DaveManuel.com · Institutional Ownership · Who Owns It
IVERIC BIO INC (ISEE)
Institutional ownership reported to the SEC as of Q2 2023, across 18 quarters.
271
Reporting holders
$6.1B
Reported value
8.9%
Calls
3.9%
Puts
+45
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | $538.1M | 13,678,616 | 0.01% | 17q | HELD |
| BlackRock Inc. | $424.5M | 10,789,526 | 0.01% | 17q | +6.5%+$26.0M |
| Avoro Capital Advisors LLC | $316.7M | 8,050,000 | 4.30% | 13q | +18.4%+$49.2M |
| MILLENNIUM MANAGEMENT LLC | $257.5M incl. $101.8M options CALL+PUT | 3,959,870 | 0.13% | 15q | +219.3%+$176.9M |
| UBS OCONNOR LLC | $230.1M | 5,850,120 | 4.85% | new | NEW |
| Beryl Capital Management LLC | $210.1M | 5,339,518 | 52.85% | new | NEW |
| STATE STREET CORP | $184.0M | 4,677,893 | 0.01% | 13q | -16.8%-$37.2M |
| GOLDMAN SACHS GROUP INC | $168.0M incl. $1.9M options CALL+PUT | 4,222,280 | 0.04% | 16q | +323.7%+$128.3M |
| Balyasny Asset Management L.P. | $132.4M CALL+PUT | options only | 0.29% | 5q | OPTIONS |
| DEUTSCHE BANK AG\ | $125.6M | 3,192,342 | 0.07% | 14q | +149.0%+$75.2M |
| TIG Advisors, LLC | $114.3M | 2,904,364 | 6.39% | new | NEW |
| FIL Ltd | $111.8M | 2,841,000 | 0.13% | new | NEW |
| ALPINE ASSOCIATES MANAGEMENT INC. | $105.9M | 2,692,538 | 4.77% | new | NEW |
| FARALLON CAPITAL MANAGEMENT LLC | $100.0M incl. $3.9M options PUT | 2,442,299 | 0.50% | 4q | +403.8%+$80.2M |
| KRYGER CAPITAL Ltd | $99.3M | 2,523,853 | 10.16% | new | NEW |
| TCG Crossover Management, LLC | $96.3M | 2,448,829 | 15.80% | 7q | -52.4%-$105.9M |
| LMR Partners LLP | $89.2M incl. $9.6M options CALL+PUT | 2,023,659 | 0.99% | new | NEW |
| Westchester Capital Management, LLC | $86.7M incl. $20.4M options PUT | 1,685,423 | 2.73% | new | NEW |
| HBK INVESTMENTS L P | $78.7M | 2,000,000 | 0.42% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $77.5M | 1,970,785 | 0.03% | 13q | -51.5%-$82.5M |
| SOROS FUND MANAGEMENT LLC | $76.7M incl. $9.8M options PUT | 1,700,001 | 1.20% | new | NEW |
| MORGAN STANLEY | $70.5M | 1,791,906 | 0.01% | 17q | +115.6%+$37.8M |
| Magnetar Financial LLC | $65.6M | 1,668,239 | 1.44% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $65.5M incl. $1.1M options PUT | 1,637,560 | 0.01% | 17q | +167.0%+$41.0M |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $65.3M | 1,658,800 | 0.28% | new | NEW |
| Man Group plc | $54.1M | 1,374,470 | 0.17% | new | NEW |
| Maven Securities LTD | $53.1M incl. $48.2M options CALL+PUT | 124,278 | 0.80% | new | NEW |
| Verition Fund Management LLC | $52.5M incl. $43.7M options CALL+PUT | 225,146 | 0.70% | new | NEW |
| NORTHERN TRUST CORP | $52.2M | 1,327,363 | 0.01% | 17q | +1.9%+$969.4K |
| Hudson Bay Capital Management LP | $50.2M incl. $19.8M options CALL | 772,992 | 0.37% | 2q | +50.9%+$16.9M |
| DIMENSIONAL FUND ADVISORS LP | $48.6M | 1,236,096 | 0.02% | 17q | -10.8%-$5.9M |
| Sand Grove Capital Management LLP | $48.0M incl. $13.9M options PUT | 865,399 | 5.62% | new | NEW |
| BIOIMPACT CAPITAL LLC | $47.8M | 1,214,662 | 9.62% | 4q | +16.2%+$6.6M |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $45.8M | 1,163,140 | 0.10% | 2q | +1372.3%+$42.7M |
| PICTON MAHONEY ASSET MANAGEMENT | $43.3M incl. $27.5M options PUT | 400,474 | 1.87% | new | NEW |
