DaveManuel.com · Institutional Ownership · Who Owns It
NUVEEN S&P 500 DYNAMIC OVERW (SPXX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
233
Reporting holders
$824.5M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $232.5M | 12,472,863 | 0.01% | 35q | +2.0%+$4.6M |
| WELLS FARGO & COMPANY/MN | $45.5M | 2,440,231 | 0.01% | 31q | -7.1%-$3.5M |
| Saba Capital Management, L.P. | $44.1M | 2,368,022 | 1.13% | 2q | +54.0%+$15.5M |
| LPL Financial LLC | $37.2M | 1,997,074 | 0.01% | 31q | +1.2%+$424.6K |
| Invesco Ltd. | $37.1M | 1,987,730 | 0.00% | 31q | +2.1%+$759.3K |
| Allspring Global Investments Holdings, LLC | $36.4M | 1,951,647 | 0.06% | 3q | +20.3%+$6.2M |
| UBS Group AG | $33.7M | 1,809,938 | 0.00% | 31q | -3.9%-$1.4M |
| RAYMOND JAMES FINANCIAL INC | $33.3M | 1,786,820 | 0.01% | 7q | -2.7%-$920.7K |
| BANK OF AMERICA CORP /DE/ | $24.2M | 1,297,471 | 0.00% | 31q | -2.2%-$541.8K |
| Advisors Asset Management, Inc. | $23.0M | 1,233,884 | 0.35% | 17q | +3.3%+$742.5K |
| Cambridge Investment Research Advisors, Inc. | $22.3M | 1,198,044 | 0.03% | 29q | +101.7%+$11.3M |
| GUGGENHEIM CAPITAL LLC | $17.5M | 937,141 | 0.11% | 27q | -10.7%-$2.1M |
| OSAIC HOLDINGS, INC. | $11.2M | 600,563 | 0.01% | 26q | +1.7%+$182.7K |
| ROYAL BANK OF CANADA | $8.4M | 450,007 | 0.00% | 31q | -14.9%-$1.5M |
| STIFEL FINANCIAL CORP | $8.1M | 436,736 | 0.01% | 2q | +34.7%+$2.1M |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $7.9M | 421,986 | 0.76% | 2q | -2.0%-$157.5K |
| AMERIPRISE FINANCIAL INC | $7.8M | 420,868 | 0.00% | 23q | -2.3%-$186.9K |
| GatePass Capital, LLC | $6.9M | 369,950 | 2.62% | 2q | +603.8%+$5.9M |
| Twelve Points Wealth Management LLC | $6.4M | 345,118 | 1.29% | 2q | +6.0%+$365.7K |
| Almitas Capital LLC | $6.1M | 326,907 | 1.46% | 2q | +269.2%+$4.4M |
| Capital Investment Advisors, LLC | $5.5M | 296,331 | 0.07% | 2q | +3.8%+$201.2K |
| Janney Montgomery Scott LLC | $5.3M | 283,510 | 0.01% | 4q | -1.3%-$70.9K |
| Shaker Financial Services, LLC | $5.0M | 257,328 | 1.56% | 2q | -36.8%-$2.9M |
| Hennion & Walsh Asset Management, Inc. | $4.7M | 254,177 | 0.14% | 3q | +20.7%+$812.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.5M | 242,536 | 0.01% | 31q | -1.1%-$48.1K |
| Cetera Investment Advisers | $4.3M | 229,454 | 0.00% | 10q | -12.5%-$610.9K |
| Logan Stone Capital, LLC | $4.3M | 228,792 | 0.90% | 3q | +345.9%+$3.3M |
| &PARTNERS | $3.8M | 205,568 | 0.02% | 2q | -1.5%-$58.0K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.8M | 202,473 | 0.03% | 3q | -63.2%-$6.5M |
