Shum Financial Group, Inc.
Reported holdings as of Q3 2026, from 8 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| APPLE INC | AAPL | $16.1M | 48,394 | +0.69pp | 8q | -1.4%-$235.4K | |
| ISHARES TR | EFV | $12.6M | 159,336 | +0.06pp | 8q | +2.4%+$299.5K | |
| ISHARES TR | QUAL | $7.4M | 33,185 | -0.05pp | 8q | +2.5%+$181.3K | |
| MICROSOFT CORP | MSFT | $6.7M | 13,011 | +0.92pp | 8q | HELD | |
| NVIDIA CORPORATION | NVDA | $5.5M | 24,101 | +0.32pp | 8q | +2.2%+$117.8K | |
| ISHARES TR | IQLT | $5.2M | 105,798 | +0.15pp | 8q | +10.8%+$509.9K | |
| SPDR INDEX SHS FDS | SPEM | $5.2M | 100,262 | +0.34pp | 8q | +18.6%+$813.1K | |
| SPDR SERIES TRUST | SPSM | $4.3M | 82,120 | -0.79pp | 8q | -13.1%-$656.2K | |
| SPDR SERIES TRUST | SPYV | $4.3M | 69,841 | -0.06pp | 8q | +2.1%+$87.2K | |
| SPDR SERIES TRUST | SDY | $4.1M | 28,156 | -0.10pp | 8q | +4.7%+$186.3K | |
| SPDR SERIES TRUST | SPYG | $3.7M | 30,177 | -0.06pp | 8q | -1.3%-$50.5K | |
| ISHARES TR | EFG | $3.7M | 30,723 | +0.06pp | 8q | +12.2%+$399.0K | |
| ALPHABET INC | GOOGL | $3.7M | 10,678 | -0.14pp | 8q | +2.2%+$79.1K | |
| JPMORGAN CHASE & CO | JPM | $3.4M | 10,214 | -0.10pp | 8q | -1.2%-$40.7K | |
| AMAZON COM INC | AMZN | $3.2M | 12,827 | +0.04pp | 8q | +2.8%+$86.5K | |
| ISHARES TR | IGLB | $3.2M | 69,207 | -1.14pp | 8q | -29.2%-$1.3M | |
| JOHNSON & JOHNSON | JNJ | $3.0M | 11,386 | -0.05pp | 8q | -1.9%-$59.8K | |
| SPDR SERIES TRUST | SPMD | $3.0M | 47,797 | -0.22pp | 8q | HELD | |
| SPDR SERIES TRUST | MDYV | $2.8M | 31,777 | -0.14pp | 8q | +3.8%+$102.2K | |
| PALO ALTO NETWORKS INC | PANW | $2.7M | 6,875 | +0.19pp | 8q | +2.7%+$73.1K | |
| ISHARES TR | IXN | $2.7M | 17,945 | -0.09pp | 8q | -3.2%-$86.9K | |
| WALMART INC | WMT | $2.4M | 22,687 | -0.17pp | 8q | +1.5%+$34.6K | |
| BLACKROCK INC | BLK | $2.3M | 2,207 | +0.07pp | 7q | +0.9%+$20.1K | |
| ADVANCED MICRO DEVICES INC | AMD | $2.2M | 3,624 | +0.08pp | 8q | +6.6%+$137.0K | |
| UNITEDHEALTH GROUP INC | UNH | $1.9M | 5,193 | -0.20pp | 8q | HELD | |
| ELI LILLY & CO | LLY | $1.7M | 1,465 | -0.08pp | 8q | +0.8%+$13.9K | |
| HOME DEPOT INC | HD | $1.6M | 5,785 | -0.31pp | 8q | -1.8%-$30.7K | |
| VISA INC | V | $1.6M | 4,455 | flat | 8q | HELD | |
| COSTCO WHOLESALE CORPORATION | COST | $1.6M | 1,714 | -0.07pp | 8q | HELD | |
| J P MORGAN EXCHANGE TRADED F | JMST | $1.4M | 28,089 | -0.23pp | 8q | -17.4%-$298.2K | |
