Peak Financial Management, Inc.
Reported holdings as of Q3 2026, from 32 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| VANGUARD STAR FDS | VXUS | $51.4M | 605,468 | -0.12pp | 14q | +0.9%+$438.9K | |
| VANGUARD INDEX FDS | VTI | $34.2M | 91,398 | -0.04pp | 32q | HELD | |
| SPDR INDEX SHS FDS | SPGM | $31.8M | 367,153 | +0.02pp | 32q | +0.6%+$177.8K | |
| INVESCO EXCHANGE TRADED FD T | RSP | $21.1M | 101,391 | -0.06pp | 9q | +2.3%+$467.8K | |
| J P MORGAN EXCHANGE TRADED F | JPIB | $17.3M | 370,686 | -0.05pp | 7q | +3.7%+$611.3K | |
| VANGUARD INDEX FDS | VOO | $16.9M | 24,159 | -0.05pp | 32q | -2.0%-$351.8K | |
| SCHWAB STRATEGIC TR | SCHB | $15.1M | 515,518 | +0.15pp | 32q | +4.6%+$669.3K | |
| SPDR INDEX SHS FDS | SPEM | $13.9M | 268,118 | flat | 14q | +1.5%+$201.9K | |
| VANGUARD SCOTTSDALE FDS | VCIT | $13.6M | 173,415 | -0.15pp | 32q | +1.8%+$241.3K | |
| SCHWAB STRATEGIC TR | SCHM | $13.5M | 396,042 | -0.28pp | 32q | +0.6%+$73.9K | |
| ETFIS SER TR I | NFLT | $13.3M | 601,115 | -0.10pp | 6q | +1.9%+$253.2K | |
| INVESCO EXCHANGE TRADED FD T | RPV | $12.3M | 107,154 | +0.01pp | 19q | +0.9%+$110.6K | |
| ABRDN PRECIOUS METALS BASKET | GLTR | $12.0M | 64,451 | +0.11pp | 32q | +2.7%+$311.1K | |
| USCF ETF TR | SDCI | $12.0M | 383,617 | +0.40pp | 6q | +0.7%+$82.2K | |
| ISHARES TR | AGG | $12.0M | 126,565 | -0.13pp | 32q | +1.1%+$133.9K | |
| TCW ETF TRUST | FLXR | $11.9M | 313,345 | -0.04pp | 6q | +3.4%+$387.8K | |
| ISHARES TR | SHYG | $11.6M | 280,963 | -0.02pp | 32q | +3.5%+$390.8K | |
| SCHWAB STRATEGIC TR | SCHZ | $9.9M | 447,574 | -0.01pp | 32q | +5.6%+$528.4K | |
| ISHARES TR | IJR | $9.6M | 70,691 | -0.21pp | 32q | +0.6%+$61.5K | |
| SCHWAB STRATEGIC TR | SCHP | $9.6M | 380,735 | -0.07pp | 32q | +3.6%+$328.7K | |
| APPLE INC | AAPL | $8.5M | 25,632 | +0.22pp | 32q | -0.9%-$79.9K | |
| ISHARES TR | ACWI | $6.8M | 42,529 | +0.01pp | 32q | +0.6%+$40.3K | |
| ISHARES TR | USRT | $6.6M | 106,395 | -0.11pp | 14q | +1.6%+$101.9K | |
| SCHWAB STRATEGIC TR | SCHX | $5.0M | 167,149 | flat | 32q | -1.0%-$50.7K | |
| SCHWAB STRATEGIC TR | SCHF | $4.5M | 162,900 | -0.03pp | 32q | -0.6%-$25.6K | |
| NVIDIA CORPORATION | NVDA | $4.4M | 19,388 | +0.05pp | 24q | -6.4%-$304.9K | |
| ISHARES TR | IEFA | $3.1M | 32,432 | -0.01pp | 32q | HELD | |
| SPROTT ASSET MANAGEMENT LP | CEF | $3.1M | 74,493 | +0.01pp | 32q | HELD | |
| ISHARES TR | ITOT | $2.7M | 16,505 | flat | 32q | +0.6%+$16.3K | |
| ISHARES TR | IVV | $2.5M | 3,326 | flat | 32q | -1.2%-$29.9K | |
| BARCLAYS BANK PLC | DJP | $2.3M | 45,556 | +0.07pp | 32q | HELD | |
| ISHARES TR | TIP | $2.3M | 21,732 | -0.03pp | 32q | +1.5%+$33.5K | |
| ISHARES TR | STIP | $2.2M | 21,965 | -0.02pp | 12q | HELD | |
| WISDOMTREE TR | USFR | $2.1M | 41,900 | - | new | NEW | |
| INVESCO EXCHANGE TRADED FD T | RSPH | $2.1M | 55,426 | +0.04pp | 32q | -0.8%-$17.0K | |
