DaveManuel.com · Institutional Ownership · Who Owns It
ETF SER SOLUTIONS (UFOX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
200
Reporting holders
$211.3M
Reported value
0.9%
Calls
0.4%
Puts
+33
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $27.4M | 288,358 | 0.01% | 28q | +1.4%+$369.5K |
| Cetera Investment Advisers | $13.8M | 145,261 | 0.01% | 24q | +1.8%+$239.2K |
| UBS Group AG | $10.2M | 107,220 | 0.00% | 23q | +21.5%+$1.8M |
| KWMG, LLC | $9.6M | 100,883 | 0.69% | 23q | HELD |
| Kestra Advisory Services, LLC | $8.6M | 90,863 | 0.03% | 24q | -19.3%-$2.1M |
| RAYMOND JAMES FINANCIAL INC | $8.5M | 89,835 | 0.00% | 7q | -12.8%-$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.7M | 70,071 | 0.01% | 29q | -3.0%-$202.6K |
| STIFEL FINANCIAL CORP | $5.4M | 56,613 | 0.00% | 26q | +320.5%+$4.1M |
| HighTower Advisors, LLC | $4.9M | 51,243 | 0.00% | 24q | -9.1%-$486.2K |
| Rockefeller Capital Management L.P. | $4.6M | 48,745 | 0.01% | 28q | HELD |
| Advantage Trust Co | $3.5M | 37,256 | 1.25% | 11q | HELD |
| Financial Freedom, LLC | $3.5M | 37,201 | 1.62% | 15q | +0.5%+$17.7K |
| CITIGROUP INC | $3.5M | 36,581 | 0.00% | 22q | +7.7%+$248.5K |
| Baird Financial Group, Inc. | $3.1M | 33,073 | 0.00% | 28q | +1.7%+$52.7K |
| OneDigital Investment Advisors LLC | $3.1M | 32,920 | 0.03% | 23q | +1.6%+$49.8K |
| NORTHSTAR ASSET MANAGEMENT Co | $3.1M | 38,975 | 0.59% | 29q | -1.1%-$36.0K |
| OSAIC HOLDINGS, INC. | $3.1M | 32,543 | 0.00% | 26q | +14.3%+$387.3K |
| BANK OF AMERICA CORP /DE/ | $3.0M | 31,390 | 0.00% | 26q | +76.9%+$1.3M |
| Cambridge Investment Research Advisors, Inc. | $2.9M | 30,384 | 0.00% | 25q | -61.0%-$4.5M |
| Belvedere Trading LLC | $2.7M incl. $2.5M options CALL+PUT | 1,687 | 0.00% | 2q | HELD |
| Aptus Capital Advisors, LLC | $2.5M | 26,576 | 0.02% | 25q | +0.8%+$18.9K |
| GUARDIAN WEALTH ADVISORS, LLC / NC | $2.5M | 26,271 | 0.14% | 19q | HELD |
| Moran Wealth Management, LLC | $2.4M | 25,098 | 0.07% | 6q | -11.1%-$296.6K |
| ROYAL BANK OF CANADA | $2.2M | 23,335 | 0.00% | 29q | -40.1%-$1.5M |
| Arax Advisory Partners | $2.2M | 22,925 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.9M | 20,061 | 0.00% | 22q | +519.0%+$1.6M |
| CROSSPOINT FINANCIAL, LLC | $1.7M | 18,215 | 3.96% | 14q | -12.8%-$254.7K |
| WEDBUSH SECURITIES INC | $1.7M | 18,216 | 0.04% | 25q | HELD |
| Janney Montgomery Scott LLC | $1.7M | 17,809 | 0.00% | 4q | +0.6%+$9.5K |
