M |
| PRINCIPAL SECURITIES, INC. | $357.6M | 4,823,521 | 4.31% | 11q | +1.8%+$6.4M |
| ENVESTNET ASSET MANAGEMENT INC | $339.2M | 4,575,742 | 0.08% | 31q | +2.0%+$6.8M |
| LPL Financial LLC | $79.3M | 1,069,720 | 0.02% | 31q | -0.6%-$465.6K |
| WELLS FARGO & COMPANY/MN | $76.2M | 1,028,455 | 0.01% | 29q | +4.3%+$3.1M |
| MORGAN STANLEY | $51.3M | 691,776 | 0.00% | 29q | +1.7%+$866.2K |
| RAYMOND JAMES FINANCIAL INC | $47.1M | 635,412 | 0.01% | 7q | HELD |
| Oasis Advisors, LLC | $20.1M | 270,674 | 13.02% | 3q | -96.2%-$507.3M |
| Segment Wealth Management, LLC | $19.8M | 267,031 | 1.03% | 25q | +4.8%+$899.8K |
| Integrated Wealth Concepts LLC | $18.7M | 252,839 | 0.12% | 5q | -2.1%-$411.5K |
| Symphony Financial Services, Inc. | $18.5M | 249,857 | 8.32% | 9q | +3.0%+$536.5K |
| Golden State Wealth Management, LLC | $15.8M | 213,613 | 1.44% | 16q | +1.9%+$289.8K |
| OSAIC HOLDINGS, INC. | $15.6M | 210,429 | 0.02% | 26q | +75.1%+$6.7M |
| NewEdge Advisors, LLC | $14.8M | 199,956 | 0.04% | 26q | -33.5%-$7.5M |
| MERCER GLOBAL ADVISORS INC /ADV | $13.8M | 185,788 | 0.02% | 4q | -3.2%-$451.9K |
| EP Wealth Advisors, LLC | $9.7M | 130,890 | 0.04% | 7q | +1.4%+$132.2K |
| Ameritas Advisory Services, LLC | $6.8M | 91,983 | 0.14% | new | NEW |
| JPMORGAN CHASE & CO | $6.2M | 83,874 | 0.00% | 11q | +5.1%+$301.2K |
| Cambridge Investment Research Advisors, Inc. | $6.1M | 82,878 | 0.01% | 19q | +108.0%+$3.2M |
| ROYAL BANK OF CANADA | $5.6M | 75,946 | 0.00% | 29q | -35.3%-$3.1M |
| US BANCORP \DE\ | $4.5M | 60,915 | 0.00% | 6q | +13.4%+$533.8K |
| &PARTNERS | $4.5M | 60,528 | 0.02% | 4q | +2.1%+$91.8K |
| MCDONALD PARTNERS LLC | $4.4M | 59,997 | 1.08% | 3q | +115.0%+$2.4M |
| Wealth Advisors of Iowa, LLC | $4.2M | 56,564 | 1.14% | 9q | -8.3%-$377.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.2M | 56,399 | 0.01% | 29q | -54.8%-$5.1M |
| Capital Investment Advisory Services, LLC | $3.9M | 53,134 | 0.24% | 10q | +0.6%+$23.6K |
| Smartleaf Asset Management LLC | $3.4M | 46,610 | 0.11% | 11q | HELD |
| GREENWOOD CAPITAL ASSOCIATES LLC | $3.3M | 43,879 | 0.32% | 6q | +24.6%+$642.6K |
| Cetera Investment Advisers | $3.2M | 42,953 | 0.00% | 6q | +13.2%+$372.3K |
| CreativeOne Wealth, LLC | $2.7M | 36,761 | 0.06% | 10q | +0.8%+$22.1K |
| MML INVESTORS SERVICES, LLC | $2.7M | 36,317 | 0.01% | 11q | +2.2%+$58.1K |
| PMG Wealth Management, Inc. | $2.5M | 33,505 | 1.53% | 7q | +1.7%+$42.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.1M | 28,128 | 0.00% | 2q | +65.0%+$821.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.8M | 24,337 | 0.00% | 30q | -15.4%-$328.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.8M | 23,845 | 0.00% | 12q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.7M | 23,121 | 0.00% | 11q | +88.8%+$806.2K |
