ABNER HERRMAN & BROCK LLC
Reported holdings as of Q3 2026, from 32 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| NVIDIA CORPORATION | NVDA | $87.7M | 383,945 | +1.02pp | 26q | -1.3%-$1.1M | |
| DELL TECHNOLOGIES INC | DELL | $74.7M | 138,920 | +0.93pp | 7q | -8.8%-$7.2M | |
| ADVANCED MICRO DEVICES INC | AMD | $73.9M | 120,843 | +0.21pp | 14q | -3.1%-$2.4M | |
| APPLE INC | AAPL | $46.1M | 138,474 | +0.63pp | 32q | HELD | |
| ALPHABET INC | GOOG | $44.5M | 130,481 | -0.20pp | 11q | -2.0%-$886.9K | |
| MICROSOFT CORP | MSFT | $40.5M | 78,928 | +1.13pp | 32q | +1.6%+$627.8K | |
| AMAZON COM INC | AMZN | $36.3M | 145,859 | +0.14pp | 32q | -1.3%-$462.9K | |
| JPMORGAN CHASE & CO | JPM | $35.1M | 105,985 | +0.04pp | 32q | -0.9%-$322.6K | |
| INTERNATIONAL BUSINESS MACHS | IBM | $31.4M | 142,557 | -0.83pp | 30q | -0.8%-$266.3K | |
| ELI LILLY & CO | LLY | $30.9M | 26,710 | -0.13pp | 18q | -1.6%-$495.2K | |
| MERCK & CO INC | MRK | $29.4M | 202,622 | +0.35pp | 5q | HELD | |
| META PLATFORMS INC | META | $28.9M | 39,884 | +0.62pp | 14q | -1.0%-$279.2K | |
| MORGAN STANLEY | MS | $26.7M | 141,825 | -0.32pp | 26q | -2.2%-$599.2K | |
| BOEING CO | BA | $23.9M | 128,317 | -0.38pp | 32q | -1.3%-$321.1K | |
| MASTERCARD INCORPORATED | MA | $21.2M | 38,438 | +0.12pp | 32q | -2.1%-$457.2K | |
| JOHNSON & JOHNSON | JNJ | $20.9M | 78,774 | +0.08pp | 5q | -1.0%-$215.5K | |
| AMERICAN EXPRESS CO | AXP | $20.7M | 68,070 | -0.24pp | 32q | -1.8%-$370.1K | |
| EXXONMOBIL HOLDINGS CORP | XOM | $20.3M | 124,828 | +0.30pp | 2q | -1.5%-$315.3K | |
| MARRIOTT INTL INC NEW | MAR | $20.2M | 56,919 | -0.09pp | 20q | -1.4%-$292.4K | |
| CHUBB LIMITED | CB | $20.1M | 61,842 | -0.12pp | 21q | -2.3%-$475.5K | |
| WALMART INC | WMT | $20.1M | 193,315 | -0.21pp | 32q | -2.8%-$587.5K | |
| TESLA INC | TSLA | $19.4M | 54,543 | -0.43pp | 6q | -4.8%-$971.1K | |
| CHEVRON CORPORATION | CVX | $18.6M | 91,017 | +0.33pp | 32q | -1.5%-$290.4K | |
| RTX CORPORATION | RTX | $17.7M | 95,377 | +0.11pp | 26q | +8.1%+$1.3M | |
| GENERAL DYNAMICS CORP | GD | $15.6M | 47,064 | - | new | NEW | |
| WELLS FARGO & CO | WFC | $14.6M | 181,885 | -0.02pp | 10q | +0.8%+$114.6K | |
| VERIZON COMMUNICATIONS INC | VZ | $14.3M | 310,996 | +0.11pp | 2q | HELD | |
| AON PLC | AON | $13.6M | 49,114 | -0.31pp | 27q | -4.1%-$582.3K | |
| NORTHROP GRUMMAN CORP | NOC | $13.1M | 27,122 | - | new | NEW | |