| MONECO ADVISORS, LLC | $3.7M | 198,750 | 0.23% | 2q | -2.3%-$86.0K |
| Bulldog Investors, LLP | $3.5M | 187,572 | 0.77% | 2q | +49.6%+$1.2M |
| Quarry LP | $3.3M | 177,171 | 0.27% | 2q | -12.1%-$455.1K |
| Sage Capital Management, LLC | $3.1M | 166,576 | 1.21% | 2q | -15.7%-$576.5K |
| Altium Capital Management LLC | $2.9M | 157,395 | 6.18% | 2q | HELD |
| 1607 Capital Partners, LLC | $2.9M | 155,989 | 0.25% | 10q | +31.8%+$700.8K |
| Shulman DeMeo Asset Management LLC | $2.8M | 151,552 | 0.53% | 19q | -3.9%-$115.0K |
| MML INVESTORS SERVICES, LLC | $2.8M | 150,694 | 0.01% | 2q | +76.1%+$1.2M |
| TWO SIGMA INVESTMENTS, LP | $2.6M | 141,506 | 0.00% | 4q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $2.6M | 139,466 | 0.17% | new | NEW |
| NewEdge Advisors, LLC | $2.6M | 139,122 | 0.01% | 15q | +2.6%+$64.5K |
| Advisory Advocates, LLC | $2.5M | 134,599 | 2.15% | 2q | -1.4%-$35.2K |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 134,295 | 0.00% | 2q | -45.5%-$2.1M |
| FORTEM FINANCIAL GROUP, LLC | $2.3M | 125,998 | 0.48% | 11q | -3.8%-$91.6K |
| PMG Family Office LLC | $2.1M | 111,852 | 1.96% | 4q | HELD |
| PARK AVENUE SECURITIES LLC | $2.1M | 113,088 | 0.01% | 2q | -37.6%-$1.3M |
| Cypress Capital Management LLC (WY) | $2.1M | 110,380 | 1.75% | 2q | +16.8%+$301.7K |
| Focus Partners Wealth | $2.0M | 109,643 | 0.00% | 2q | +0.7%+$13.6K |
| LIGHTHOUSE FINANCIAL SERVICES INC /ADV | $2.0M | 108,498 | 0.43% | 2q | -0.6%-$12.9K |
| Kestra Advisory Services, LLC | $1.9M | 104,219 | 0.01% | 3q | -50.3%-$2.0M |
| Prospera Financial Services Inc | $1.9M | 101,811 | 0.03% | 2q | +2.9%+$53.3K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.8M | 98,545 | 0.23% | 3q | +22.9%+$341.9K |
| TPG Advisors LLC | $1.8M | 97,348 | 1.00% | 2q | -1.6%-$29.2K |
| Private Advisor Group, LLC | $1.8M | 94,669 | 0.01% | 31q | +2.9%+$49.7K |
| FORTERIS WEALTH MANAGEMENT INC. | $1.7M | 90,315 | 1.38% | 2q | +5.9%+$93.5K |
| D.A. DAVIDSON & CO. | $1.7M | 89,622 | 0.01% | 2q | -2.1%-$35.7K |
| FIFTH THIRD BANCORP | $1.5M | 77,911 | 0.00% | 2q | +7691.1%+$1.4M |
| Ionic Capital Management LLC | $1.4M | 76,369 | 0.21% | 2q | -41.7%-$1.0M |
| ISLAY CAPITAL MANAGEMENT, LLC | $1.4M | 75,984 | 0.65% | 2q | +14.1%+$174.7K |
| HighTower Advisors, LLC | $1.4M | 75,740 | 0.00% | 2q | -87.2%-$9.6M |
| Moors & Cabot, Inc. | $1.4M | 75,106 | 0.05% | 3q | +1.0%+$13.3K |
| Integrated Wealth Concepts LLC | $1.3M | 71,435 | 0.01% | 2q | -4.7%-$65.6K |
