DaveManuel.com · Institutional Ownership · Who Owns It
SILVERBOX ENGAGED MERGER CLASS (SBEA)
Institutional ownership reported to the SEC as of Q4 2021, across 3 quarters.
106
Reporting holders
$343.9M
Reported value
4.2%
Calls
0.1%
Puts
+44
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Koshinski Asset Management, Inc. | $49.0M | 4,823,000 | 0.00% | new | NEW |
| Fort Baker Capital Management LP | $23.3M | 2,293,652 | 4.10% | new | NEW |
| Davidson Kempner Capital Management LP | $16.0M | 1,577,669 | 0.24% | 3q | +142.7%+$9.4M |
| GLAZER CAPITAL, LLC | $15.3M | 1,503,786 | 0.37% | 3q | -44.1%-$12.0M |
| LH Capital Markets, LLC | $14.7M incl. $12.7M options CALL | 200,000 | 1.77% | new | NEW |
| Engaged Capital LLC | $14.6M | 1,433,988 | 1.79% | new | NEW |
| Jefferies Group LLC | $12.4M | 1,225,000 | 0.07% | 2q | +461.6%+$10.2M |
| MARSHALL WACE, LLP | $11.9M | 1,169,916 | 0.02% | 3q | -29.7%-$5.0M |
| CAPSTONE INVESTMENT ADVISORS, LLC | $9.8M | 969,056 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $9.2M incl. $396.0K options CALL+PUT | 865,765 | 0.00% | 3q | -35.1%-$5.0M |
| MILLENNIUM MANAGEMENT LLC | $8.8M | 864,763 | 0.00% | 3q | +160.2%+$5.4M |
| TIG Advisors, LLC | $8.4M | 823,905 | 0.42% | new | NEW |
| JPMORGAN CHASE & CO | $8.2M | 803,044 | 0.00% | 2q | +178.8%+$5.2M |
| Point72 Asset Management, L.P. | $8.0M | 784,000 | 0.03% | new | NEW |
| D. E. Shaw & Co., Inc. | $7.6M | 750,000 | 0.01% | 3q | +174.6%+$4.8M |
| HBK INVESTMENTS L P | $7.1M | 700,000 | 0.03% | new | NEW |
| Stormborn Capital Management, LLC | $7.1M | 700,000 | 2.63% | new | NEW |
| Alyeska Investment Group, L.P. | $6.1M | 600,002 | 0.07% | 3q | +500.0%+$5.1M |
| Antara Capital LP | $6.1M | 600,000 | 0.30% | new | NEW |
| Diameter Capital Partners LP | $5.8M | 575,000 | 0.35% | new | NEW |
| Wealthspring Capital LLC | $5.4M | 532,549 | 1.16% | new | NEW |
| BANK OF MONTREAL /CAN/ | $5.4M | 530,000 | 0.00% | new | NEW |
| BlueCrest Capital Management Ltd | $5.1M | 499,998 | 0.16% | new | NEW |
| Schechter Investment Advisors, LLC | $5.0M | 493,396 | 0.45% | new | FIRST |
| BANK OF AMERICA CORP /DE/ | $5.0M | 490,189 | 0.00% | 3q | +40.1%+$1.4M |
| Taconic Capital Advisors LP | $4.6M | 450,000 | 0.13% | 3q | -10.0%-$507.6K |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $3.6M | 349,998 | 0.01% | new | NEW |
| COWEN AND COMPANY, LLC | $3.3M | 325,000 | 0.30% | new | NEW |
| Weiss Asset Management LP | $3.2M | 319,889 | 0.07% | 3q | +59.9%+$1.2M |
| DEUTSCHE BANK AG\ | $3.0M | 300,000 | 0.00% | 3q | -39.9%-$2.0M |
| Governors Lane LP | $3.0M | 300,000 | 0.19% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3.0M incl. $760.0K options CALL | 223,264 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $2.6M | 260,973 | 0.00% | new | NEW |
| UBS OCONNOR LLC | $2.6M | 257,896,000? | 0.03% | 3q | |
| CITIGROUP INC | $2.5M | 250,000 | 0.00% | new | NEW |
| Berry Street Capital Management LLP | $2.5M | 250,000 | 0.26% | new | NEW |
| SPRING CREEK CAPITAL LLC | $2.3M | 225,000 | 0.09% | 3q | HELD |
| GOLDMAN SACHS GROUP INC | $2.0M | 200,011 | 0.00% | 3q | -63.2%-$3.5M |
| TENOR CAPITAL MANAGEMENT Co., L.P. | $2.0M | 200,000 | 0.04% | 3q | +60.1%+$762.2K |
| Bulldog Investors, LLP | $1.9M | 182,949 | 0.50% | new | NEW |
| Saba Capital Management, L.P. | $1.6M | 159,928 | 0.02% | 3q | -23.8%-$507.4K |
| Alpine Global Management, LLC | $1.6M | 159,434 | 0.24% | new | NEW |
| Linden Advisors LP | $1.5M | 150,000 | 0.01% | 3q | -50.0%-$1.5M |
| Oasis Management Co Ltd. | $1.5M incl. $508.0K options CALL | 100,000 | 0.27% | new | NEW |
| Ghisallo Capital Management LLC | $1.5M | 150,000 | 0.08% | 3q | -50.0%-$1.5M |
| Sage Mountain Advisors LLC | $1.3M | 132,924 | 0.16% | new | NEW |
| SkyView Investment Advisors, LLC | $1.3M | 123,440 | 0.30% | new | NEW |
| BLUEFIN CAPITAL MANAGEMENT, LLC | $1.2M | 119,829 | 0.08% | new | NEW |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | $1.2M | 116,103 | 0.56% | new | NEW |
