DaveManuel.com · Institutional Ownership · Who Owns It
DICE THERAPEUTICS INC (DICE)
Institutional ownership reported to the SEC as of Q2 2023, across 8 quarters.
164
Reporting holders
$2.2B
Reported value
1.1%
Calls
2.4%
Puts
+52
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RA CAPITAL MANAGEMENT, L.P. | $365.0M | 7,856,612 | 6.89% | 8q | HELD |
| BlackRock Inc. | $134.5M | 2,895,307 | 0.00% | 7q | -3.9%-$5.4M |
| FMR LLC | $104.0M | 2,239,223 | 0.01% | 8q | -80.3%-$423.8M |
| Avoro Capital Advisors LLC | $102.2M | 2,199,342 | 1.39% | 8q | -44.3%-$81.3M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $98.3M | 2,116,800 | 4.43% | new | NEW |
| Driehaus Capital Management LLC | $94.7M | 2,038,257 | 1.20% | 8q | +1.8%+$1.7M |
| VANGUARD GROUP INC | $90.9M | 1,957,417 | 0.00% | 7q | +1.5%+$1.4M |
| Magnetar Financial LLC | $53.7M | 1,155,887 | 1.18% | new | NEW |
| Balyasny Asset Management L.P. | $52.3M incl. $9.9M options PUT | 913,940 | 0.12% | new | NEW |
| Pentwater Capital Management LP | $50.2M | 1,080,507 | 0.35% | new | NEW |
| UBS OCONNOR LLC | $49.9M | 1,075,000 | 1.05% | new | NEW |
| BAKER BROS. ADVISORS LP | $48.1M | 1,035,786 | 0.28% | 8q | HELD |
| BRAIDWELL LP | $47.8M | 1,029,901 | 1.56% | 3q | +4.6%+$2.1M |
| Westchester Capital Management, LLC | $45.9M incl. $390.3K options PUT | 978,893 | 1.44% | new | NEW |
| JPMORGAN CHASE & CO | $44.6M incl. $15.9M options CALL+PUT | 618,089 | 0.00% | 7q | +1233.3%+$41.2M |
| KRYGER CAPITAL Ltd | $40.9M | 880,756 | 4.19% | new | NEW |
| STATE STREET CORP | $38.8M | 835,909 | 0.00% | 7q | +4.7%+$1.7M |
| GEODE CAPITAL MANAGEMENT, LLC | $34.5M | 743,341 | 0.00% | 7q | +6.8%+$2.2M |
| NEXPOINT ASSET MANAGEMENT, L.P. | $33.3M | 717,322 | 4.86% | new | NEW |
| GOLDMAN SACHS GROUP INC | $33.3M incl. $464.6K options PUT | 707,039 | 0.01% | 6q | +348.6%+$25.9M |
| PICTON MAHONEY ASSET MANAGEMENT | $28.1M incl. $10.9M options PUT | 370,000 | 1.21% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $27.9M incl. $1.8M options CALL+PUT | 560,358 | 0.01% | 8q | +106.3%+$14.4M |
| MORGAN STANLEY | $27.9M | 599,469 | 0.00% | 7q | +672.1%+$24.2M |
| ALLIANCEBERNSTEIN L.P. | $25.6M | 551,647 | 0.01% | 5q | +1618.5%+$24.1M |
| WATER ISLAND CAPITAL LLC | $22.5M | 483,894 | 1.93% | new | NEW |
| Versor Investments LP | $20.3M | 436,935 | 3.52% | 2q | +4269.4%+$19.8M |
| UBS Group AG | $19.7M incl. $1.2M options PUT | 399,284 | 0.01% | 4q | +2373.3%+$18.9M |
| Sand Grove Capital Management LLP | $19.6M | 422,359 | 2.30% | new | NEW |
| Nicholas Investment Partners, LP | $19.3M | 416,151 | 1.32% | 2q | HELD |
| ArrowMark Colorado Holdings LLC | $19.1M | 410,797 | 0.21% | 8q | HELD |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $18.7M | 403,000 | 0.08% | new | NEW |
| New Leaf Venture Partners, L.L.C. | $17.3M | 371,693 | 14.83% | 8q | HELD |