| QUANTA SVCS INC | PWR | $12.9M | 20,098 | -0.16pp | 5q | -1.9%-$246.7K | |
| EMERSON ELEC CO | EMR | $12.7M | 81,688 | +0.11pp | 32q | HELD | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $12.1M | 26,534 | -0.01pp | 5q | +2.9%+$337.6K | |
| American Int'l Group, Inc. | AIG | $12.1M | 162,433 | -0.01pp | 20q | -2.1%-$253.6K | |
| CITIGROUP INC | C | $11.8M | 91,393 | -0.08pp | 10q | HELD | |
| HOME DEPOT INC | HD | $10.9M | 38,418 | -0.25pp | 32q | -1.0%-$109.8K | |
| STRYKER CORPORATION | SYK | $9.6M | 34,739 | -0.11pp | 29q | +1.3%+$123.7K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $8.8M | 11,516 | flat | 7q | -3.0%-$273.0K | |
| BANK OF NY MELLON CORP | BNY | $7.9M | 54,594 | +0.02pp | 9q | +1.3%+$104.0K | |
| ROYAL CARIBBEAN GROUP | RCL | $7.0M | 26,405 | -0.12pp | 6q | HELD | |
| HILTON WORLDWIDE HLDGS INC | HLT | $5.3M | 16,595 | -0.01pp | 6q | HELD | |
| GE AEROSPACE | GE | $4.4M | 13,993 | -0.06pp | 2q | +3.0%+$125.2K | |
| LOCKHEED MARTIN CORP | LMT | $4.0M | 7,874 | +0.06pp | 5q | +17.8%+$607.1K | |
| AMGEN INC | AMGN | $3.4M | 7,952 | +0.03pp | 17q | -5.5%-$196.4K | |
| DEERE CO | DE | $2.0M | 3,046 | +0.01pp | 5q | -1.3%-$26.9K | |
| BROADCOM INC | AVGO | $1.8M | 5,127 | +0.04pp | 5q | +42.5%+$537.2K | |
| ALPHABET INC | GOOGL | $1.8M | 5,112 | +0.04pp | 5q | +37.4%+$478.6K | |
| ALLSTATE CORP | ALL | $1.5M | 6,927 | flat | 5q | +3.4%+$50.4K | |
| PEPSICO INC | PEP | $1.3M | 10,402 | -0.01pp | 32q | HELD | |
| PROCTER & GAMBLE CO | PG | $1.2M | 8,291 | +0.01pp | 32q | +4.5%+$51.6K | |
| EATON CORP PLC | ETN | $1.1M | 2,627 | +0.03pp | 5q | +28.1%+$248.0K | |
| TRAVELERS COMPANIES INC | TRV | $1.1M | 3,163 | +0.01pp | 5q | HELD | |
| PHILLIPS 66 | PSX | $1.0M | 4,000 | +0.03pp | 5q | HELD | |
| ISHARES TR | OEF | $995.0K | 2,603 | flat | 5q | -7.1%-$76.5K | |
| ISHARES TR | IVV | $884.0K | 1,154 | +0.04pp | 5q | +93.3%+$426.7K | |
| GOLDMAN SACHS GROUP INC | GS | $874.0K | 970 | flat | 5q | +9.0%+$72.1K | |
| ABBVIE INC | ABBV | $846.0K | 3,234 | +0.02pp | 5q | +28.6%+$188.1K | |
| AIR PRODUCTS AND CHEMICALS I | APD | $748.0K | 2,687 | flat | 32q | -0.8%-$6.1K | |
| ISHARES TR | IUSB | $725.0K | 16,436 | - | new | NEW | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $723.0K | 1,451 | flat | 5q | +5.5%+$37.4K | |
| CATERPILLAR INC | CAT | $692.0K | 854 | +0.03pp | 3q | +112.4%+$366.3K | |