| STIFEL FINANCIAL CORP | $1.6M | 21,997 | 0.00% | 8q | HELD |
| Private Advisor Group, LLC | $1.6M | 21,234 | 0.01% | 6q | +328.5%+$1.2M |
| UBS Group AG | $1.5M | 19,843 | 0.00% | 31q | -9.0%-$145.4K |
| Kestra Advisory Services, LLC | $1.4M | 19,269 | 0.00% | 8q | -3.6%-$53.6K |
| Qube Research & Technologies Ltd | $1.3M | 16,989 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $1.3M | 16,938 | 0.02% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $1.2M | 16,730 | 0.00% | new | NEW |
| CITIZENS FINANCIAL GROUP INC/RI | $1.2M | 16,370 | 0.01% | 5q | +1.1%+$12.7K |
| Richmond Investment Services, LLC | $1.2M | 15,765 | 0.37% | 7q | -50.5%-$1.2M |
| GTS SECURITIES LLC | $982.0K | 13,248 | 0.02% | 6q | -50.0%-$983.1K |
| CARY STREET PARTNERS FINANCIAL LLC | $927.8K | 12,516 | 0.02% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $835.7K | 11,275 | 0.00% | 7q | +2.6%+$21.1K |
| Cannon Wealth Management Services, LLC | $694.8K | 9,373 | 0.38% | 8q | HELD |
| Kraft, Davis & Associates, LLC | $682.6K | 9,241 | 0.14% | 14q | HELD |
| Gotham Asset Management, LLC | $603.8K | 8,145 | 0.00% | 4q | -11.4%-$77.5K |
| Arax Advisory Partners | $593.2K | 8,002 | 0.00% | new | NEW |
| BLAIR WILLIAM & CO/IL | $523.9K | 7,068 | 0.00% | 9q | +3.9%+$19.5K |
| Advisory Services Network, LLC | $499.6K | 6,740 | 0.01% | 4q | +3.6%+$17.2K |
| Orion Porfolio Solutions, LLC | $495.3K | 6,681 | 0.00% | 7q | -84.6%-$2.7M |
| BASSO CAPITAL MANAGEMENT, L.P. | $490.5K | 6,617 | 0.10% | new | NEW |
| Cornerstone Wealth Management, LLC | $469.2K | 6,329 | 0.02% | 7q | -2.3%-$11.0K |
| HighTower Advisors, LLC | $428.4K | 5,779 | 0.00% | 4q | +17.5%+$63.7K |
| Jackson Wealth Management, LLC | $428.0K | 5,780 | 0.25% | 14q | -86.4%-$2.7M |
| Simplicity Wealth,LLC | $374.8K | 5,056 | 0.01% | 3q | +9.2%+$31.5K |
| Janney Montgomery Scott LLC | $367.0K | 4,948 | 0.00% | 10q | HELD |
| Baird Financial Group, Inc. | $320.1K | 4,318 | 0.00% | 23q | -6.9%-$23.8K |
| Perennial Investment Advisors, LLC | $315.0K | 4,249 | 0.02% | 4q | HELD |
| Cornerstone Planning Group LLC | $312.7K | 4,203 | 0.04% | 3q | -1.1%-$3.6K |
| Equitable Holdings, Inc. | $304.9K | 4,113 | 0.00% | 4q | -11.8%-$40.7K |
| ASSETMARK, INC | $284.4K | 3,837 | 0.00% | 7q | +19.7%+$46.8K |
| D. E. Shaw & Co., Inc. | $251.3K | 3,390 | 0.00% | new | NEW |
| MARSHALL WACE, LLP | $203.2K | 2,741 | 0.00% | 2q | -53.6%-$234.5K |
| JANE STREET GROUP, LLC | $201.3K | 2,716 | 0.00% | 2q | -77.8%-$705.9K |
| Concorde Asset Management, LLC | $200.1K | 2,700 | 0.12% | new | NEW |
| Cape Investment Advisory, Inc. | $178.8K | 2,412 | 0.05% | new | NEW |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $101.6K | 1,370 | 0.04% | 2q | +11.7%+$10.6K |
