DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR HIGH YIELD OPPRT 20 (FTHY)
Institutional ownership reported to the SEC as of Q2 2026, across 26 quarters.
88
Reporting holders
$234.2M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $46.8M | 3,417,232 | 0.00% | 25q | +3.5%+$1.6M |
| SIT INVESTMENT ASSOCIATES INC | $44.6M | 3,252,705 | 0.84% | 15q | +16.9%+$6.4M |
| KENNEDY INVESTMENT GROUP, INC. | $16.1M | 1,173,970 | 5.46% | 15q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $14.0M | 1,022,036 | 0.67% | 18q | HELD |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $13.2M | 966,836 | 0.66% | 23q | +9.0%+$1.1M |
| ROYAL BANK OF CANADA | $9.5M | 691,227 | 0.00% | 25q | -2.3%-$225.6K |
| Atlas Wealth LLC | $8.3M | 602,530 | 1.18% | new | NEW |
| Penserra Capital Management LLC | $8.2M | 598,309 | 0.06% | 8q | +4.0%+$312.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.1M | 588,956 | 0.01% | 24q | -3.6%-$305.2K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $6.8M | 499,001 | 0.41% | 17q | +3.8%+$248.7K |
| LPL Financial LLC | $5.0M | 365,815 | 0.00% | 22q | +11.4%+$513.9K |
| D.A. DAVIDSON & CO. | $4.7M | 346,148 | 0.03% | 24q | +6.3%+$279.9K |
| Logan Stone Capital, LLC | $3.5M | 257,142 | 0.74% | 3q | +3.4%+$114.4K |
| Almitas Capital LLC | $2.7M | 198,801 | 0.65% | 3q | +19.6%+$445.8K |
| Aurora Private Wealth, Inc. | $2.6M | 188,553 | 1.64% | 9q | -3.9%-$105.5K |
| Oder Investment Management, LLC | $2.0M | 149,001 | 1.37% | 18q | -0.6%-$13.1K |
| OSAIC HOLDINGS, INC. | $2.0M | 142,825 | 0.00% | 25q | +5.1%+$95.4K |
| Private Advisory Group LLC | $1.9M | 138,108 | 0.10% | 25q | -1.7%-$32.5K |
| Cambridge Investment Research Advisors, Inc. | $1.8M | 132,977 | 0.00% | 25q | -24.4%-$587.6K |
| Kestra Advisory Services, LLC | $1.8M | 131,221 | 0.01% | 24q | -6.1%-$116.7K |
| JANE STREET GROUP, LLC | $1.8M | 128,560 | 0.00% | new | NEW |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1.7M | 121,745 | 1.02% | 7q | -38.7%-$1.1M |
| WEDBUSH SECURITIES INC | $1.7M | 121,486 | 0.04% | 24q | +6.1%+$95.6K |
| 1607 Capital Partners, LLC | $1.5M | 110,505 | 0.13% | 18q | -37.3%-$900.0K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.5M | 110,389 | 0.03% | 25q | -1.9%-$28.9K |
| TRANSCEND CAPITAL ADVISORS, LLC | $1.3M | 97,677 | 0.09% | 6q | +2.6%+$34.3K |
| TFB Advisors LLC | $1.3M | 94,539 | 0.57% | 15q | HELD |
| OPPENHEIMER & CO INC | $1.2M | 87,633 | 0.01% | 20q | +18.5%+$187.6K |
| Integrated Wealth Concepts LLC | $1.0M | 75,908 | 0.01% | 17q | -3.1%-$33.1K |
| UBS Group AG | $982.2K | 71,693 | 0.00% | 23q | -2.9%-$29.5K |
| STIFEL FINANCIAL CORP | $968.6K | 70,698 | 0.00% | 19q | -4.8%-$48.5K |
| Noble Wealth Management PBC | $949.3K | 69,290 | 0.42% | 5q | -6.3%-$63.7K |
| CSS LLC/IL | $930.3K | 67,903 | 0.04% | 3q | +26.6%+$195.5K |
| COHEN & STEERS, INC. | $891.0K | 65,000 | 0.00% | 2q | HELD |