| Magnetar Financial LLC | $1.1M | 112,622 | 0.01% | 2q | +985.7%+$1.0M |
| Athos Capital Ltd | $1.1M | 110,000 | 0.35% | new | NEW |
| NOMURA HOLDINGS INC | $1.1M | 109,195 | 0.00% | 3q | -89.1%-$9.0M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $1.0M | 102,597 | 0.03% | 3q | +926.0%+$939.5K |
| P SCHOENFELD ASSET MANAGEMENT LP | $1.0M | 99,609 | 0.05% | new | NEW |
| FNY Investment Advisers, LLC | $806.0K | 79,422 | 0.43% | new | NEW |
| CenterBook Partners LP | $764.0K | 75,302 | 0.45% | new | FIRST |
| Sculptor Capital LP | $761.0K | 75,000 | 0.01% | 3q | -88.8%-$6.0M |
| BERKLEY W R CORP | $738.0K | 72,665 | 0.04% | 2q | -46.0%-$629.2K |
| PHILADELPHIA TRUST CO | $515.0K | 50,700 | 0.04% | new | NEW |
| WHITEBOX ADVISORS LLC | $475.0K | 46,800 | 0.01% | 3q | -62.6%-$793.7K |
| AJ WEALTH STRATEGIES, LLC | $472.0K | 46,523 | 0.02% | new | NEW |
| LPL Financial LLC | $453.0K | 44,584 | 0.00% | new | NEW |
| Gillson Capital LP | $437.0K | 43,010 | 0.03% | 2q | -76.1%-$1.4M |
| HRT FINANCIAL LP | $434.0K | 42,806 | 0.00% | new | NEW |
| Sound Point Capital Management, LP | $406.0K | 40,000 | 1.44% | new | NEW |
| Marathon Trading Investment Management LLC | $356.0K | 35,100 | 0.03% | new | NEW |
| ROYAL BANK OF CANADA | $322.0K | 31,730 | 0.00% | new | NEW |
| LEVIN CAPITAL STRATEGIES, L.P. | $305.0K | 30,000 | 0.03% | new | NEW |
| UBS Group AG | $288.0K | 28,371 | 0.00% | new | NEW |
| WEALTHSOURCE PARTNERS, LLC | $267.0K | 26,292 | 0.02% | new | NEW |
| FIRST FOUNDATION ADVISORS | $254.0K | 25,000 | 0.01% | new | NEW |
| MYDA Advisors LLC | $254.0K | 25,000 | 0.07% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $236.0K | 23,232 | 0.00% | 3q | +23366.7%+$235.0K |
| Arkadios Wealth Advisors | $207.0K | 20,434 | 0.03% | new | NEW |
| Neuberger Berman Group LLC | $197.0K | 18,740 | 0.00% | 2q | -91.5%-$2.1M |
| Ancora Advisors, LLC | $189.0K | 18,600 | 0.00% | 3q | -35.0%-$101.6K |
| ADVISOR GROUP HOLDINGS, INC. | $185.0K | 18,212 | 0.00% | new | NEW |
| GILDER GAGNON HOWE & CO LLC | $175.0K | 17,211 | 0.00% | new | NEW |
| NATIONAL BANK OF CANADA /FI/ | $168.0K | 16,574 | 0.00% | new | FIRST |
| GROUP ONE TRADING, L.P. | $166.0K incl. $165.0K options CALL | 100 | 0.00% | new | NEW |
| Schonfeld Strategic Advisors LLC | $157.0K | 15,463 | 0.00% | new | NEW |
| CSS LLC/IL | $156.0K | 15,341 | 0.01% | new | NEW |
| Shay Capital LLC | $127.0K | 12,500 | 0.02% | new | NEW |
| Danda Trouve Investment Management, Inc. | $108.0K | 10,652 | 0.12% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $103.0K | 10,137 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $103.0K | 10,211 | 0.00% | new | NEW |
| MORGAN STANLEY | $71.0K | 6,956 | 0.00% | 2q | +7300.0%+$70.0K |
| WELLS FARGO & COMPANY/MN | $51.0K | 5,000 | 0.00% | new | NEW |
| CONDOR CAPITAL MANAGEMENT | $39.0K | 3,852 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $36.0K CALL | options only | 0.00% | new | OPTIONS |
| Penserra Capital Management LLC | $32.0K | 3,192 | 0.00% | new | NEW |
| WOLFF WIESE MAGANA LLC | $30.0K | 3,000 | 0.02% | new | NEW |
| TCI Wealth Advisors, Inc. | $15.0K | 1,490 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $13.0K | 1,356 | 0.00% | new | NEW |
| Focused Wealth Management, Inc | $12.0K | 1,200 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $10.0K | 1,000 | 0.00% | new | NEW |
| EQUITEC PROPRIETARY MARKETS, LLC | $9.0K | 900 | 0.00% | new | NEW |
| Amplius Wealth Advisors, LLC | $9.0K | 975 | 0.00% | new | FIRST |
| Patriot Financial Group Insurance Agency, LLC | $8.0K | 780 | 0.00% | new | NEW |
| Winch Advisory Services, LLC | $5.0K | 500 | 0.00% | new | NEW |
Showing the largest 100 of 107 reported holders. The count of 106 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2021 | 106 | $343.9M | 32,448,556 | 70 | 13 | 17 | 4.2% |
| Q3 2021 | 62 | $216.6M | 22,145,531 | 17 | 5 | 6 | 0.0% |
| Q2 2021 | 49 | $166.7M | 17,182,659 | 49 | 0 | 0 | 0.0% |