| FIFTH THIRD BANCORP | $92.2K | 1,244 | 0.00% | 2q | HELD |
| FMR LLC | $85.6K | 1,155 | 0.00% | 6q | +363.9%+$67.2K |
| COMPASS FINANCIAL MANAGEMENT LLC | $82.5K | 1,084 | 0.01% | new | FIRST |
| Regatta Research & Money Management | $45.1K | 609 | 0.04% | new | FIRST |
| Farther Finance Advisors, LLC | $40.3K | 544 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $37.1K | 500 | 0.00% | 6q | HELD |
| ABOUND FINANCIAL, LLC | $31.0K | 418 | 0.01% | 3q | HELD |
| CITIGROUP INC | $27.2K | 367 | 0.00% | new | NEW |
| Pinnacle Bancorp, Inc. | $15.9K | 215 | 0.00% | 10q | -2.7% |
| Rockefeller Capital Management L.P. | $7.3K | 98 | 0.00% | 4q | HELD |
| Strategic Wealth Partners, Ltd. | $4.0K | 54 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $3.3K | 44 | 0.00% | 6q | -73.0%-$8.8K |
| HARBOUR INVESTMENTS, INC. | $2.0K | 27 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 19 | $34.2M | 445,406 | 5 | 5 | 4 | 0.0% |
| Q2 2026 | 85 | $3.6B | 48,460,698 | 10 | 33 | 24 | 0.0% |
| Q1 2026 | 86 | $3.0B | 45,936,308 | 13 | 26 | 34 | 0.0% |
| Q4 2025 | 90 | $3.4B | 49,582,464 | 13 | 38 | 24 | 0.0% |
| Q3 2025 | 80 | $3.7B | 54,848,424 | 17 | 30 | 19 | 0.0% |
| Q2 2025 | 76 | $3.3B | 52,465,500 | 12 | 38 | 16 | 0.0% |
| Q1 2025 | 70 | $2.6B | 45,285,324 | 14 | 31 | 17 | 0.0% |
| Q4 2024 | 65 | $2.7B | 45,124,840 | 16 | 27 | 11 | 0.0% |
| Q3 2024 | 51 | $2.7B | 46,703,932 | 9 | 19 | 15 | 0.0% |
| Q2 2024 | 41 | $2.6B | 47,184,662 | 2 | 18 | 10 | 0.0% |
| Q1 2024 | 41 | $2.4B | 46,652,498 | 7 | 15 | 9 | 0.0% |
| Q4 2023 | 35 | $2.0B | 43,800,650 | 7 | 11 | 12 | 0.0% |
| Q3 2023 | 33 | $1.3B | 31,027,910 | 10 | 11 | 7 | 0.0% |
| Q2 2023 | 27 | $1.3B | 30,526,405 | 6 | 9 | 8 | 0.0% |
| Q1 2023 | 26 | $1.1B | 26,455,358 | 6 | 4 | 14 | 0.0% |
| Q4 2022 | 22 | $940.3M | 26,172,660 | 1 | 7 | 10 | 0.0% |
| Q3 2022 | 21 | $875.4M | 25,898,216 | 1 | 8 | 7 | 0.0% |
| Q2 2022 | 24 | $1.2B | 32,308,605 | 1 | 12 | 5 | 0.0% |
| Q1 2022 | 28 | $1.4B | 32,140,210 | 3 | 8 | 10 | 0.0% |
| Q4 2021 | 28 | $1.7B | 39,075,542 | 3 | 11 | 8 | 0.0% |
| Q3 2021 | 27 | $133.9M | 3,323,553 | 5 | 9 | 9 | 0.0% |
| Q2 2021 | 29 | $122.5M | 3,086,770 | 7 | 7 | 9 | 0.0% |
| Q1 2021 | 25 | $86.8M | 2,352,001 | 3 | 6 | 10 | 0.0% |
| Q4 2020 | 23 | $151.0M | 4,231,969 | 4 | 9 | 7 | 0.0% |
| Q3 2020 | 21 | $69.9M | 2,120,690 | 1 | 12 | 6 | 0.0% |
| Q2 2020 | 22 | $60.5M | 2,011,871 | 3 | 14 | 5 | 0.0% |
| Q1 2020 | 20 | $35.4M | 1,364,878 | 5 | 7 | 6 | 0.0% |
| Q4 2019 | 19 | $32.4M | 1,034,541 | 3 | 7 | 7 | 0.0% |
| Q3 2019 | 21 | $88.3M | 3,006,591 | 5 | 11 | 3 | 0.0% |
| Q2 2019 | 19 | $76.3M | 2,623,737 | 7 | 8 | 3 | 0.0% |
| Q1 2019 | 13 | $44.2M | 1,575,521 | 2 | 6 | 3 | 0.0% |
| Q4 2018 | 14 | $38.1M | 1,518,886 | 0 | 0 | 0 | 0.0% |