| FIDELITY COVINGTON TRUST | FMAT | $1.8M | 31,962 | -0.04pp | 32q | -3.0%-$56.0K | |
| MICROSOFT CORP | MSFT | $1.6M | 3,194 | +0.11pp | 32q | +6.1%+$94.4K | |
| VANGUARD TAX-MANAGED FDS | VEA | $1.5M | 21,056 | -0.04pp | 25q | -8.3%-$133.8K | |
| RTX CORPORATION | RTX | $1.2M | 6,567 | -0.01pp | 26q | HELD | |
| SSGA ACTIVE ETF TR | TOTL | $1.1M | 30,183 | -0.04pp | 12q | -7.0%-$85.4K | |
| VANGUARD INDEX FDS | VTV | $1.1M | 5,096 | flat | 17q | +0.5%+$5.6K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $1.0M | 17,607 | flat | 32q | HELD | |
| ALPHABET INC | GOOG | $1.0M | 3,009 | -0.01pp | 31q | -0.7%-$6.8K | |
| ALPHABET INC | GOOGL | $914.2K | 2,657 | flat | 27q | +5.0%+$43.4K | |
| INVESCO EXCHANGE TRADED FD T | RSPM | $911.3K | 24,517 | -0.01pp | 32q | HELD | |
| ISHARES TR | DSI | $901.3K | 6,166 | flat | 25q | HELD | |
| SANDISK CORP | SNDK | $894.3K | 514 | -0.01pp | 2q | +28.5%+$198.3K | |
| ADVANCED MICRO DEVICES INC | AMD | $886.9K | 1,449 | +0.02pp | 5q | +7.5%+$61.8K | |
| ISHARES TR | ESGD | $851.3K | 8,260 | flat | 24q | HELD | |
| MICRON TECHNOLOGY INC | MU | $779.2K | 731 | -0.04pp | 5q | -8.7%-$74.6K | |
| ISHARES TR | SUSA | $769.1K | 4,940 | flat | 24q | HELD | |
| SCHWAB STRATEGIC TR | SCHC | $757.1K | 15,220 | flat | 32q | HELD | |
| SPROTT ASSET MANAGEMENT LP | PHYS | $687.9K | 22,000 | flat | 32q | HELD | |
| INVESCO QQQ TR | QQQ | $632.5K | 855 | flat | 28q | HELD | |
| ISHARES TR | ESGU | $613.7K | 3,679 | flat | 21q | -0.6%-$3.8K | |
| AMAZON COM INC | AMZN | $608.6K | 2,442 | -0.03pp | 24q | -19.7%-$149.3K | |
| COSTCO WHOLESALE CORPORATION | COST | $605.7K | 665 | -0.01pp | 25q | HELD | |
| META PLATFORMS INC | META | $604.2K | 833 | +0.05pp | 14q | +20.9%+$104.4K | |
| GE VERNOVA INC | GEV | $544.2K | 572 | -0.01pp | 7q | +11.7%+$57.1K | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $540.9K | 1,185 | +0.01pp | 11q | +15.8%+$73.9K | |
| GE AEROSPACE | GE | $523.6K | 1,676 | -0.03pp | 11q | HELD | |
| CROWDSTRIKE HLDGS INC | CRWD | $514.7K | 1,944 | +0.04pp | 2q | +5.4%+$26.5K | |
| VERIZON COMMUNICATIONS INC | VZ | $507.6K | 11,066 | +0.01pp | 12q | HELD | |
| EXXONMOBIL HOLDINGS CORP | XOM | $498.1K | 3,060 | - | new | NEW | |
| ISHARES TR | SUSC | $486.0K | 22,145 | -0.01pp | 21q | HELD | |
| SELECT SECTOR SPDR TR | XLV | $464.2K | 2,756 | flat | 32q | HELD | |
| LEMAITRE VASCULAR INC | LMAT | $443.1K | 5,365 | -0.02pp | 25q | HELD | |
| ELI LILLY & CO | LLY | $405.0K | 350 | flat | 2q | +9.4%+$34.7K | |
| ISHARES TR | IYW | $397.5K | 1,500 | +0.01pp | 10q | +6.7%+$24.9K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $368.0K | 739 | flat | 12q | -2.9%-$11.0K | |
| DEERE CO | DE | $365.3K | 544 | flat | 4q | HELD | |
| SCHWAB STRATEGIC TR | SCHA | $360.0K | 11,033 | -0.01pp | 24q | -4.3%-$16.3K | |
