DaveManuel.com · Institutional Ownership · Who Owns It
AJAX I (AJAX)
Institutional ownership reported to the SEC as of Q2 2021, across 3 quarters.
105
Reporting holders
$983.8M
Reported value
43.7%
Calls
1.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Serengeti Asset Management LP | $399.6M incl. $398.4M options CALL | 125,000 | 11.11% | 2q | -28.6%-$159.9M |
| CITADEL ADVISORS LLC | $61.3M incl. $3.2M options CALL+PUT | 5,832,554 | 0.01% | 2q | +1420.2%+$57.2M |
| BAUPOST GROUP LLC/MA | $42.1M | 4,223,918 | 0.34% | 2q | -15.5%-$7.7M |
| MAVERICK CAPITAL LTD | $30.2M | 3,030,307 | 0.28% | 2q | -40.1%-$20.2M |
| SUVRETTA CAPITAL MANAGEMENT, LLC | $29.9M | 3,002,193 | 0.45% | 2q | +38.7%+$8.3M |
| 683 Capital Management, LLC | $28.4M | 2,850,000 | 0.98% | 2q | +78.3%+$12.5M |
| Westchester Capital Management, LLC | $24.6M | 2,472,886 | 0.57% | 2q | HELD |
| Graham Capital Management, L.P. | $19.2M | 1,923,475 | 1.00% | 2q | HELD |
| SAMLYN CAPITAL, LLC | $18.8M | 1,885,094 | 0.28% | 2q | HELD |
| THORNBURG INVESTMENT MANAGEMENT INC | $17.1M | 1,717,100 | 0.20% | new | NEW |
| Petrus Trust Company, LTA | $16.7M | 1,679,258 | 1.77% | new | NEW |
| TIG Advisors, LLC | $16.1M | 1,620,217 | 0.54% | 3q | +68.9%+$6.6M |
| MILLENNIUM MANAGEMENT LLC | $12.7M incl. $999.0K options CALL | 1,173,386 | 0.01% | 3q | -42.4%-$9.3M |
| Chescapmanager LLC | $12.4M | 1,250,000 | 1.37% | 3q | HELD |
| Polar Asset Management Partners Inc. | $10.0M | 1,000,000 | 0.10% | new | NEW |
| FMR LLC | $9.8M | 987,553 | 0.00% | new | NEW |
| Fortress Investment Group LLC | $9.0M | 903,065 | 0.37% | new | NEW |
| GROUP ONE TRADING, L.P. | $8.5M CALL+PUT | options only | 0.01% | 2q | OPTIONS |
| TD ASSET MANAGEMENT INC | $8.1M | 813,150 | 0.01% | 3q | +18.6%+$1.3M |
| Jefferies Group LLC | $8.0M | 799,336 | 0.05% | 2q | +965.8%+$7.2M |
| Weiss Asset Management LP | $7.8M | 783,528 | 0.19% | new | NEW |
| StackLine Partners LP | $7.3M | 733,900 | 2.35% | 2q | +2.6%+$184.3K |
| PRINCIPAL FINANCIAL GROUP INC | $7.2M | 719,500 | 0.00% | 2q | HELD |
| Beryl Capital Management LLC | $7.1M | 710,000 | 0.63% | 3q | +41.4%+$2.1M |
| D. E. Shaw & Co., Inc. | $6.6M | 665,000 | 0.01% | new | NEW |
| MORGAN STANLEY | $6.4M | 646,518 | 0.00% | 3q | +118745.2%+$6.4M |
| Athanor Capital, LP | $6.4M | 646,443 | 0.23% | 2q | +5.8%+$354.7K |
| SCOGGIN MANAGEMENT LP | $6.2M | 625,000 | 1.52% | 2q | +150.0%+$3.7M |
| Cinctive Capital Management LP | $5.9M | 595,000 | 0.28% | 2q | HELD |
| ARISTEIA CAPITAL LLC | $5.7M | 575,000 | 0.11% | 2q | +475.0%+$4.7M |
| Taconic Capital Advisors LP | $5.2M | 526,899 | 0.13% | 2q | +5.0%+$249.0K |
| Alpine Global Management, LLC | $5.1M | 510,352 | 0.69% | new | NEW |
| Blackstone Inc | $5.1M | 509,294 | 0.01% | 3q | -84.8%-$28.3M |