| ASHTON THOMAS SECURITIES, LLC | $1.3M | 68,250 | 0.19% | 2q | HELD |
| Dynamic Advisor Solutions LLC | $1.2M | 66,356 | 0.04% | 2q | +33.6%+$311.4K |
| Patten Group, Inc. | $1.2M | 65,767 | 0.19% | 2q | +64.8%+$481.8K |
| Allworth Financial LP | $1.2M | 65,417 | 0.01% | 18q | +3.8%+$44.2K |
| Tyche Wealth Partners LLC | $1.2M | 64,905 | 0.17% | 11q | HELD |
| DAVENPORT & Co LLC | $1.1M | 61,372 | 0.01% | 31q | -7.4%-$92.0K |
| High Point Wealth Management, LLC | $1.1M | 60,120 | 0.92% | 3q | HELD |
| Blake Schutter Theil Wealth Advisors, LLC | $1.1M | 57,377 | 0.72% | 2q | HELD |
| Compound Planning, Inc. | $1.1M | 57,198 | 0.03% | 2q | +15.3%+$141.8K |
| TRUIST FINANCIAL CORP | $1.1M | 57,118 | 0.00% | 27q | -6.3%-$71.1K |
| Baird Financial Group, Inc. | $1.0M | 55,824 | 0.00% | 2q | +27.3%+$223.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $979.0K | 52,520 | 0.00% | 31q | +0.7%+$6.7K |
| PUFF WEALTH MANAGEMENT, LLC | $955.6K | 51,264 | 0.97% | new | NEW |
| SIMS INVESTMENT MANAGEMENT, LLC | $940.6K | 50,462 | 0.29% | 2q | HELD |
| IMC-Chicago, LLC | $936.7K | 50,253 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $884.6K | 47,458 | 0.00% | 2q | +2.0%+$17.0K |
| Richmond Investment Services, LLC | $859.4K | 46,104 | 0.27% | 2q | -48.2%-$800.6K |
| Steward Partners Investment Advisory, LLC | $838.1K | 44,963 | 0.00% | 29q | -1.3%-$11.4K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $822.3K | 44,113 | 0.04% | 2q | -1.2%-$9.8K |
| XTX Topco Ltd | $808.9K | 43,397 | 0.01% | 2q | +128.5%+$454.9K |
| Alteri Wealth LLC | $806.3K | 43,258 | 0.22% | 2q | +0.7%+$5.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $784.0K | 42,037 | 0.05% | 2q | HELD |
| Venture Visionary Partners LLC | $777.4K | 41,704 | 0.02% | 2q | HELD |
| Western Wealth Management, LLC | $755.6K | 40,537 | 0.02% | 5q | HELD |
| UMB Bank, n.a. | $742.3K | 39,825 | 0.01% | 2q | HELD |
| PNC Financial Services Group, Inc. | $707.5K | 37,958 | 0.00% | 31q | -15.8%-$133.1K |
| IFP Advisors, Inc | $706.5K | 37,904 | 0.01% | 9q | -0.5%-$3.7K |
| WORLD EQUITY GROUP, INC. | $697.7K | 37,429 | 0.16% | 2q | +13.9%+$85.1K |
| Diversify Advisory Services, LLC | $687.2K | 37,084 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $687.2K | 37,084 | 0.01% | 2q | HELD |
| Calamos Advisors LLC | $686.4K | 36,822 | 0.00% | 2q | +41.7%+$202.1K |
| Spire Wealth Management | $683.8K | 36,682 | 0.02% | 2q | +1.8%+$11.8K |