| WATER ISLAND CAPITAL LLC | $43.1M incl. $23.3M options CALL | 503,196 | 3.69% | new | NEW |
| Nuveen Asset Management, LLC | $39.9M | 1,015,026 | 0.01% | 13q | -14.5%-$6.8M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $39.1M | 994,037 | 0.01% | 13q | +1.7%+$652.4K |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | $38.6M | 980,050 | 3.64% | 3q | -6.9%-$2.9M |
| NORGES BANK | $37.6M | 955,130 | 0.01% | 3q | +255.6%+$27.0M |
| EQUITEC PROPRIETARY MARKETS, LLC | $37.4M CALL+PUT | options only | 11.29% | new | OPTIONS |
| JANE STREET GROUP, LLC | $34.8M incl. $17.0M options CALL+PUT | 454,619 | 0.01% | 11q | +23.5%+$6.6M |
| Ergoteles LLC | $34.6M | 878,359 | 1.66% | new | NEW |
| Segantii Capital Management Ltd | $34.4M | 875,000 | 1.79% | new | NEW |
| CARLSON CAPITAL L P | $32.8M | 835,000 | 2.81% | new | NEW |
| GLAZER CAPITAL, LLC | $32.6M incl. $64.0K options PUT | 826,600 | 2.16% | new | NEW |
| Boxer Capital, LLC | $32.5M | 825,000 | 1.51% | 3q | HELD |
| First Trust Capital Management L.P. | $30.6M | 778,246 | 1.82% | new | NEW |
| GABELLI FUNDS LLC | $30.4M | 771,489 | 0.23% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $27.8M incl. $24.1M options CALL+PUT | 94,992 | 0.01% | 15q | -74.9%-$82.9M |
| EMERALD ADVISERS, LLC | $27.5M | 700,046 | 1.20% | 4q | -7.2%-$2.1M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $26.9M | 684,950 | 4.51% | new | NEW |
| Fort Baker Capital Management LP | $26.8M CALL | options only | 3.57% | new | OPTIONS |
| CITADEL ADVISORS LLC | $26.8M incl. $15.0M options CALL+PUT | 299,796 | 0.01% | 15q | +1270.7%+$24.8M |
| Invesco Ltd. | $25.8M | 657,083 | 0.01% | 15q | -67.6%-$54.0M |
| JPMORGAN CHASE & CO | $24.9M incl. $9.0M options CALL | 403,077 | 0.00% | 14q | -48.5%-$23.4M |
| DAFNA Capital Management LLC | $24.1M | 612,975 | 6.59% | 13q | HELD |
| GROUP ONE TRADING, L.P. | $23.9M CALL+PUT | options only | 0.08% | 15q | OPTIONS |
| MARSHALL WACE, LLP | $23.9M | 606,459 | 0.05% | 2q | +765.2%+$21.1M |
| CANADA PENSION PLAN INVESTMENT BOARD | $23.3M | 592,000 | 0.04% | new | NEW |
| EMERALD MUTUAL FUND ADVISERS TRUST | $23.0M | 584,464 | 1.25% | 4q | -2.5%-$579.0K |
| UBS Group AG | $22.6M incl. $22.2M options CALL+PUT | 10,431 | 0.01% | 17q | -90.6%-$217.8M |
| Berry Street Capital Management LLP | $22.6M incl. $14.8M options CALL | 200,000 | 4.20% | new | NEW |
| Bank of New York Mellon Corp | $22.1M | 561,251 | 0.00% | 17q | +2.2%+$484.5K |
| Pentwater Capital Management LP | $19.7M | 500,000 | 0.14% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $18.9M | 479,263 | 0.01% | 3q | -88.2%-$140.3M |
| Walleye Trading LLC | $18.8M CALL+PUT | options only | 0.06% | 4q | OPTIONS |
| Qube Research & Technologies Ltd | $18.0M | 456,296 | 0.07% | new | NEW |
| AQR Arbitrage LLC | $17.7M | 450,361 | 0.76% | new | NEW |
| Polar Asset Management Partners Inc. | $16.4M incl. $3.9M options PUT | 317,000 | 0.29% | 4q | HELD |
| BANK OF MONTREAL /CAN/ | $16.1M incl. $9.8M options CALL | 158,621 | 0.01% | new | NEW |
| SYQUANT CAPITAL SAS | $16.0M | 406,686 | 11.62% | new | NEW |
| Versor Investments LP | $16.0M | 405,945 | 2.77% | new | NEW |
| CITIGROUP INC | $15.9M incl. $4.2M options PUT | 297,957 | 0.01% | 17q | +12.9%+$1.8M |