| JANE STREET GROUP, LLC | $5.0M incl. $4.7M options CALL+PUT | 28,155 | 0.00% | 2q | -94.5%-$85.6M |
| Senator Investment Group LP | $5.0M | 500,000 | 0.09% | 2q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $5.0M | 497,896 | 0.04% | 2q | +99479.2%+$5.0M |
| Kepos Capital LP | $4.9M | 490,203 | 0.36% | 2q | +11.4%+$498.0K |
| HAP Trading, LLC | $4.7M incl. $1.2M options CALL+PUT | 358,472 | 0.15% | 2q | +11.3%+$480.8K |
| Castle Creek Arbitrage, LLC | $4.7M | 475,000 | 0.26% | 3q | HELD |
| BLUEFIN CAPITAL MANAGEMENT, LLC | $4.5M | 452,005 | 0.29% | 2q | -1.7%-$78.5K |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $4.5M | 450,000 | 0.10% | new | NEW |
| Governors Lane LP | $4.0M | 400,000 | 0.28% | new | NEW |
| American Portfolios Advisors | $4.0M | 400,000 | 0.00% | 2q | HELD |
| P SCHOENFELD ASSET MANAGEMENT LP | $3.9M CALL | options only | 0.22% | 2q | OPTIONS |
| Corvex Management LP | $3.1M | 307,600 | 0.10% | 2q | -69.2%-$6.9M |
| Diameter Capital Partners LP | $3.0M | 300,000 | 0.20% | new | NEW |
| Hudson Bay Capital Management LP | $3.0M | 297,284 | 0.04% | new | NEW |
| SPRING CREEK CAPITAL LLC | $3.0M | 297,222 | 0.15% | 3q | -37.5%-$1.8M |
| ROYAL BANK OF CANADA | $2.9M incl. $2.0M options CALL+PUT | 93,097 | 0.00% | 2q | +12.7%+$329.1K |
| MARSHALL WACE, LLP | $2.9M | 287,817 | 0.01% | 2q | -1.4%-$41.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.8M incl. $294.0K options PUT | 251,597 | 0.00% | 2q | -48.3%-$2.6M |
| WOLVERINE TRADING, LLC | $2.7M incl. $1.9M options CALL+PUT | 79,331 | 0.00% | 2q | -37.2%-$1.6M |
| Radcliffe Capital Management, L.P. | $2.6M | 256,700 | 0.08% | 3q | +51.0%+$863.6K |
| PEAK6 Investments LLC | $2.3M incl. $2.3M options CALL | 1,444 | 0.01% | 2q | HELD |
| SIMPLEX TRADING, LLC | $2.3M CALL+PUT | options only | 0.00% | 2q | OPTIONS |
| Verition Fund Management LLC | $2.3M incl. $1.4M options CALL+PUT | 89,900 | 0.02% | 2q | +250.6%+$1.6M |
| Woodline Partners LP | $2.2M | 225,000 | 0.04% | new | NEW |
| Berry Street Capital Management LLP | $2.0M CALL | options only | 0.18% | 2q | OPTIONS |
| Falcon Edge Capital, LP | $1.9M | 195,388 | 0.12% | new | NEW |
| SG3 Management, LLC | $1.9M incl. $946.0K options PUT | 95,000 | 0.07% | 2q | +18.8%+$298.7K |
| Public Sector Pension Investment Board | $1.9M CALL | options only | 0.01% | 2q | OPTIONS |
| Lombard Odier Asset Management (USA) Corp | $1.8M incl. $70.0K options CALL | 170,100 | 0.07% | 2q | +746.3%+$1.6M |
| Cutler Group LP | $1.8M incl. $350.0K options CALL+PUT | 141,788 | 0.08% | 2q | -26.8%-$645.2K |
| Walleye Trading LLC | $1.7M CALL+PUT | options only | 0.01% | 2q | OPTIONS |
| VR Advisory Services Ltd | $1.7M | 172,300 | 0.69% | 2q | HELD |
| BOOTHBAY FUND MANAGEMENT, LLC | $1.6M | 162,300 | 0.05% | new | NEW |