| INTEL CORP | INTC | $358.8K | 2,984 | -0.02pp | 2q | -0.8%-$3.0K | |
| WISDOMTREE TR | EPI | $352.2K | 8,648 | -0.01pp | 12q | HELD | |
| SPDR SERIES TRUST | JNK | $348.5K | 3,757 | flat | 10q | -0.8%-$2.8K | |
| ISHARES INC | ESGE | $348.1K | 6,427 | flat | 6q | HELD | |
| VERTEX PHARMACEUTICALS INC | VRTX | $341.9K | 654 | - | new | NEW | |
| VALERO ENERGY CORP | VLO | $337.2K | 870 | +0.03pp | 2q | +8.8%+$27.1K | |
| ISHARES TR | LQD | $329.2K | 3,221 | -0.01pp | 12q | HELD | |
| AMGEN INC | AMGN | $327.6K | 777 | - | new | NEW | |
| JOHNSON & JOHNSON | JNJ | $327.4K | 1,236 | +0.01pp | 5q | +8.8%+$26.5K | |
| PROCTER & GAMBLE CO | PG | $322.8K | 2,222 | flat | 32q | HELD | |
| WESTERN DIGITAL CORP | WDC | $318.1K | 700 | -0.02pp | 2q | +16.7%+$45.4K | |
| MARVELL TECHNOLOGY INC | MRVL | $318.1K | 1,203 | flat | 2q | +19.9%+$52.9K | |
| CREDO TECHNOLOGY GROUP HOLDI | CRDO | $311.7K | 1,600 | +0.02pp | 2q | +82.9%+$141.2K | |
| ISHARES TR | ESML | $307.5K | 5,914 | -0.01pp | 12q | HELD | |
| ISHARES TR | IWS | $305.4K | 1,900 | flat | 16q | HELD | |
| ISHARES TR | EFAV | $304.1K | 3,337 | flat | 32q | HELD | |
| VANGUARD INDEX FDS | VNQ | $284.4K | 3,173 | -0.01pp | 32q | -2.6%-$7.6K | |
| CHEVRON CORPORATION | CVX | $279.9K | 1,370 | - | new | NEW | |
| STATE STR SPDR S&P 500 ETF T | SPY | $269.9K | 353 | flat | 8q | -3.3%-$9.2K | |
| TJX COS INC NEW | TJX | $265.4K | 2,006 | -0.01pp | 12q | HELD | |
| SELECT SECTOR SPDR TR | XLI | $264.7K | 1,585 | -0.01pp | 11q | HELD | |
| FIRST TR EXCHANGE-TRADED FD | FVD | $264.1K | 5,630 | flat | 19q | HELD | |
| ABBVIE INC | ABBV | $256.7K | 981 | flat | 5q | HELD | |
| SCHWAB STRATEGIC TR | SCHD | $253.8K | 7,802 | flat | 4q | HELD | |
| ABRDN SILVER ETF TRUST | SIVR | $240.9K | 4,204 | flat | 2q | +6.4%+$14.5K | |
| SPDR GOLD TR | GLD | $240.3K | 631 | -0.02pp | 9q | -26.3%-$85.7K | |
| SELECT SECTOR SPDR TR | XLE | $238.0K | 3,870 | - | new | NEW | |
| ISHARES GOLD TR | IAU | $235.3K | 3,013 | flat | 7q | HELD | |
| FIDELITY COVINGTON TRUST | FTEC | $233.5K | 778 | flat | 2q | HELD | |
| VANGUARD SCOTTSDALE FDS | VTWG | $230.4K | 884 | -0.01pp | 5q | HELD | |
| ARISTA NETWORKS INC | ANET | $229.4K | 1,126 | - | new | NEW | |
| GOLDMAN SACHS GROUP INC | GS | $227.7K | 252 | -0.01pp | 2q | -7.4%-$18.1K | |
| CISCO SYS INC | CSCO | $226.8K | 2,106 | -0.01pp | 2q | HELD | |
| SPACE EXPLORATION TECHN CORP | SPCX | $222.2K | 1,473 | - | new | NEW | |
| SCHWAB STRATEGIC TR | SCHE | $221.1K | 6,065 | flat | 2q | HELD | |
| WISDOMTREE TR | EES | $219.6K | 3,400 | flat | 2q | HELD | |
| BLACKROCK ETF TRUST II | CALI | $219.2K | 4,400 | flat | 5q | HELD | |
| JPMORGAN CHASE & CO | JPM | $217.1K | 656 | - | new | NEW | |
| INTERNATIONAL BUSINESS MACHS | IBM | $214.9K | 977 | -0.01pp | 7q | HELD | |
| VANECK ETF TRUST | GDX | $213.3K | 2,429 | - | new | NEW | |
