DaveManuel.com · Institutional Ownership · Who Owns It
FORUM MERGER III CORP COM CL A (FIII)
Institutional ownership reported to the SEC as of Q1 2021, across 4 quarters.
66
Reporting holders
$110.1M
Reported value
6.9%
Calls
5.2%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | $24.4M | 2,450,308 | 0.10% | 2q | +47.1%+$7.8M |
| Alpine Global Management, LLC | $12.6M | 1,267,569 | 1.21% | 2q | +11.4%+$1.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $7.4M incl. $2.2M options CALL+PUT | 517,269 | 0.00% | new | NEW |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $5.5M | 550,000 | 0.14% | new | NEW |
| SIMPLEX TRADING, LLC | $5.4M incl. $3.4M options CALL+PUT | 192,189 | 0.01% | new | NEW |
| Corvex Management LP | $4.8M | 483,202 | 0.24% | new | NEW |
| Athanor Capital, LP | $4.3M | 428,934 | 0.10% | new | NEW |
| GROUP ONE TRADING, L.P. | $4.1M incl. $3.7M options CALL+PUT | 45,784 | 0.01% | new | NEW |
| REDWOOD CAPITAL MANAGEMENT, LLC | $3.0M | 304,242 | 0.15% | new | NEW |
| CITADEL ADVISORS LLC | $2.8M incl. $1.7M options CALL+PUT | 109,723 | 0.00% | new | NEW |
| Fort Baker Capital Management LP | $2.5M | 250,197 | 0.68% | new | NEW |
| TIG Advisors, LLC | $2.3M | 226,204 | 0.08% | new | NEW |
| BROOKFIELD ASSET MANAGEMENT INC. | $2.2M | 223,548 | 0.01% | 2q | +243.9%+$1.6M |
| BlueCrest Capital Management Ltd | $2.0M | 200,000 | 0.03% | 2q | HELD |
| Phoenix Holdings Ltd. | $2.0M | 370,151 | 0.04% | 2q | -66.5%-$3.9M |
| HBK INVESTMENTS L P | $1.9M | 190,200 | 0.01% | 3q | -4.9%-$97.7K |
| GOLDMAN SACHS GROUP INC | $1.6M | 160,274 | 0.00% | new | NEW |
| NOMURA HOLDINGS INC | $1.5M | 153,023 | 0.00% | new | NEW |
| Cutler Group LP | $1.5M incl. $149.0K options CALL+PUT | 138,510 | 0.08% | new | NEW |
| JANE STREET GROUP, LLC | $1.4M incl. $509.0K options CALL | 85,508 | 0.00% | 2q | -14.8%-$237.1K |
| Jefferies Group LLC | $1.3M | 125,000 | 0.01% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $1.3M incl. $23.0K options CALL | 127,707 | 0.00% | 2q | +2287.0%+$1.2M |
| Marshall Wace North America L.P. | $1.2M | 124,620 | 0.01% | 2q | -89.3%-$10.3M |
| WOLVERINE TRADING, LLC | $1.2M incl. $887.0K options CALL+PUT | 33,068 | 0.00% | new | NEW |
| Beryl Capital Management LLC | $977.0K | 97,948 | 0.12% | 3q | +14.7%+$125.5K |
| Shay Capital LLC | $968.0K | 97,090 | 0.10% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $856.0K | 85,900 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $831.0K | 83,390 | 0.00% | new | NEW |
| Magnetar Financial LLC | $831.0K | 83,304 | 0.01% | 2q | -89.8%-$7.3M |
| Weiss Asset Management LP | $662.0K | 66,433 | 0.02% | new | NEW |
| CAAS CAPITAL MANAGEMENT LP | $583.0K | 58,466 | 0.01% | 2q | -39.7%-$384.2K |
| Berry Street Capital Management LLP | $548.0K CALL | options only | 0.06% | 2q | OPTIONS |
| BLUEFIN CAPITAL MANAGEMENT, LLC | $527.0K | 52,884 | 0.02% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $506.0K | 50,734 | 0.04% | new | NEW |
| Hunting Hill Global Capital, LLC | $495.0K | 49,600 | 0.16% | new | NEW |
| Yakira Capital Management, Inc. | $493.0K | 49,460 | 0.10% | 2q | -18.0%-$108.3K |
| Vivaldi Asset Management, LLC | $426.0K | 42,772 | 0.08% | new | NEW |
| HAP Trading, LLC | $383.0K incl. $37.0K options PUT | 34,751 | 0.02% | new | NEW |
| MARSHALL WACE, LLP | $275.0K | 27,576 | 0.00% | 2q | -89.0%-$2.2M |
| RAMIUS ADVISORS LLC | $238.0K incl. $9.0K options CALL | 22,958 | 0.06% | new | NEW |
| OTA Financial Group L.P. | $218.0K | 21,900 | 0.17% | new | NEW |
| HighTower Advisors, LLC | $197.0K incl. $94.0K options PUT | 10,285 | 0.00% | new | NEW |
| MORGAN STANLEY | $187.0K | 18,753 | 0.00% | 2q | -71.4%-$466.6K |
| BERKLEY W R CORP | $181.0K | 18,061 | 0.02% | new | NEW |
| TRUSTCORE FINANCIAL SERVICES, LLC | $151.0K | 15,105 | 0.02% | new | NEW |
| Castle Creek Arbitrage, LLC | $148.0K | 14,824 | 0.01% | 2q | -95.4%-$3.1M |
| Penserra Capital Management LLC | $137.0K | 13,825 | 0.00% | new | NEW |
| Virtu Financial LLC | $131.0K | 13,104 | 0.01% | 2q | +6.1%+$7.5K |
| Cetera Advisor Networks LLC | $131.0K | 13,100 | 0.00% | new | NEW |
| Avidian Wealth Solutions, LLC | $130.0K | 13,000 | 0.01% | 2q | HELD |
| RAYMOND JAMES & ASSOCIATES | $129.0K | 12,950 | 0.00% | 2q | -32.0%-$60.8K |
| GWM Advisors LLC | $100.0K | 10,000 | 0.00% | new | NEW |
| ADVISOR GROUP HOLDINGS, INC. | $100.0K | 10,029 | 0.00% | 2q | +596.5%+$85.6K |
| Wealthcare Advisory Partners LLC | $60.0K | 5,970 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $37.0K | 2,750 | 0.00% | 2q | HELD |
| UBS Group AG | $30.0K | 3,066 | 0.00% | 3q | -78.7%-$111.1K |
| Exos Asset Management LLC | $23.0K | 2,336 | 0.02% | new | NEW |
| Rockefeller Capital Management L.P. | $19.0K | 1,950 | 0.00% | new | NEW |
| Taal Capital Management LP | $10.0K | 1,000 | 0.01% | new | NEW |
| Arena Capital Advisors, LLC- CA | $10.0K | 1,039 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $7.0K | 673 | 0.00% | new | NEW |
| CITIGROUP INC | $3.0K | 261 | 0.00% | new | NEW |
| Gemmer Asset Management LLC | $3.0K | 300 | 0.00% | 2q | HELD |
| Your Advocates Ltd., LLP | $2.0K | 200 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $1.0K | 105 | 0.00% | new | NEW |
| TCI Wealth Advisors, Inc. | $1.0K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 66 | $110.1M | 9,865,182 | 45 | 7 | 13 | 12.1% |
| Q4 2020 | 52 | $147.5M | 10,997,449 | 42 | 1 | 6 | 0.7% |
| Q3 2020 | 20 | $54.1M | 5,439,403 | 20 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $449.0K | 7,100 | 1 | 0 | 0 | 84.2% |