| HSBC HOLDINGS PLC | $15.2M | 384,777 | 0.02% | 2q | +340.4%+$11.7M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $14.8M incl. $2.0M options PUT | 324,802 | 0.96% | 3q | +2032.8%+$14.1M |
| Chicago Capital Management, LLC | $14.1M | 359,561 | 18.12% | new | NEW |
| Trium Capital LLP | $14.1M incl. $4.5M options PUT | 245,597 | 3.01% | new | NEW |
| Nicholas Investment Partners, LP | $12.8M | 325,548 | 0.88% | new | NEW |
| Candriam S.C.A. | $12.4M | 315,832 | 0.09% | 9q | -66.1%-$24.2M |
| Twin Securities, Inc. | $12.3M | 311,549 | 6.80% | new | NEW |
| UBS ASSET MANAGEMENT AMERICAS INC | $12.1M | 499,048 | 0.01% | 11q | HELD |
| Samsara BioCapital, LLC | $12.1M | 308,151 | 2.13% | 15q | -55.1%-$14.9M |
| Governors Lane LP | $11.9M | 303,500 | 1.64% | new | NEW |
| Cormorant Asset Management, LP | $11.8M CALL | options only | 0.66% | new | OPTIONS |
| D. E. Shaw & Co., Inc. | $11.2M | 285,932 | 0.01% | 5q | +38.6%+$3.1M |
| Woodline Partners LP | $11.1M incl. $5.5M options PUT | 140,700 | 0.13% | 2q | -51.4%-$11.7M |
| HARVEST MANAGEMENT LLC | $11.0M incl. $2.6M options PUT | 213,500 | 9.46% | new | NEW |
| Silphium Asset Management Ltd | $10.8M | 275,000 | 4.70% | new | NEW |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $10.8M | 274,472 | 0.11% | new | NEW |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $10.4M | 264,937 | 0.01% | 3q | -19.1%-$2.5M |
| Swiss National Bank | $10.0M | 254,000 | 0.01% | 11q | +3.3%+$314.7K |
| FIFTH LANE CAPITAL, LP | $9.9M incl. $9.0M options CALL+PUT | 23,000 | 2.94% | new | NEW |
| Parallax Volatility Advisers, L.P. | $9.9M CALL+PUT | options only | 0.02% | 2q | OPTIONS |
| Artia Global Partners LP | $9.6M | 244,861 | 3.32% | 3q | -39.5%-$6.3M |
| Grantham, Mayo, Van Otterloo & Co. LLC | $9.6M | 244,050 | 0.04% | new | NEW |
| Weiss Multi-Strategy Advisers LLC | $9.5M incl. $7.9M options CALL | 42,176 | 0.19% | new | NEW |
| BARCLAYS PLC | $9.3M | 235,648 | 0.01% | 13q | -67.2%-$19.0M |
| CREDIT SUISSE AG/ | $8.8M | 223,993 | 0.01% | 11q | +90.1%+$4.2M |
| Rafferty Asset Management, LLC | $8.6M | 217,928 | 0.05% | 11q | -30.9%-$3.8M |
Showing the largest 100 of 271 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 271 | $6.1B | 135,773,270 | 121 | 54 | 72 | 12.8% |
| Q1 2023 | 226 | $3.7B | 148,114,228 | 38 | 86 | 76 | 2.9% |
| Q4 2022 | 229 | $3.2B | 147,175,617 | 53 | 81 | 67 | 1.9% |
| Q3 2022 | 213 | $3.2B | 162,706,145 | 57 | 64 | 59 | 8.1% |
| Q2 2022 | 185 | $1.5B | 151,305,026 | 42 | 54 | 48 | 3.2% |
| Q1 2022 | 166 | $2.6B | 152,066,399 | 25 | 56 | 55 | 1.8% |
| Q4 2021 | 171 | $2.6B | 157,511,131 | 30 | 63 | 43 | 0.9% |
| Q3 2021 | 151 | $2.2B | 130,691,019 | 45 | 59 | 33 | 3.8% |
| Q2 2021 | 126 | $727.6M | 114,766,352 | 28 | 37 | 38 | 0.4% |
| Q1 2021 | 113 | $579.8M | 92,558,676 | 9 | 39 | 28 | 1.3% |
| Q4 2020 | 119 | $727.4M | 103,293,139 | 30 | 39 | 22 | 1.9% |
| Q3 2020 | 100 | $580.7M | 101,611,278 | 12 | 44 | 25 | 1.3% |
| Q2 2020 | 118 | $9.3B | 1,815,553,621 | 55 | 32 | 20 | 0.0% |
| Q1 2020 | 74 | $114.1M | 32,962,841 | 19 | 22 | 23 | 0.8% |
| Q4 2019 | 67 | $276.0M | 31,834,053 | 36 | 8 | 16 | 1.5% |
| Q3 2019 | 40 | $17.3M | 15,472,451 | 2 | 5 | 16 | 0.0% |
| Q2 2019 | 46 | $21.2M | 16,486,712 | 44 | 0 | 2 | 0.0% |
| Q1 2019 | 2 | $94.0K | 66,312 | 2 | 0 | 0 | 0.0% |