| ENERGY TRANSFER L P | ET | $692.0K | 35,000 | flat | 7q | HELD | |
| CITIZENS FINL GROUP INC | CFG | $638.0K | 10,000 | -0.01pp | 3q | -0.7%-$4.3K | |
| 3M CO | MMM | $635.0K | 3,869 | flat | 5q | +4.6%+$27.7K | |
| CISCO SYS INC | CSCO | $581.0K | 5,395 | flat | 5q | +1.7%+$9.5K | |
| DORIAN LPG LTD | LPG | $578.0K | 10,500 | +0.02pp | 7q | HELD | |
| EDWARDS LIFESCIENCES CORP | EW | $568.0K | 6,579 | flat | 5q | HELD | |
| REALTY INCOME CORP | O | $543.0K | 10,000 | -0.01pp | 5q | HELD | |
| HARTFORD INSURANCE GROUP INC | HIG | $530.0K | 4,333 | flat | 5q | +8.3%+$40.7K | |
| CONOCOPHILLIPS | COP | $514.0K | 4,110 | +0.01pp | 5q | HELD | |
| COSTCO WHOLESALE CORPORATION | COST | $512.0K | 562 | flat | 5q | -2.3%-$11.8K | |
| ISHARES TR | IWF | $500.0K | 3,988 | flat | 5q | HELD | |
| OLD REP INTL CORP | ORI | $462.0K | 12,375 | flat | 5q | HELD | |
| UNION PAC CORP | UNP | $459.0K | 1,685 | +0.01pp | 5q | +16.4%+$64.8K | |
| GLOBE LIFE INC | GL | $454.0K | 2,738 | flat | 5q | -3.7%-$17.4K | |
| PUBLIC SVC ENTERPRISE GROUP | PEG | $452.0K | 6,714 | +0.02pp | 2q | +102.2%+$228.5K | |
| SPDR SERIES TRUST | SPYM | $444.0K | 4,950 | flat | 5q | HELD | |
| NOVARTIS AG | NVS | $428.0K | 3,000 | flat | 5q | HELD | |
| TOTALENERGIES SE | TTE | $427.0K | 5,000 | flat | 4q | HELD | |
| REGENERON PHARMACEUTICALS | REGN | $422.0K | 557 | +0.01pp | 5q | HELD | |
| PFIZER INC | PFE | $421.0K | 14,750 | +0.01pp | 32q | HELD | |
| NETFLIX INC. | NFLX | $417.0K | 5,991 | -1.58pp | 14q | -97.5%-$16.3M | |
| VANGUARD INDEX FDS | VOO | $410.0K | 585 | flat | 5q | HELD | |
| GOLDMAN SACHS ETF TR | GSIE | $403.0K | 8,781 | - | new | NEW | |
| ISHARES TR | GOVT | $390.0K | 17,842 | - | new | NEW | |
| J P MORGAN EXCHANGE TRADED F | JVAL | $330.0K | 5,695 | - | new | NEW | |
| AUTOMATIC DATA PROCESSING IN | ADP | $318.0K | 1,233 | flat | 32q | HELD | |
| NEXTERA ENERGY INC | NEE | $315.0K | 4,164 | +0.01pp | 32q | +46.6%+$100.2K | |
| FIFTH THIRD BANCORP | FITB | $310.0K | 6,135 | flat | 5q | HELD | |
| MCDONALDS CORP | MCD | $309.0K | 1,340 | -1.37pp | 32q | -97.5%-$12.3M | |
| NEWMONT CORP | NEM | $309.0K | 2,675 | flat | 5q | -25.7%-$106.9K | |
| FARMERS & MERCHANTS BANCORP | FMAO | $307.0K | 8,869 | flat | 5q | HELD | |
| HOWMET AEROSPACE INC | HWM | $303.0K | 1,338 | flat | 5q | HELD | |
| CAMDEN NATL CORP | CAC | $302.0K | 5,464 | flat | 5q | HELD | |