| HSBC HOLDINGS PLC | $17.0M | 367,131 | 0.02% | new | NEW |
| NORTHERN TRUST CORP | $16.1M | 346,261 | 0.00% | 7q | +12.1%+$1.7M |
| AQR Arbitrage LLC | $15.9M | 341,883 | 0.69% | new | NEW |
| D. E. Shaw & Co., Inc. | $15.0M | 323,453 | 0.02% | 3q | -41.9%-$10.8M |
| Capula Management Ltd | $12.9M incl. $2.9M options PUT | 213,800 | 0.31% | new | NEW |
| OUP Management Co., LLC | $12.5M | 268,346 | 21.26% | 7q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $12.3M | 265,763 | 0.00% | 7q | +4.0%+$474.4K |
| First Trust Capital Management L.P. | $11.6M | 250,000 | 0.69% | new | NEW |
| Nuveen Asset Management, LLC | $10.4M | 224,252 | 0.00% | 7q | +70.6%+$4.3M |
| Voya Investment Management LLC | $9.8M | 210,074 | 0.01% | 5q | +153.4%+$5.9M |
| Samsara BioCapital, LLC | $9.4M | 202,773 | 1.65% | 6q | HELD |
| Segantii Capital Management Ltd | $9.3M | 200,000 | 0.48% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $9.1M incl. $8.1M options CALL+PUT | 22,056 | 0.00% | 5q | -2.3%-$210.4K |
| GABELLI FUNDS LLC | $8.7M | 186,900 | 0.07% | new | NEW |
| Verition Fund Management LLC | $7.5M incl. $6.9M options CALL | 14,010 | 0.10% | new | NEW |
| Crabel Capital Management, LLC | $7.5M | 161,082 | 3.09% | new | NEW |
| LMR Partners LLP | $7.0M | 151,698 | 0.08% | new | NEW |
| Ergoteles LLC | $6.8M | 146,759 | 0.33% | 2q | +440.7%+$5.6M |
| BANK OF AMERICA CORP /DE/ | $6.6M | 141,340 | 0.00% | 8q | +103.8%+$3.3M |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | $6.0M | 130,000 | 0.32% | new | NEW |
| Bank of New York Mellon Corp | $6.0M | 128,937 | 0.00% | 7q | -1.9%-$113.7K |
| DAFNA Capital Management LLC | $5.9M | 127,585 | 1.62% | 6q | -32.0%-$2.8M |
| MARSHALL WACE, LLP | $5.4M | 115,496 | 0.01% | new | NEW |
| Qube Research & Technologies Ltd | $5.3M | 114,335 | 0.02% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $5.0M | 107,250 | 0.83% | new | NEW |
| JANUS HENDERSON GROUP PLC | $4.8M | 103,629 | 0.00% | 8q | -91.1%-$49.1M |
| Twin Securities, Inc. | $4.3M | 91,680 | 2.36% | new | NEW |
| HARVEST MANAGEMENT LLC | $4.1M incl. $2.6M options PUT | 32,600 | 3.51% | new | NEW |
| Soleus Capital Management, L.P. | $3.7M | 80,000 | 0.41% | 8q | -53.9%-$4.3M |
| Carmignac Gestion | $3.3M | 70,439 | 0.06% | new | NEW |
| CREDIT SUISSE AG/ | $3.2M | 69,258 | 0.00% | 5q | +162.3%+$2.0M |
| Hunting Hill Global Capital, LLC | $3.2M incl. $1.2M options PUT | 42,454 | 1.02% | new | NEW |
| Centiva Capital, LP | $3.2M incl. $2.3M options PUT | 19,806 | 0.07% | new | NEW |
| FORA Capital, LLC | $3.1M | 65,810 | 0.43% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $3.0M | 64,449 | 0.00% | 8q | -98.0%-$148.3M |
| EHP Funds Inc. | $3.0M | 64,000 | 0.73% | new | NEW |
| Swiss National Bank | $2.9M | 62,400 | 0.00% | 5q | -6.7%-$209.1K |
| GAMCO INVESTORS, INC. ET AL | $2.8M | 61,100 | 0.03% | new | NEW |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $2.8M | 60,000 | 0.01% | new | NEW |