| J P MORGAN EXCHANGE TRADED F | JEPI | $1.4M | 25,204 | +0.45pp | 8q | +136.6%+$818.0K | |
| CROWDSTRIKE HLDGS INC | CRWD | $1.4M | 5,201 | +0.21pp | 8q | +3.8%+$50.0K | |
| ABBVIE INC | ABBV | $1.4M | 5,219 | flat | 8q | +1.4%+$19.4K | |
| ISHARES TR | USRT | $1.4M | 22,080 | -0.11pp | 8q | HELD | |
| PROLOGIS INC. | PLD | $1.3M | 9,755 | -0.05pp | 8q | +2.7%+$32.8K | |
| SELECT SECTOR SPDR TR | XLU | $1.3M | 31,827 | -0.15pp | 8q | HELD | |
| SSGA ACTIVE ETF TR | SRLN | $1.2M | 30,585 | -0.03pp | 8q | +1.0%+$12.3K | |
| BROADCOM INC | AVGO | $1.2M | 3,485 | -0.01pp | 7q | +10.7%+$118.0K | |
| CISCO SYS INC | CSCO | $1.2M | 11,307 | -0.09pp | 8q | +0.9%+$10.4K | |
| BLACKROCK ETF TRUST II | CALI | $1.2M | 24,215 | +0.43pp | 2q | +181.8%+$778.2K | |
| QUALCOMM INC | QCOM | $1.2M | 6,324 | -0.04pp | 8q | -1.0%-$11.4K | |
| ISHARES TR | EMB | $1.1M | 11,827 | -0.06pp | 2q | +1.7%+$17.9K | |
| SALESFORCE INC | CRM | $1.0M | 4,446 | +0.17pp | 8q | HELD | |
| PPL CORP | PPL | $992.3K | 30,170 | -0.10pp | 8q | -1.1%-$11.2K | |
| PHILIP MORRIS INTL INC | PM | $987.1K | 5,173 | flat | 8q | -0.7%-$6.7K | |
| SELECT SECTOR SPDR TR | XLV | $980.7K | 5,823 | +0.01pp | 8q | HELD | |
| SPDR SERIES TRUST | SPSB | $910.0K | 30,755 | - | new | NEW | |
| ASML HLDG NV | ASML | $909.5K | 502 | +0.02pp | 4q | +21.0%+$157.6K | |
| TCW ETF TRUST | FIXT | $889.1K | 24,749 | -0.06pp | 5q | -1.0%-$9.0K | |
| VANGUARD SCOTTSDALE FDS | VCIT | $888.7K | 11,349 | -0.04pp | 8q | +3.0%+$25.8K | |
| ISHARES TR | ACWI | $877.3K | 5,526 | +0.02pp | 8q | +8.9%+$71.9K | |
| MERCK & CO INC | MRK | $844.4K | 5,811 | +0.03pp | 8q | -1.3%-$11.3K | |
| CHARLES SCHWAB CORP (THE) | SCHW | $840.4K | 8,598 | +0.06pp | 7q | +12.0%+$90.0K | |
| PROCTER & GAMBLE CO | PG | $796.7K | 5,484 | -0.07pp | 8q | -8.3%-$72.2K | |
| INTERNATIONAL BUSINESS MACHS | IBM | $793.3K | 3,607 | -0.16pp | 8q | HELD | |
| AMERICAN TOWER CORP | AMT | $765.6K | 4,677 | -0.02pp | 8q | HELD | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $764.1K | 1,675 | +0.07pp | 2q | +30.7%+$179.3K | |
| UNITED PARCEL SVCS INC | UPS | $761.3K | 8,147 | -0.09pp | 8q | HELD | |
| ABBOTT LABORATORIES | ABT | $756.4K | 7,654 | +0.01pp | 8q | -1.1%-$8.2K | |
| DANAHER CORP DEL | DHR | $751.1K | 3,390 | - | new | NEW | |
| STATE STR SPDR S&P 500 ETF T | SPY | $746.6K | 979 | -0.01pp | 2q | HELD | |
| ORACLE CORP | ORCL | $724.1K | 5,274 | -0.05pp | 8q | +0.9%+$6.7K | |