| ISHARES TR | IWD | $302.0K | 1,220 | flat | 5q | HELD | |
| VISA INC | V | $289.0K | 803 | +0.01pp | 2q | +32.7%+$71.3K | |
| JOHN HANCOCK EXCHANGE TRADED | JHMD | $287.0K | 6,472 | - | new | NEW | |
| GOLDMAN SACHS ETF TR | GSLC | $285.0K | 1,962 | - | new | NEW | |
| MARSH & MCLENNAN COS INC | MRSH | $282.0K | 1,650 | flat | 5q | -3.1%-$8.9K | |
| ISHARES TR | XT | $277.0K | 3,327 | - | new | NEW | |
| CAPITAL ONE FINL CORP | COF | $273.0K | 1,412 | flat | 5q | +12.6%+$30.5K | |
| LOEWS CORP | L | $261.0K | 2,500 | flat | 5q | HELD | |
| SCHWAB STRATEGIC TR | FNDE | $259.0K | 6,184 | - | new | NEW | |
| APPLIED MATLS INC | AMAT | $254.0K | 497 | - | new | NEW | |
| ISHARES TR | ITOT | $244.0K | 1,467 | - | new | NEW | |
| BRISTOW GROUP INC | VTOL | $236.0K | 5,790 | flat | 5q | HELD | |
| TC ENERGY CORP | TRP | $231.0K | 4,000 | flat | 5q | HELD | |
| INTEL CORP | INTC | $229.0K | 1,904 | flat | 2q | +10.1%+$21.0K | |
| GE VERNOVA INC | GEV | $227.0K | 239 | - | new | NEW | |
| PNC FINL SVCS GROUP INC | PNC | $225.0K | 1,012 | flat | 5q | HELD | |
| VANGUARD INDEX FDS | VUG | $224.0K | 2,484 | flat | 2q | HELD | |
| FIRST NATL CORP | FXNC | $223.0K | 7,600 | flat | 3q | HELD | |
| FIRST NATIONAL BANK ALASKA | FBAK | $220.0K | 670 | flat | 4q | HELD | |
| ISHARES TR | IEFA | $217.0K | 2,240 | flat | 4q | -3.2%-$7.3K | |
| MCKESSON CORP | MCK | $214.0K | 251 | - | new | NEW | |
| VANGUARD WORLD FD | MGK | $213.0K | 2,302 | - | new | NEW | |
| LOWES COS INC | LOW | $211.0K | 1,144 | flat | 5q | HELD | |
| LAM RESEARCH CORP | LRCX | $201.0K | 612 | flat | 2q | +13.3%+$23.6K | |
| VALLEY NATL BANCORP | VLY | $160.0K | 12,650 | flat | 5q | HELD | |
| theglobe.com, inc. | TGLO | $1.0K | 10,000 | flat | 5q | HELD | |
| NYVATEX OIL CORP | $0 | 20,000 | - | new | NEW | ||
| Marriott Internatl | $0 | 151,310 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Semiconductors & Electronics | $193.3M | 18.5% |
| Computer Hardware | $152.8M | 14.6% |
| Software & IT Services | $115.9M | 11.1% |
| Autos & Aerospace | $93.7M | 9.0% |
| Banks & Lending | $92.5M | 8.9% |
| Biotech & Pharma | $86.7M | 8.3% |
| Retail & Consumer | $68.4M | 6.6% |
| Insurance | $51.2M | 4.9% |
| Business Services | $47.0M | 4.5% |
| Energy | $41.8M | 4.0% |
| Capital Markets | $27.5M | 2.6% |
| Other sectors | $64.9M | 6.2% |