| ATW SPAC MANAGEMENT LLC | $1.6M | 160,677 | 0.41% | new | FIRST |
| Alyeska Investment Group, L.P. | $1.5M | 150,000 | 0.02% | 2q | +200.0%+$996.0K |
| CLEAR STREET MARKETS LLC | $1.4M incl. $963.0K options CALL+PUT | 45,100 | 0.12% | 2q | -6.0%-$90.8K |
| DekaBank Deutsche Girozentrale | $1.3M | 130,000 | 0.00% | new | NEW |
| Altium Capital Management LP | $1.2M | 125,000 | 0.29% | 2q | +25.0%+$249.0K |
| GLAZER CAPITAL, LLC | $1.1M | 113,318 | 0.02% | 2q | -54.4%-$1.3M |
| PICTON MAHONEY ASSET MANAGEMENT | $997.0K | 100,000 | 0.03% | new | NEW |
| Anson Funds Management LP | $996.0K | 100,000 | 0.09% | new | NEW |
| Nishkama Capital, LLC | $991.0K | 99,477 | 0.23% | new | NEW |
| Marathon Trading Investment Management LLC | $891.0K | 89,492 | 0.09% | 2q | -6.3%-$59.7K |
| Shay Capital LLC | $647.0K CALL | options only | 0.07% | new | OPTIONS |
| CAXTON CORP | $498.0K | 50,000 | 0.34% | 3q | -53.7%-$578.4K |
| MYDA Advisors LLC | $498.0K | 50,000 | 0.12% | 2q | HELD |
| CSS LLC/IL | $447.0K | 44,881 | 0.02% | new | NEW |
| Qube Research & Technologies Ltd | $419.0K | 42,025 | 0.00% | new | NEW |
| Baird Financial Group, Inc. | $418.0K | 42,000 | 0.00% | 2q | HELD |
| Context Capital Management, LLC | $397.0K | 39,900 | 0.04% | 2q | HELD |
| Manchester Capital Management LLC | $335.0K | 33,672 | 0.05% | 3q | HELD |
| Penserra Capital Management LLC | $243.0K | 24,495 | 0.00% | 2q | -54.4%-$289.8K |
| CREDIT SUISSE AG/ | $199.0K | 20,000 | 0.00% | 2q | -98.8%-$15.7M |
| NOMURA HOLDINGS INC | $199.0K | 20,000 | 0.00% | 2q | HELD |
| Exos Asset Management LLC | $167.0K | 16,738 | 0.09% | 2q | -16.3%-$32.6K |
| SG Americas Securities, LLC | $154.0K | 15,419 | 0.00% | 2q | -8.5%-$14.3K |
| JPMORGAN CHASE & CO | $136.0K CALL | options only | 0.00% | 2q | OPTIONS |
| WELLS FARGO & COMPANY/MN | $136.0K | 13,643 | 0.00% | 3q | -72.0%-$349.8K |
| GOLDMAN SACHS GROUP INC | $121.0K | 12,146 | 0.00% | 2q | -67.3%-$248.8K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $119.0K CALL | options only | 0.00% | 2q | OPTIONS |
| Squarepoint Ops LLC | $101.0K | 10,103 | 0.00% | 2q | -19.9%-$25.1K |
| EASTERLY INVESTMENT PARTNERS LLC | $100.0K | 10,001 | 0.01% | 2q | HELD |
| Edge Capital Group, LLC | $100.0K | 10,000 | 0.01% | 2q | HELD |
| Bleichroeder LP | $100.0K | 10,000 | 0.02% | 3q | -50.0%-$100.0K |
| UBS Group AG | $69.0K | 6,971 | 0.00% | 2q | -1.9%-$1.3K |
| Edge Wealth Management LLC | $50.0K | 5,000 | 0.01% | new | NEW |
| Fort Baker Capital Management LP | $42.0K | 22,389 | 0.01% | new | NEW |
Showing the largest 100 of 105 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2021 | 105 | $983.8M | 54,629,478 | 25 | 24 | 29 | 44.7% |
| Q1 2021 | 98 | $726.4M | 47,390,196 | 81 | 8 | 9 | 33.2% |
| Q4 2020 | 31 | $189.4M | 15,931,527 | 29 | 0 | 0 | 0.5% |