DaveManuel.com · Institutional Ownership · Who Owns It
VANGUARD MALVERN FDS (VPLS)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
174
Reporting holders
$949.8M
Reported value
0.0%
Calls
0.0%
Puts
+24
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $154.2M | 1,987,606 | 0.01% | 6q | +22.3%+$28.1M |
| LPL Financial LLC | $54.7M | 704,775 | 0.01% | 8q | +9.5%+$4.7M |
| Betterment LLC | $45.2M | 582,358 | 0.08% | 2q | +229.7%+$31.5M |
| ROYAL BANK OF CANADA | $42.5M | 547,880 | 0.01% | 8q | +504.5%+$35.5M |
| Johnson Financial Group, Inc. | $39.4M | 507,861 | 1.30% | new | NEW |
| OSAIC HOLDINGS, INC. | $32.8M | 422,448 | 0.04% | 10q | +14.9%+$4.3M |
| Summit Financial, LLC | $28.4M | 366,127 | 0.31% | 4q | +47.0%+$9.1M |
| First Commonwealth Financial Corp /PA/ | $23.7M | 305,536 | 3.32% | 4q | +38.7%+$6.6M |
| Insight Wealth Strategies, LLC | $23.3M | 301,707 | 2.27% | 2q | -12.1%-$3.2M |
| RAYMOND JAMES FINANCIAL INC | $23.2M | 298,699 | 0.01% | 6q | +78.5%+$10.2M |
| Keystone Financial Group, Inc. | $22.7M | 292,988 | 11.93% | 7q | +7.4%+$1.6M |
| HOWARD FINANCIAL SERVICES, LTD. | $19.4M | 250,392 | 1.01% | 4q | +189.7%+$12.7M |
| JONES FINANCIAL COMPANIES LLLP | $18.6M | 239,483 | 0.01% | 8q | +49.9%+$6.2M |
| Mariner, LLC | $18.2M | 234,711 | 0.02% | 4q | +39.0%+$5.1M |
| Diversified Portfolios, Inc. | $18.0M | 232,499 | 1.31% | 10q | +20.2%+$3.0M |
| WNY Asset Management, LLC | $17.1M | 219,860 | 1.52% | 3q | -40.0%-$11.4M |
| Balance Wealth Partners LLC | $16.0M | 206,733 | 4.27% | 6q | +9.1%+$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.2M | 170,399 | 0.02% | 7q | +14.0%+$1.6M |
| LEAVELL INVESTMENT MANAGEMENT, INC. | $12.8M | 165,370 | 0.47% | 8q | +10.1%+$1.2M |
| ALPS ADVISORS INC | $12.4M | 159,805 | 0.06% | new | NEW |
| NavPoint Financial, Inc. | $11.7M | 151,332 | 4.35% | 4q | +14.4%+$1.5M |
| Roehl & Yi Investment Advisors, LLC | $11.0M | 141,904 | 3.62% | 4q | +35.8%+$2.9M |
| Lakewood Asset Management LLC | $11.0M | 141,422 | 6.02% | 9q | +60.5%+$4.1M |
| Pasadena Private Wealth, LLC | $10.9M | 140,655 | 1.39% | 2q | +5.0%+$522.6K |
| R. W. Roge & Company, Inc. | $9.9M | 127,432 | 4.14% | 3q | +18.8%+$1.6M |
| Landmark Wealth Management, LLC | $9.4M | 121,511 | 2.26% | 8q | +4.7%+$424.9K |
| Ausdal Financial Partners, Inc. | $9.1M | 117,526 | 0.36% | 8q | +42.1%+$2.7M |
| VICUS CAPITAL | $8.8M | 112,939 | 0.57% | 5q | +16.2%+$1.2M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $8.6M | 112,006 | 0.01% | 4q | +45.6%+$2.7M |
| Harbor Group, Inc. | $8.0M | 103,659 | 0.94% | 6q | +22.9%+$1.5M |
| FAGAN ASSOCIATES, INC. | $7.2M | 93,216 | 0.89% | 9q | HELD |
| EVOLVE PRIVATE WEALTH, LLC | $7.2M | 93,051 | 0.44% | 2q | HELD |
| PANORAMIC INVESTMENT ADVISORS, LLC | $7.2M | 92,412 | 3.43% | 9q | +4.5%+$306.9K |
| Beaird Harris Wealth Management, LLC | $7.0M | 90,080 | 0.44% | 2q | +66.5%+$2.8M |