| Magnus Financial Group LLC | $883.5K | 64,489 | 0.06% | 8q | -7.1%-$67.1K |
| Advisory Services Network, LLC | $762.4K | 55,652 | 0.01% | 15q | +113.4%+$405.2K |
| BlueChip Wealth Advisors LLC | $662.4K | 48,350 | 0.25% | new | NEW |
| Insight Advisors, LLC/ PA | $659.4K | 48,135 | 0.12% | 15q | HELD |
| Invesco Ltd. | $563.6K | 41,136 | 0.00% | 21q | -1.2%-$6.6K |
| Arete Wealth Advisors, LLC | $528.6K | 38,581 | 0.03% | 25q | -14.0%-$86.1K |
| TrueMark Investments, LLC | $497.8K | 36,337 | 0.06% | 4q | +7.1%+$32.9K |
| Cetera Investment Advisers | $470.9K | 34,369 | 0.00% | 15q | +0.9%+$4.1K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $449.1K | 32,785 | 0.00% | 23q | -33.0%-$220.9K |
| Signature Equity Partners, LLC | $437.3K | 31,917 | 0.20% | 3q | +2.8%+$11.8K |
| CoreCap Advisors, LLC | $431.3K | 31,484 | 0.01% | 18q | -2.6%-$11.6K |
| WORLD EQUITY GROUP, INC. | $424.3K | 30,972 | 0.10% | 18q | -4.2%-$18.8K |
| First Financial Group Corp | $371.6K | 27,125 | 0.27% | 7q | HELD |
| RAYMOND JAMES FINANCIAL INC | $341.9K | 24,953 | 0.00% | 7q | -1.3%-$4.5K |
| FOCUSED ALPHA, LLC | $341.7K | 24,938 | 0.09% | 3q | +1.6%+$5.4K |
| Camelot Portfolios, LLC | $323.5K | 23,614 | 0.23% | new | NEW |
| Balboa Wealth Partners | $322.8K | 23,563 | 0.04% | 7q | HELD |
| Focus Partners Wealth | $311.0K | 22,703 | 0.00% | 3q | -14.6%-$53.0K |
| Stratos Wealth Partners, LTD. | $298.1K | 21,755 | 0.00% | 7q | HELD |
| Janney Montgomery Scott LLC | $262.0K | 19,125 | 0.00% | 22q | +2.1%+$5.5K |
| Huntleigh Advisors, Inc. | $259.6K | 18,950 | 0.04% | 7q | -38.5%-$162.4K |
| HRT FINANCIAL LP | $254.0K | 18,567 | 0.00% | 2q | +43.1%+$76.5K |
| Apollon Wealth Management, LLC | $240.1K | 17,526 | 0.00% | 13q | -2.0%-$4.8K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $226.4K | 16,636 | 0.01% | 24q | +1.2%+$2.6K |
| PVG ASSET MANAGEMENT CORP | $217.7K | 15,891 | 0.13% | 7q | HELD |
| Arkadios Wealth Advisors | $216.3K | 15,790 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $200.7K | 14,650 | 0.00% | 7q | -22.9%-$59.6K |
| Advisory Solutions Group, LLC | $191.4K | 13,968 | 0.06% | new | FIRST |
| Bullseye Investment Management, LLC | $187.6K | 13,690 | 0.09% | 15q | -16.3%-$36.5K |
| Arax Advisory Partners | $184.6K | 13,476 | 0.00% | 6q | +2336.9%+$177.0K |
| Lido Advisors, LLC | $170.3K | 12,430 | 0.00% | 4q | HELD |
| Clear Street Group Inc. | $161.1K | 11,757 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $157.6K | 11,503 | 0.00% | new | NEW |
| Stablepoint Partners, LLC | $154.0K | 11,239 | 0.02% | 11q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $149.1K | 10,882 | 0.00% | 5q | -26.8%-$54.6K |
| FULTON BREAKEFIELD BROENNIMAN LLC | $144.8K | 10,570 | 0.01% | 9q | HELD |
| N.E.W. Advisory Services LLC | $117.8K | 8,598 | 0.01% | 3q | +2.8%+$3.2K |