| Not classified | $7.6M | 0.7% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +2.7% | +2.1% | +0.6% | 100% |
| Q2 2026 | +16.6% | +14.8% | +1.8% | 100% |
| Q1 2026 | -5.8% | -4.6% | -1.2% | 100% |
| Q4 2025 | +2.3% | +2.4% | -0.1% | 100% |
| Q3 2025 | +5.0% | +7.8% | -2.8% | 100% |
| Q2 2025 | +14.9% | +10.5% | +4.5% | 100% |
| Q1 2025 | -3.8% | -4.6% | +0.7% | 100% |
| Q4 2024 | +3.0% | +2.1% | +0.8% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $1.0B | 121 | 17 | 28 | 37 | 7 | 48.0% | 20 |
| Q2 2026 | $1.1B | 111 | 10 | 23 | 36 | 7 | 45.2% | 8 |
| Q1 2026 | $904.9M | 108 | 5 | 22 | 28 | 12 | 39.0% | 7 |
| Q4 2025 | $979.2M | 115 | 9 | 17 | 40 | 8 | 40.1% | 6 |
| Q3 2025 | $970.5M | 114 | 61 | 8 | 17 | 2 | 40.6% | 14 |
| Q2 2025 | $895.9M | 55 | 4 | 17 | 20 | 2 | 40.9% | 7 |
| Q1 2025 | $783.2M | 53 | 5 | 16 | 14 | 4 | 38.8% | 8 |
| Q4 2024 | $804.9M | 52 | 0 | 28 | 13 | 41 | 41.7% | 24 |
| Q3 2024 | $828.6M | 93 | 7 | 15 | 27 | 3 | 37.0% | 8 |
| Q2 2024 | $789.2M | 89 | 5 | 18 | 33 | 6 | 37.5% | 18 |
| Q1 2024 | $800.8M | 90 | 2 | 17 | 45 | 7 | 34.9% | 9 |
| Q4 2023 | $712.0M | 95 | 8 | 14 | 50 | 3 | 33.5% | 9 |
| Q3 2023 | $652.5M | 90 | 5 | 19 | 38 | 14 | 33.4% | 10 |
| Q2 2023 | $681.7M | 99 | 13 | 30 | 27 | 11 | 35.0% | 5 |
| Q1 2023 | $662.4M | 97 | 8 | 29 | 29 | 6 | 33.9% | 13 |
| Q4 2022 | $651.0M | 95 | 8 | 30 | 26 | 2 | 34.1% | 4 |
| Q3 2022 | $545.6M | 89 | 5 | 28 | 17 | 10 | 34.3% | 6 |
| Q2 2022 | $579.3M | 94 | 10 | 20 | 46 | 10 | 35.6% | 13 |
| Q1 2022 | $712.2M | 94 | 6 | 24 | 24 | 14 | 37.5% | 7 |
| Q4 2021 | $767.9M | 102 | 14 | 27 | 41 | 12 | 36.8% | 13 |
| Q3 2021 | $710.3M | 100 | 13 | 19 | 43 | 6 | 37.3% | 6 |
| Q2 2021 | $716.2M | 93 | 6 | 15 | 41 | 9 | 38.2% | 9 |
| Q1 2021 | $661.6M | 96 | 4 | 22 | 44 | 22 | 38.6% | 9 |
| Q4 2020 | $642.0M | 114 | 10 | 23 | 48 | 11 | 39.9% | 12 |
| Q3 2020 | $593.4M | 115 | 14 | 15 | 56 | 11 | 40.6% | 8 |
| Q2 2020 | $556.9M | 112 | 12 | 25 | 42 | 5 | 40.8% | 10 |
| Q1 2020 | $441.6M | 105 | 4 | 21 | 54 | 27 | 43.9% | 9 |
| Q4 2019 | $671.9M | 128 | 11 | 11 | 71 | 10 | 38.4% | 10 |
| Q3 2019 | $677.2M | 127 | 7 | 28 | 52 | 7 | 39.6% | 11 |
| Q2 2019 | $697.4M | 127 | 12 | 41 | 27 | 10 | 38.5% | 19 |
| Q1 2019 | $648.4M | 125 | 9 | 31 | 47 | 5 | 38.3% | 8 |
| Q4 2018 | $547.7M | 121 | 0 | 0 | 0 | 0 | 39.5% | 11 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.