| Dynamic Advisor Solutions LLC | $6.9M | 88,830 | 0.20% | 5q | +3.1%+$209.0K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $6.8M | 88,372 | 0.04% | 3q | +6.0%+$384.6K |
| MorganRosel Wealth Management, LLC | $6.8M | 87,197 | 2.28% | 10q | +6.1%+$386.1K |
| North Star Investment Management Corp. | $6.7M | 86,734 | 0.37% | 10q | +5.3%+$339.1K |
| Integrity Wealth Solutions LLC | $6.4M | 81,997 | 2.35% | 10q | HELD |
| Farther Finance Advisors, LLC | $5.5M | 71,521 | 0.04% | 4q | +25.4%+$1.1M |
| SILVER OAK SECURITIES, INCORPORATED | $5.5M | 70,369 | 0.33% | 7q | +12.4%+$602.2K |
| Janney Montgomery Scott LLC | $5.1M | 65,232 | 0.01% | 2q | -0.9%-$44.7K |
| Investment Advisory Group, LLC | $4.7M | 60,243 | 1.01% | 8q | +27.7%+$1.0M |
| OLD MISSION CAPITAL LLC | $4.6M | 59,792 | 0.07% | new | NEW |
| Entruity Wealth, LLC | $4.6M | 59,771 | 3.00% | new | NEW |
| Beacon Pointe Advisors, LLC | $4.6M | 58,655 | 0.02% | 3q | +19.3%+$734.6K |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $4.4M | 56,168 | 0.57% | 3q | +8.9%+$354.4K |
| Red Mountain Financial, LLC | $4.3M | 55,952 | 3.64% | 5q | +20.4%+$734.6K |
| CFO4Life Group, LLC | $4.3M | 54,803 | 0.57% | 7q | HELD |
| Focus Partners Advisor Solutions, LLC | $3.9M | 49,818 | 0.03% | 2q | +31.6%+$928.4K |
| OMNI 360 Wealth, Inc. | $3.9M | 49,818 | 1.79% | 10q | +31.6%+$928.4K |
| Grant Street Asset Management, Inc. | $3.7M | 47,209 | 0.60% | 9q | +1.3%+$46.5K |
| Kaizen Financial Strategies | $3.6M | 47,021 | 1.18% | 4q | +31.8%+$876.2K |
| SAGE RHINO CAPITAL LLC | $3.5M | 45,103 | 0.57% | 2q | +28.7%+$779.6K |
| Cerity Partners LLC | $3.0M | 38,694 | 0.00% | 3q | +6.4%+$179.5K |
| DAHRING | CUSMANO LLC | $2.7M | 35,188 | 1.44% | 2q | +48.1%+$886.1K |
| IFP Advisors, Inc | $2.6M | 34,123 | 0.05% | 5q | +1.5%+$39.6K |
| IAMS WEALTH MANAGEMENT, LLC | $2.6M | 33,652 | 0.79% | 3q | -0.9%-$23.4K |
| Stonebridge Financial Planning Group, LLC | $2.5M | 32,385 | 0.80% | 4q | +22.8%+$466.9K |
| Quadrature Capital Ltd | $2.4M | 31,504 | 0.02% | new | NEW |
| Arax Advisory Partners | $2.4M | 30,998 | 0.02% | new | NEW |
| Advyzon Investment Management, LLC | $2.3M | 29,121 | 0.16% | 2q | +4.5%+$97.0K |
| Stonehearth Capital Management, LLC | $2.2M | 28,317 | 0.75% | new | NEW |
| Cogent Private Wealth, Inc. | $2.2M | 28,267 | 1.37% | 3q | HELD |
| Triumph Capital Management | $2.1M | 27,666 | 0.39% | 5q | -11.6%-$282.0K |
| Retirement Planning Group, LLC | $2.1M | 27,664 | 0.05% | new | NEW |
| HighTower Advisors, LLC | $2.1M | 26,712 | 0.00% | 7q | +5.5%+$107.1K |
| CITADEL ADVISORS LLC | $2.0M | 26,071 | 0.00% | 2q | -65.1%-$3.8M |
| Ameritas Advisory Services, LLC | $1.8M | 23,599 | 0.04% | 2q | +1148.6%+$1.7M |
| Burton Enright Welch | $1.8M | 22,661 | 0.21% | 9q | +23.5%+$334.5K |
| Cambridge Investment Research Advisors, Inc. | $1.8M | 22,630 | 0.00% | 6q | +96.4%+$861.9K |
| Heck Capital Advisors, LLC | $1.8M | 22,623 | 0.10% | new | NEW |
| D.A. DAVIDSON & CO. | $1.7M | 22,317 | 0.01% | 4q | +2.1%+$35.1K |