| FIFTH THIRD BANCORP | $91.3K | 6,665 | 0.00% | 2q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $24.3K | 1,794 | 0.00% | new | FIRST |
| PRIVATE TRUST CO NA | $20.6K | 1,500 | 0.00% | 7q | HELD |
| Colonial Trust Advisors | $20.6K | 1,500 | 0.00% | 5q | HELD |
| Evelyn Partners Group Ltd | $17.1K | 1,250 | 0.00% | new | FIRST |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14.7K | 1,073 | 0.00% | 20q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $14.5K | 1,057 | 0.00% | 3q | HELD |
| Allworth Financial LP | $13.7K | 1,000 | 0.00% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $10.1K | 739 | 0.00% | 2q | +2.9% |
| ASSETMARK, INC | $9.8K | 714 | 0.00% | 10q | HELD |
| CX Institutional | $9.0K | 640 | 0.00% | 4q | -68.3%-$19.4K |
| WELLS FARGO & COMPANY/MN | $6.8K | 500 | 0.00% | 9q | +3746.2%+$6.7K |
| Glass Jacobson Investment Advisors llc | $5.8K | 425 | 0.00% | 14q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $959 | 70 | 0.00% | 11q | HELD |
| EverSource Wealth Advisors, LLC | $745 | 54 | 0.00% | 19q | +1.9% |
| WHITTIER TRUST CO OF NEVADA INC | $708 | 52 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $164 | 12 | 0.00% | 2q | HELD |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-25 | MCGAREL DAVID | Officer-Investment Adviser | Bought | 10,000 | $129.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 26 | $29.2M | 2,287,812 | 2 | 3 | 13 | 0.0% |
| Q2 2026 | 88 | $234.2M | 17,093,570 | 7 | 27 | 28 | 0.0% |
| Q1 2026 | 90 | $219.9M | 16,241,893 | 7 | 24 | 39 | 0.0% |
| Q4 2025 | 96 | $222.1M | 15,784,077 | 17 | 27 | 41 | 0.0% |
| Q3 2025 | 88 | $216.4M | 14,938,249 | 9 | 27 | 25 | 0.0% |
| Q2 2025 | 85 | $236.7M | 15,944,202 | 4 | 25 | 31 | 0.0% |
| Q1 2025 | 89 | $226.3M | 15,658,467 | 10 | 33 | 25 | 0.0% |
| Q4 2024 | 89 | $206.1M | 14,232,203 | 11 | 33 | 27 | 0.0% |
| Q3 2024 | 81 | $205.4M | 12,779,264 | 7 | 28 | 31 | 0.0% |
| Q2 2024 | 81 | $181.2M | 12,655,760 | 9 | 30 | 29 | 0.0% |
| Q1 2024 | 81 | $290.4M | 19,986,965 | 11 | 32 | 30 | 0.0% |
| Q4 2023 | 84 | $256.6M | 18,421,847 | 13 | 28 | 28 | 0.0% |
| Q3 2023 | 80 | $191.9M | 14,412,671 | 7 | 35 | 27 | 0.0% |
| Q2 2023 | 75 | $189.8M | 13,838,215 | 6 | 29 | 27 | 0.0% |
| Q1 2023 | 74 | $191.2M | 13,628,433 | 10 | 30 | 23 | 0.0% |
| Q4 2022 | 80 | $5.7B | 424,329,311 | 20 | 21 | 23 | 0.0% |
| Q3 2022 | 61 | $2.2B | 167,012,361 | 4 | 30 | 18 | 0.0% |
| Q2 2022 | 68 | $2.4B | 163,950,707 | 15 | 19 | 22 | 0.0% |
| Q1 2022 | 60 | $2.8B | 160,211,746 | 14 | 16 | 22 | 0.0% |
| Q4 2021 | 47 | $178.3M | 8,803,803 | 7 | 21 | 7 | 0.0% |
| Q3 2021 | 37 | $162.5M | 7,906,910 | 5 | 17 | 8 | 0.0% |
| Q2 2021 | 39 | $148.5M | 7,400,895 | 4 | 19 | 11 | 0.0% |
| Q1 2021 | 36 | $130.6M | 6,581,265 | 9 | 17 | 4 | 0.0% |
| Q4 2020 | 35 | $109.7M | 5,407,864 | 10 | 13 | 5 | 0.0% |
| Q3 2020 | 24 | $76.3M | 3,776,941 | 7 | 11 | 2 | 0.0% |
| Q2 2020 | 16 | $38.4M | 1,894,030 | 16 | 0 | 0 | 0.0% |