| ARISTA NETWORKS INC | ANET | $696.9K | 3,423 | +0.13pp | 5q | +28.4%+$154.3K | |
| GE AEROSPACE | GE | $614.3K | 1,967 | -0.09pp | 8q | HELD | |
| ISHARES TR | IUSG | $602.0K | 3,107 | -0.01pp | 2q | HELD | |
| VANGUARD INDEX FDS | VTI | $587.2K | 1,569 | -0.01pp | 8q | HELD | |
| LOCKHEED MARTIN CORP | LMT | $587.2K | 1,153 | -0.02pp | 8q | -1.6%-$9.7K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $584.6K | 1,174 | -0.02pp | 8q | HELD | |
| NETFLIX INC. | NFLX | $583.9K | 8,392 | -0.03pp | 8q | HELD | |
| SPDR SERIES TRUST | SPAB | $573.6K | 23,549 | -0.02pp | 8q | +3.0%+$16.5K | |
| ALPHABET INC | GOOG | $569.0K | 1,670 | -0.03pp | 5q | HELD | |
| PUBLIC STORAGE | PSA | $562.0K | 1,987 | -0.06pp | 8q | -1.2%-$6.8K | |
| ISHARES TR | HDV | $522.8K | 18,697 | flat | 8q | +3.3%+$16.7K | |
| FEDEX CORP | FDX | $504.9K | 1,771 | -0.05pp | 8q | -2.3%-$11.7K | |
| GE VERNOVA INC | GEV | $479.0K | 504 | -0.06pp | 5q | +7.9%+$35.2K | |
| AMPHENOL CORP | APH | $469.0K | 5,564 | -0.01pp | 2q | +7.2%+$31.4K | |
| META PLATFORMS INC | META | $467.7K | 645 | +0.05pp | 6q | HELD | |
| BLACKSTONE INC | BX | $465.5K | 4,153 | -0.03pp | 8q | HELD | |
| HERSHEY CO | HSY | $465.4K | 2,953 | -0.05pp | 8q | HELD | |
| VANGUARD INDEX FDS | VTV | $459.8K | 2,128 | -0.02pp | 2q | HELD | |
| PEPSICO INC | PEP | $442.7K | 3,493 | -0.06pp | 8q | -9.8%-$48.2K | |
| VANGUARD SPECIALIZED FUNDS | VIG | $416.7K | 1,786 | -0.02pp | 8q | -2.4%-$10.0K | |
| VANGUARD INDEX FDS | VOO | $409.8K | 585 | +0.04pp | 2q | +25.3%+$82.7K | |
| DISNEY WALT CO | DIS | $403.0K | 3,842 | -0.03pp | 8q | -14.6%-$68.9K | |
| EXXONMOBIL HOLDINGS CORP | XOM | $401.3K | 2,466 | - | new | NEW | |
| AMGEN INC | AMGN | $393.3K | 933 | +0.02pp | 8q | HELD | |
| AMERICAN EXPRESS CO | AXP | $389.9K | 1,282 | -0.04pp | 8q | HELD | |
| EATON CORP PLC | ETN | $373.4K | 869 | +0.06pp | 2q | +43.2%+$112.6K | |
| ISHARES TR | ESGD | $359.8K | 3,491 | +0.01pp | 5q | +8.3%+$27.6K | |
| MEDTRONIC PLC | MDT | $357.6K | 4,144 | flat | 8q | -4.3%-$16.0K | |
| CAPITAL GROUP INTL FOCUS EQT | CGXU | $320.5K | 9,348 | - | new | NEW | |
| ISHARES TR | IJR | $305.1K | 2,243 | -0.03pp | 5q | -2.7%-$8.4K | |
| APPLIED MATLS INC | AMAT | $301.2K | 589 | - | new | NEW | |
| 3M CO | MMM | $295.6K | 1,801 | -0.01pp | 8q | -1.9%-$5.7K | |
| TARGET CORP | TGT | $294.7K | 1,881 | +0.02pp | 8q | -2.9%-$8.8K | |