| Topsail Wealth Management, LLC | $1.7M | 21,411 | 0.21% | 2q | +235.2%+$1.2M |
| Confluence Wealth Services, Inc. | $1.6M | 21,264 | 0.05% | 3q | +5.7%+$88.7K |
| NATIXIS ADVISORS, LLC | $1.5M | 19,063 | 0.00% | 2q | +29.7%+$338.0K |
| Kestra Advisory Services, LLC | $1.5M | 18,855 | 0.00% | 3q | +304.9%+$1.1M |
| Centurion Wealth Management LLC | $1.5M | 18,724 | 0.35% | 4q | HELD |
| Integrated Advisors Network LLC | $1.4M | 17,773 | 0.06% | 2q | -6.1%-$89.1K |
| XY Planning Network, Inc. | $1.4M | 17,696 | 0.17% | 5q | +4.7%+$61.6K |
| UBS Group AG | $1.3M | 17,170 | 0.00% | 2q | +16409.6%+$1.3M |
| Strategic Family Wealth Counselors, L.L.C. | $1.3M | 16,319 | 0.29% | 7q | -41.2%-$886.5K |
| BROOKS, MOORE & ASSOCIATES, INC. | $1.2M | 15,246 | 0.53% | 3q | +0.7%+$7.8K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $1.2M | 14,838 | 0.36% | 2q | +89.0%+$542.2K |
| Creative Planning | $1.1M | 14,694 | 0.00% | 7q | +182.2%+$736.0K |
| Bernardo Wealth Planning LLC | $1.1M | 14,296 | 0.19% | new | NEW |
| Cypress Point Wealth Management, LLC | $1.1M | 14,049 | 0.22% | new | NEW |
| CITIZENS FINANCIAL GROUP INC/RI | $996.7K | 12,848 | 0.01% | new | NEW |
| StoneX Group Inc. | $939.7K | 12,113 | 0.04% | 5q | +3.0%+$27.2K |
| ROBERTS GLORE & CO INC /IL/ | $917.4K | 11,825 | 0.23% | 4q | +18.8%+$145.1K |
| GSG Advisors LLC | $869.9K | 11,213 | 0.19% | 10q | +17.5%+$129.7K |
| Private Advisor Group, LLC | $839.1K | 10,816 | 0.00% | 7q | -29.7%-$354.2K |
| Financial Insights, Inc. | $756.0K | 9,745 | 0.20% | 3q | +53.4%+$263.2K |
| Eldridge Investment Advisors, Inc. | $635.4K | 8,221 | 0.13% | 6q | +48.3%+$206.8K |
| GatePass Capital, LLC | $622.6K | 8,026 | 0.24% | new | NEW |
| Bridgewealth Advisory Group, LLC | $601.5K | 7,754 | 0.11% | 2q | +99.9%+$300.6K |
| Embree Financial Group | $595.9K | 7,681 | 0.06% | 2q | +21.6%+$105.7K |
| RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC | $583.1K | 7,516 | 0.17% | 5q | HELD |
| Stratos Wealth Partners, LTD. | $550.8K | 7,100 | 0.01% | 2q | +149.7%+$330.3K |
| Breakwater Capital Group | $550.3K | 7,094 | 0.07% | 11q | +7.3%+$37.5K |
Showing the largest 100 of 174 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 67 | $242.4M | 3,275,328 | 11 | 34 | 9 | 0.0% |
| Q2 2026 | 174 | $949.8M | 12,245,369 | 33 | 91 | 16 | 0.0% |
| Q1 2026 | 150 | $690.9M | 8,907,198 | 37 | 70 | 21 | 0.0% |
| Q4 2025 | 132 | $460.8M | 5,899,063 | 29 | 70 | 8 | 0.0% |
| Q3 2025 | 104 | $373.4M | 4,755,439 | 25 | 45 | 17 | 0.0% |
| Q2 2025 | 88 | $248.7M | 3,198,491 | 20 | 43 | 13 | 0.0% |
| Q1 2025 | 76 | $171.5M | 2,212,767 | 23 | 33 | 10 | 0.0% |
| Q4 2024 | 54 | $87.9M | 1,156,672 | 19 | 20 | 5 | 0.0% |
| Q3 2024 | 33 | $52.0M | 650,754 | 10 | 16 | 3 | 0.7% |
| Q2 2024 | 23 | $27.3M | 358,811 | 8 | 10 | 1 | 0.0% |
| Q1 2024 | 17 | $13.1M | 170,298 | 15 | 2 | 0 | 0.0% |
| Q4 2023 | 3 | $1.8M | 23,788 | 3 | 0 | 0 | 0.0% |