| CITADEL ADVISORS LLC | $1.7M incl. $209.1K options CALL | 15,547 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7M | 17,459 | 0.00% | 2q | -27.1%-$616.2K |
| HARBOUR INVESTMENTS, INC. | $1.6M | 17,145 | 0.02% | 21q | HELD |
| MORGAN STANLEY | $1.6M | 17,112 | 0.00% | 27q | +27.8%+$353.4K |
| Creative Planning | $1.5M | 15,888 | 0.00% | 25q | -0.8%-$12.7K |
| FISCHER INVESTMENT STRATEGIES, LLC | $1.5M | 15,688 | 0.71% | 6q | -1.1%-$17.0K |
| Waverly Advisors, LLC | $1.5M | 15,308 | 0.01% | 10q | +5.3%+$73.7K |
| Equitable Holdings, Inc. | $1.3M | 13,456 | 0.01% | 5q | +10.3%+$119.6K |
| ENVESTNET ASSET MANAGEMENT INC | $1.2M | 12,539 | 0.00% | 2q | +98.7%+$591.8K |
| OPPENHEIMER & CO INC | $1.2M | 12,500 | 0.01% | 26q | HELD |
| Strategic Family Wealth Counselors, L.L.C. | $1.1M | 11,579 | 0.26% | 20q | HELD |
| OAK FAMILY ADVISORS, LLC | $1.1M | 11,519 | 0.28% | 23q | -3.2%-$35.8K |
| HT Partners LLC | $983.2K | 10,345 | 0.27% | 23q | HELD |
| Lido Advisors, LLC | $950.3K | 9,999 | 0.00% | new | NEW |
| Mariner, LLC | $897.0K | 9,438 | 0.00% | 20q | +8.0%+$66.6K |
| Intrua Financial, LLC | $890.5K | 9,370 | 0.08% | 22q | -3.5%-$32.3K |
| Joel Isaacson & Co., LLC | $855.1K | 8,997 | 0.02% | 21q | HELD |
| Larson Financial Group LLC | $852.2K | 8,967 | 0.02% | 17q | +3.7%+$30.6K |
| Apollon Wealth Management, LLC | $823.5K | 8,665 | 0.01% | 11q | -7.0%-$61.8K |
| Federation des caisses Desjardins du Quebec | $774.5K | 8,149 | 0.00% | 27q | HELD |
| FMR LLC | $774.1K | 8,146 | 0.00% | 15q | +12.5%+$85.7K |
| Private Advisor Group, LLC | $765.8K | 8,058 | 0.00% | 27q | -3.5%-$28.1K |
| VALLEY NATIONAL ADVISERS INC | $725.1K | 7,629 | 0.08% | 29q | HELD |
| KINGSWOOD WEALTH ADVISORS, LLC | $705.2K | 7,420 | 0.03% | 4q | -1.5%-$10.5K |
| Frisch Financial Group, Inc. | $699.2K | 7,357 | 0.12% | 27q | -21.9%-$196.5K |
| Snowden Capital Advisors LLC | $674.6K | 7,098 | 0.02% | 10q | -1.7%-$11.9K |
| KINTRA WEALTH, LLC | $628.5K | 7,161 | 0.03% | 2q | HELD |
| SCOTIA CAPITAL INC. | $622.2K | 6,547 | 0.00% | 11q | -15.1%-$110.9K |
| Vise Technologies, Inc. | $618.9K | 6,512 | 0.01% | new | NEW |
| Prospera Financial Services Inc | $605.5K | 6,362 | 0.01% | 5q | -1.1%-$7.0K |
| Farther Finance Advisors, LLC | $565.8K | 5,953 | 0.00% | 15q | +6.7%+$35.6K |
| Fortune Financial Group, Inc. | $537.7K | 5,658 | 0.42% | 3q | -1.5%-$8.5K |
| Tempo Wealth, LLC | $522.2K | 5,495 | 0.08% | 3q | HELD |