| Cubist Systematic Strategies, LLC | $2.8M | 59,557 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $2.7M incl. $2.7M options CALL+PUT | 869 | 0.00% | 7q | -99.6%-$630.1M |
| RHUMBLINE ADVISERS | $2.5M | 53,286 | 0.00% | 7q | -1.8%-$45.5K |
| Caption Management, LLC | $2.3M CALL | options only | 0.04% | 4q | OPTIONS |
| Trium Capital LLP | $2.3M incl. $446.0K options PUT | 39,449 | 0.49% | new | NEW |
| PRELUDE CAPITAL MANAGEMENT, LLC | $2.3M | 48,757 | 0.15% | new | NEW |
| Weiss Multi-Strategy Advisers LLC | $2.3M | 48,705 | 0.05% | new | NEW |
| Ikarian Capital, LLC | $2.0M PUT | options only | 0.32% | new | OPTIONS |
| CSS LLC/IL | $1.8M incl. $1.0M options PUT | 17,200 | 0.11% | new | NEW |
| SG Americas Securities, LLC | $1.8M | 38,785 | 0.01% | 3q | +299.3%+$1.4M |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.8M | 38,072 | 0.00% | 7q | -5.7%-$107.2K |
| BARCLAYS PLC | $1.8M | 37,971 | 0.00% | 6q | +78.1%+$773.8K |
| AMERIPRISE FINANCIAL INC | $1.7M | 36,775 | 0.00% | new | NEW |
| GROUP ONE TRADING, L.P. | $1.7M CALL+PUT | options only | 0.01% | 4q | OPTIONS |
| TWO SIGMA INVESTMENTS, LP | $1.7M | 35,600 | 0.00% | 3q | +53.4%+$576.1K |
| JANE STREET GROUP, LLC | $1.6M incl. $557.5K options CALL+PUT | 22,740 | 0.00% | 3q | +78.9%+$712.0K |
| Alpine Global Management, LLC | $1.4M | 30,000 | 0.20% | new | NEW |
| Vazirani Asset Management LLC | $1.4M | 30,000 | 2.35% | new | NEW |
| Legal & General Group Plc | $1.4M | 29,738 | 0.00% | 7q | +88.5%+$648.7K |
| Kellner Capital, LLC | $1.4M | 29,200 | 1.56% | new | NEW |
| TIG Advisors, LLC | $1.4M incl. $1.1M options PUT | 5,378 | 0.08% | new | NEW |
| FIRST TRUST ADVISORS LP | $1.3M | 28,677 | 0.00% | new | NEW |
| NATIXIS | $1.3M | 27,500 | 0.01% | new | NEW |
| SIMPLEX TRADING, LLC | $1.3M incl. $1.1M options CALL+PUT | 4,062 | 0.00% | 4q | -49.1%-$1.2M |
| STATE OF WISCONSIN INVESTMENT BOARD | $1.2M | 25,034 | 0.00% | 3q | -6.2%-$76.4K |
| UBS ASSET MANAGEMENT AMERICAS INC | $1.1M | 39,422 | 0.00% | 3q | HELD |
| SVB Financial Group | $1.0M | 21,799 | 1.91% | 3q | -25.0%-$337.6K |
| HighVista Strategies LLC | $1.0M | 21,557 | 0.46% | 3q | -68.0%-$2.1M |
| Invesco Ltd. | $997.1K | 21,461 | 0.00% | 3q | +12.7%+$112.5K |
Showing the largest 100 of 165 reported holders. The count of 164 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2023 | 164 | $2.2B | 45,554,528 | 86 | 38 | 33 | 3.6% |
| Q1 2023 | 112 | $1.7B | 57,759,642 | 19 | 42 | 28 | 0.3% |
| Q4 2022 | 108 | $1.5B | 47,464,761 | 38 | 39 | 25 | 0.3% |
| Q3 2022 | 84 | $16.4B | 804,506,949 | 24 | 30 | 15 | 0.5% |
| Q2 2022 | 75 | $598.7M | 38,190,159 | 18 | 31 | 18 | 1.1% |
| Q1 2022 | 75 | $658.9M | 34,432,635 | 17 | 23 | 23 | 0.1% |
| Q4 2021 | 68 | $931.2M | 36,891,159 | 36 | 9 | 9 | 0.0% |
| Q3 2021 | 39 | $793.6M | 24,371,008 | 38 | 0 | 0 | 0.0% |