| PIMCO ETF TR | CORP | $211.6K | 2,305 | flat | 10q | HELD | |
| INVESCO EXCHANGE TRADED FD T | PWV | $206.0K | 2,700 | flat | 2q | HELD | |
| CORTEVA INC | CTVA | $205.9K | 2,652 | flat | 3q | HELD | |
| KLA CORP | KLAC | $201.3K | 1,032 | -0.01pp | 2q | +24.0%+$39.0K |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Capital Markets | $16.7M | 3.8% |
| Computer Hardware | $10.4M | 2.4% |
| Semiconductors & Electronics | $8.7M | 2.0% |
| Other sectors | $15.6M | 3.5% |
| Not classified | $389.7M | 88.3% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -0.5% | +2.1% | -2.6% | 100% |
| Q2 2026 | +7.6% | +14.8% | -7.2% | 100% |
| Q1 2026 | +0.2% | -4.6% | +4.9% | 100% |
| Q4 2025 | +2.4% | +2.4% | +0.0% | 100% |
| Q3 2025 | +6.3% | +7.8% | -1.5% | 100% |
| Q2 2025 | +6.2% | +10.5% | -4.2% | 100% |
| Q1 2025 | -0.2% | -4.6% | +4.4% | 100% |
| Q4 2024 | -2.7% | +2.1% | -4.9% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $441.2M | 116 | 10 | 40 | 22 | 8 | 51.9% | 16 |
| Q2 2026 | $435.5M | 114 | 20 | 39 | 21 | 6 | 52.4% | 20 |
| Q1 2026 | $393.9M | 100 | 5 | 25 | 47 | 3 | 52.1% | 28 |
| Q4 2025 | $387.7M | 98 | 2 | 28 | 41 | 5 | 53.2% | 23 |
| Q3 2025 | $378.3M | 101 | 11 | 33 | 39 | 5 | 53.2% | 9 |
| Q2 2025 | $351.6M | 95 | 8 | 21 | 37 | 10 | 53.5% | 23 |
| Q1 2025 | $333.9M | 97 | 12 | 29 | 34 | 11 | 52.8% | 43 |
| Q4 2024 | $333.9M | 96 | 7 | 37 | 31 | 9 | 51.6% | 22 |
| Q3 2024 | $340.6M | 98 | 6 | 28 | 27 | 2 | 51.5% | 15 |
| Q2 2024 | $319.5M | 94 | 6 | 24 | 37 | 8 | 50.9% | 23 |
| Q1 2024 | $315.5M | 96 | 14 | 35 | 32 | 3 | 51.4% | 23 |
| Q4 2023 | $297.7M | 85 | 17 | 23 | 37 | 4 | 52.0% | 18 |
| Q3 2023 | $274.9M | 72 | 5 | 29 | 21 | 11 | 51.9% | 25 |
| Q2 2023 | $280.8M | 78 | 11 | 26 | 22 | 2 | 48.6% | 27 |
| Q1 2023 | $268.9M | 69 | 2 | 22 | 22 | 4 | 49.1% | 25 |
| Q4 2022 | $254.3M | 71 | 7 | 29 | 20 | 2 | 48.8% | 30 |
| Q3 2022 | $239.8M | 66 | 5 | 24 | 24 | 5 | 48.9% | 28 |
| Q2 2022 | $260.0M | 66 | 2 | 33 | 14 | 11 | 50.9% | 29 |
| Q1 2022 | $298.5M | 75 | 7 | 33 | 19 | 9 | 48.9% | 20 |
| Q4 2021 | $308.8M | 77 | 9 | 26 | 25 | 3 | 50.1% | 27 |
| Q3 2021 | $295.1M | 71 | 5 | 32 | 13 | 5 | 50.6% | 19 |
| Q2 2021 | $294.4M | 71 | 1 | 23 | 27 | 3 | 50.7% | 35 |
| Q1 2021 | $276.0M | 73 | 7 | 26 | 28 | 0 | 50.7% | 29 |
| Q4 2020 | $265.6M | 66 | 9 | 36 | 11 | 2 | 50.9% | 26 |
| Q3 2020 | $231.7M | 59 | 7 | 23 | 13 | 2 | 51.4% | 19 |
| Q2 2020 | $213.0M | 54 | 4 | 8 | 36 | 2 | 52.0% | 37 |
| Q1 2020 | $195.8M | 52 | 1 | 27 | 20 | 5 | 52.4% | 29 |
| Q4 2019 | $234.4M | 56 | 4 | 15 | 15 | 4 | 54.2% | 31 |
| Q3 2019 | $225.1M | 56 | 1 | 26 | 14 | 1 | 53.6% | 29 |
| Q2 2019 | $222.7M | 56 | 0 | 22 | 23 | 1 | 53.7% | 32 |
| Q1 2019 | $217.5M | 57 | 3 | 16 | 25 | 0 | 53.6% | 31 |
| Q4 2018 | $203.2M | 54 | 0 | 0 | 0 | 0 | 52.8% | 30 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.