| Aurora Private Wealth, Inc. | $508.0K | 5,341 | 0.32% | 3q | +27.6%+$109.8K |
| Tradition Wealth Management, LLC | $496.8K | 5,227 | 0.03% | 9q | HELD |
| Beaumont Financial Advisors, LLC | $491.3K | 5,170 | 0.03% | 10q | HELD |
| Stratos Wealth Partners, LTD. | $481.1K | 5,062 | 0.00% | 22q | -0.5%-$2.5K |
| Symphony Financial Services, Inc. | $474.1K | 4,988 | 0.21% | 5q | +4.6%+$20.9K |
| J.W. COLE ADVISORS, INC. | $470.2K | 4,948 | 0.01% | 6q | +6.3%+$28.0K |
| Wealthfront Advisers LLC | $451.8K | 4,754 | 0.00% | 10q | -7.0%-$34.0K |
| Claro Advisors Inc. | $440.8K | 4,639 | 0.05% | 23q | -1.2%-$5.3K |
| HBK Sorce Advisory LLC | $434.3K | 5,138 | 0.01% | 2q | +4.1%+$16.9K |
| Cerity Partners LLC | $428.7K | 4,511 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $425.8K | 4,480 | 0.00% | 24q | -11.3%-$54.1K |
| Keating Financial Advisory Services, Inc. | $425.4K | 4,476 | 0.06% | 3q | HELD |
| NewEdge Advisors, LLC | $422.3K | 4,443 | 0.00% | 15q | -7.7%-$35.5K |
| GAMMA Investing LLC | $421.3K | 4,433 | 0.02% | 6q | -4.5%-$19.7K |
| SUCCESSION FINANCIAL, INC. | $420.1K | 4,421 | 0.40% | new | FIRST |
| Clark Capital Management Group, Inc. | $407.6K | 4,289 | 0.00% | 3q | HELD |
| Insight Inv LLC | $396.0K | 4,167 | 0.19% | 5q | HELD |
| Tower Research Capital LLC (TRC) | $393.6K | 4,141 | 0.01% | 19q | +3881.7%+$383.7K |
| Csenge Advisory Group | $389.1K | 4,094 | 0.02% | 4q | HELD |
| AlphaStar Capital Management, LLC | $388.6K | 4,089 | 0.02% | 4q | +9.7%+$34.4K |
| SageView Advisory Group, LLC | $383.5K | 4,560 | 0.01% | 15q | -7.8%-$32.6K |
| RETIREMENT PLANNING GROUP, LLC / NY | $382.4K | 4,024 | 0.21% | 5q | HELD |
| Palumbo Wealth Management LLC | $380.1K | 4,000 | 0.08% | 5q | HELD |
| PNC Financial Services Group, Inc. | $380.1K | 4,000 | 0.00% | 29q | -35.8%-$212.1K |
| AE Wealth Management LLC | $379.2K | 3,990 | 0.00% | 7q | -1.2%-$4.6K |
| JPMORGAN CHASE & CO | $376.9K | 4,105 | 0.00% | 23q | +95.4%+$184.0K |
| ARMSTRONG ADVISORY GROUP, INC | $369.6K | 3,889 | 0.02% | 15q | HELD |
| HUB Investment Partners, LLC | $368.8K | 3,881 | 0.01% | 23q | -4.9%-$19.2K |
| American Institute for Advanced Investment Management, LLP | $368.3K | 3,875 | 0.21% | 5q | HELD |
| GOULD ASSET MANAGEMENT LLC /CA/ | $361.1K | 3,800 | 0.06% | new | NEW |
| Concurrent Investment Advisors, LLC | $360.5K | 3,793 | 0.00% | 4q | -18.8%-$83.5K |
| INDEPENDENT FINANCIAL GROUP, LLC | $358.1K | 3,768 | 0.01% | new | NEW |