| LANARK FINANCIAL, INC. | $680.2K | 36,494 | 0.05% | 2q | -0.8%-$5.5K |
| Investment Partners Asset Management, Inc. | $677.6K | 36,350 | 0.38% | 2q | HELD |
| Summit Financial, LLC | $673.8K | 35,913 | 0.01% | 2q | HELD |
| Palogic Value Management, L.P. | $668.8K | 35,878 | 0.11% | 2q | +99.9%+$334.3K |
| CHOREO, LLC | $663.1K | 34,753 | 0.01% | 2q | -13.8%-$106.2K |
| Focused Wealth Management, Inc | $653.7K | 35,071 | 0.06% | 2q | HELD |
| WEDBUSH SECURITIES INC | $650.0K | 34,848 | 0.02% | 3q | -4.6%-$31.0K |
Showing the largest 100 of 233 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 81 | $62.9M | 3,372,383 | 5 | 25 | 24 | 0.0% |
| Q2 2026 | 233 | $824.5M | 44,227,311 | 25 | 60 | 71 | 0.0% |
| Q1 2026 | 228 | $693.5M | 43,137,172 | 173 | 51 | 1 | 0.0% |
| Q4 2025 | 61 | $68.1M | 3,776,271 | 14 | 17 | 10 | 0.0% |
| Q3 2025 | 54 | $62.4M | 3,562,640 | 5 | 13 | 14 | 0.0% |
| Q2 2025 | 50 | $60.3M | 3,401,034 | 6 | 14 | 12 | 0.0% |
| Q1 2025 | 52 | $59.0M | 3,493,973 | 6 | 11 | 13 | 0.0% |
| Q4 2024 | 50 | $68.5M | 3,858,978 | 3 | 13 | 14 | 0.0% |
| Q3 2024 | 50 | $67.3M | 4,009,212 | 3 | 19 | 8 | 0.0% |
| Q2 2024 | 53 | $66.9M | 4,090,236 | 5 | 7 | 16 | 0.0% |
| Q1 2024 | 53 | $70.1M | 4,468,136 | 6 | 13 | 18 | 0.0% |
| Q4 2023 | 53 | $66.1M | 4,394,597 | 3 | 18 | 16 | 0.0% |
| Q3 2023 | 51 | $60.0M | 4,046,075 | 5 | 12 | 19 | 0.0% |
| Q2 2023 | 48 | $62.9M | 4,012,872 | 5 | 14 | 11 | 0.0% |
| Q1 2023 | 47 | $53.1M | 3,407,117 | 4 | 10 | 16 | 0.0% |
| Q4 2022 | 45 | $59.3M | 3,681,457 | 5 | 8 | 13 | 0.0% |
| Q3 2022 | 44 | $52.7M | 3,508,887 | 1 | 12 | 16 | 0.0% |
| Q2 2022 | 48 | $69.0M | 3,734,434 | 5 | 12 | 14 | 0.0% |
| Q1 2022 | 51 | $67.6M | 3,764,168 | 10 | 13 | 14 | 0.0% |
| Q4 2021 | 44 | $61.5M | 3,304,302 | 2 | 15 | 13 | 0.0% |
| Q3 2021 | 44 | $54.4M | 3,181,026 | 4 | 14 | 15 | 0.0% |
| Q2 2021 | 46 | $53.7M | 2,963,471 | 3 | 13 | 13 | 0.0% |
| Q1 2021 | 50 | $51.3M | 3,100,359 | 3 | 10 | 22 | 0.0% |
| Q4 2020 | 56 | $50.7M | 3,330,774 | 5 | 18 | 16 | 0.0% |
| Q3 2020 | 56 | $45.1M | 3,384,944 | 10 | 18 | 14 | 0.0% |
| Q2 2020 | 49 | $44.1M | 3,433,032 | 7 | 15 | 14 | 0.0% |
| Q1 2020 | 51 | $39.7M | 3,427,659 | 9 | 10 | 17 | 0.0% |
| Q4 2019 | 46 | $57.4M | 3,486,250 | 5 | 15 | 7 | 0.0% |
| Q3 2019 | 43 | $45.8M | 2,969,434 | 4 | 9 | 15 | 0.0% |
| Q2 2019 | 42 | $46.6M | 2,949,417 | 4 | 16 | 9 | 0.0% |
| Q1 2019 | 45 | $42.9M | 2,771,014 | 8 | 10 | 16 | 0.0% |
| Q4 2018 | 46 | $43.3M | 3,086,188 | 0 | 0 | 3 | 0.0% |