| ISHARES U S ETF TR | NEAR | $274.2K | 5,499 | -0.02pp | 8q | -2.8%-$7.8K | |
| SNOWFLAKE INC | SNOW | $270.6K | 797 | - | new | NEW | |
| ISHARES TR | IJH | $261.2K | 3,631 | -0.02pp | 5q | HELD | |
| INVESCO QQQ TR | QQQ | $261.1K | 353 | -0.01pp | 2q | HELD | |
| MORGAN STANLEY | MS | $251.5K | 1,337 | -0.02pp | 5q | +0.6%+$1.5K | |
| ALTRIA GROUP INC | MO | $239.1K | 3,551 | -0.02pp | 8q | HELD | |
| SCHWAB STRATEGIC TR | FNDF | $239.1K | 4,448 | flat | 2q | HELD | |
| TEXAS INSTRS INC | TXN | $233.9K | 835 | flat | 2q | +15.2%+$30.8K | |
| BANK OF AMER CORP | BAC | $229.1K | 4,209 | -0.02pp | 2q | -1.4%-$3.2K | |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | $224.3K | 4,592 | - | new | NEW | |
| ISHARES TR | IWR | $218.2K | 2,045 | -0.01pp | 2q | -2.2%-$4.8K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $217.9K | 3,674 | -0.01pp | 2q | +0.9%+$2.0K | |
| GENERAL DYNAMICS CORP | GD | $216.7K | 653 | -0.01pp | 5q | +7.0%+$14.3K | |
| ISHARES TR | IWM | $211.2K | 760 | -0.02pp | 2q | -4.3%-$9.4K | |
| ISHARES U S ETF TR | MEAR | $204.3K | 4,117 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Computer Hardware | $21.6M | 12.4% |
| Software & IT Services | $14.8M | 8.5% |
| Semiconductors & Electronics | $13.0M | 7.4% |
| Retail & Consumer | $9.1M | 5.2% |
| Biotech & Pharma | $8.1M | 4.6% |
| Banks & Lending | $4.0M | 2.3% |
| Capital Markets | $3.9M | 2.2% |
| Other sectors | $17.5M | 10.0% |
| Not classified | $82.4M | 47.3% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +1.9% | +2.1% | -0.2% | 100% |
| Q2 2026 | +10.8% | +14.8% | -4.0% | 100% |
| Q1 2026 | -2.6% | -4.6% | +2.1% | 100% |
| Q4 2025 | +1.6% | +2.4% | -0.8% | 100% |
| Q2 2025 | +5.6% | +10.5% | -4.9% | 100% |
| Q1 2025 | -1.6% | -4.6% | +2.9% | 100% |
| Q4 2024 | -1.6% | +2.1% | -3.8% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $174.2M | 110 | 8 | 43 | 30 | 4 | 41.0% | 13 |
| Q2 2026 | $165.9M | 106 | 17 | 41 | 28 | 4 | 40.0% | 22 |
| Q1 2026 | $141.4M | 93 | 1 | 41 | 26 | 0 | 41.6% | 22 |
| Q4 2025 | $138.8M | 92 | 1 | 46 | 25 | 3 | 39.9% | 15 |
| Q3 2025 | $134.0M | 94 | 10 | 32 | 47 | 5 | 39.9% | 20 |
| Q1 2025 | $115.6M | 89 | 2 | 44 | 22 | 1 | 36.7% | 22 |
| Q4 2024 | $115.8M | 88 | 4 | 30 | 42 | 6 | 37.4% | 22 |
| Q3 2024 | $119.9M | 90 | 0 | 0 | 0 | 0 | 36.7% | 44 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.