| Resolute Wealth Strategies, LLC | $345.7K | 3,638 | 0.13% | 14q | -2.6%-$9.3K |
| CITIZENS FINANCIAL GROUP INC/RI | $341.8K | 3,596 | 0.00% | 4q | HELD |
| TRUIST FINANCIAL CORP | $339.8K | 3,576 | 0.00% | 2q | HELD |
| LexAurum Advisors, LLC | $334.2K | 3,516 | 0.04% | 2q | +4.3%+$13.9K |
| Kirkwood Financial Services | $332.5K | 3,498 | 0.10% | 5q | HELD |
| ACIMA PRIVATE WEALTH, LLC | $330.1K | 3,473 | 0.10% | 22q | HELD |
Showing the largest 100 of 200 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 55 | $34.7M | 409,720 | 8 | 9 | 9 | 0.0% |
| Q2 2026 | 200 | $211.3M | 2,203,174 | 45 | 36 | 48 | 1.3% |
| Q1 2026 | 167 | $146.2M | 2,138,838 | 24 | 42 | 36 | 0.2% |
| Q4 2025 | 162 | $130.5M | 2,043,418 | 12 | 27 | 51 | 0.0% |
| Q3 2025 | 157 | $129.8M | 2,103,730 | 15 | 34 | 42 | 0.0% |
| Q2 2025 | 152 | $122.2M | 2,314,907 | 22 | 25 | 50 | 0.0% |
| Q1 2025 | 141 | $96.4M | 2,266,763 | 9 | 25 | 45 | 0.0% |
| Q4 2024 | 158 | $125.5M | 2,632,196 | 14 | 29 | 50 | 0.1% |
| Q3 2024 | 149 | $106.9M | 2,462,026 | 10 | 22 | 48 | 0.1% |
| Q2 2024 | 161 | $115.3M | 2,747,499 | 11 | 27 | 60 | 0.4% |
| Q1 2024 | 159 | $118.7M | 3,016,971 | 15 | 34 | 59 | 0.5% |
| Q4 2023 | 166 | $113.0M | 3,163,964 | 14 | 20 | 70 | 0.1% |
| Q3 2023 | 157 | $110.8M | 3,536,616 | 10 | 25 | 71 | 0.2% |
| Q2 2023 | 172 | $143.7M | 4,275,008 | 14 | 31 | 62 | 0.2% |
| Q1 2023 | 177 | $162.6M | 5,002,448 | 15 | 31 | 69 | 0.2% |
| Q4 2022 | 180 | $163.3M | 5,452,516 | 21 | 18 | 88 | 0.4% |
| Q3 2022 | 172 | $3.0B | 105,324,926 | 10 | 31 | 70 | 0.0% |
| Q2 2022 | 184 | $4.4B | 139,367,410 | 8 | 39 | 85 | 0.0% |
| Q1 2022 | 200 | $5.8B | 155,587,945 | 13 | 53 | 65 | 0.0% |
| Q4 2021 | 214 | $6.9B | 165,517,437 | 19 | 68 | 46 | 0.0% |
| Q3 2021 | 193 | $3.7B | 101,674,099 | 13 | 73 | 40 | 0.0% |
| Q2 2021 | 194 | $3.5B | 92,557,906 | 17 | 75 | 43 | 0.0% |
| Q1 2021 | 187 | $2.6B | 75,168,101 | 39 | 86 | 22 | 0.0% |
| Q4 2020 | 161 | $839.0M | 24,981,460 | 49 | 57 | 12 | 0.0% |
| Q3 2020 | 109 | $615.3M | 21,601,378 | 34 | 34 | 9 | 0.0% |
| Q2 2020 | 78 | $468.2M | 17,167,401 | 20 | 22 | 15 | 0.0% |
| Q1 2020 | 64 | $234.0M | 10,738,406 | 21 | 20 | 10 | 0.0% |
| Q4 2019 | 49 | $184.7M | 7,042,566 | 8 | 20 | 5 | 0.0% |
| Q3 2019 | 40 | $142.2M | 5,806,438 | 14 | 13 | 4 | 0.0% |
| Q2 2019 | 32 | $86.7M | 3,615,008 | 23 | 5 | 0 | 0.0% |
| Q1 2019 | 12 | $40.5M | 1,647,796 | 12 | 0 | 0 | 0.0% |