ROI Financial Advisors, LLC
Reported holdings as of Q3 2026, from 12 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| NVIDIA CORPORATION | NVDA | $12.9M | 56,421 | +0.64pp | 12q | -3.4%-$459.3K | |
| APPLE INC | AAPL | $12.1M | 36,356 | +0.70pp | 12q | -2.7%-$331.7K | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $11.4M | 24,929 | -0.38pp | 12q | -2.1%-$242.2K | |
| ALPHABET INC | GOOGL | $10.9M | 31,818 | -0.37pp | 12q | -2.8%-$315.9K | |
| ELI LILLY & CO | LLY | $10.7M | 9,214 | -0.37pp | 12q | -3.2%-$354.1K | |
| BROADCOM INC | AVGO | $9.9M | 28,107 | -0.83pp | 12q | -7.8%-$829.9K | |
| PALO ALTO NETWORKS INC | PANW | $9.7M | 24,352 | +0.39pp | 12q | -7.2%-$752.9K | |
| AMAZON COM INC | AMZN | $8.0M | 31,972 | +0.14pp | 12q | -1.5%-$118.1K | |
| MICROSOFT CORP | MSFT | $7.9M | 15,486 | +1.08pp | 12q | -1.8%-$142.6K | |
| COSTCO WHOLESALE CORPORATION | COST | $7.8M | 8,518 | -0.14pp | 12q | -1.1%-$88.3K | |
| VISA INC | V | $6.1M | 16,932 | +0.09pp | 12q | -2.2%-$136.5K | |
| SPDR GOLD TR | GLD | $6.0M | 15,671 | -0.05pp | 12q | -5.2%-$328.3K | |
| WALMART INC | WMT | $5.8M | 56,202 | -0.26pp | 12q | HELD | |
| MASTERCARD INCORPORATED | MA | $5.5M | 9,992 | +0.17pp | 12q | -1.4%-$76.1K | |
| INTEL CORP | INTC | $4.6M | 38,646 | -0.31pp | 12q | +2.5%+$111.6K | |
| ISHARES SILVER TR | SLV | $4.3M | 78,907 | +0.03pp | 12q | -1.0%-$43.4K | |
| JPMORGAN CHASE & CO | JPM | $3.7M | 11,316 | +0.07pp | 12q | +2.3%+$85.0K | |
| FIRST TR EXCHANGE-TRADED FD | FDL | $3.6M | 72,356 | +0.01pp | 12q | -0.6%-$23.0K | |
| HOME DEPOT INC | HD | $3.5M | 12,269 | -0.54pp | 12q | -4.9%-$179.8K | |
| INTERNATIONAL BUSINESS MACHS | IBM | $2.6M | 11,677 | -0.44pp | 12q | -4.4%-$117.0K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $2.5M | 5,028 | -0.06pp | 12q | -4.1%-$107.1K | |
| ARISTA NETWORKS INC | ANET | $2.4M | 11,670 | +0.28pp | 6q | +8.0%+$175.9K | |
| COCA COLA CONS INC | COKE | $2.3M | 12,027 | +0.05pp | 10q | +4.5%+$97.7K | |
| INVESCO EXCHANGE TRADED FD T | PUI | $2.1M | 50,420 | -0.13pp | 12q | +3.0%+$60.7K | |
| CATERPILLAR INC | CAT | $2.1M | 2,545 | -0.25pp | 9q | +6.4%+$124.1K | |
| FIRST TR EXCH TRADED FD III | FPE | $2.0M | 118,056 | -0.11pp | 12q | -5.2%-$111.3K | |
| ARM HOLDINGS PLC | ARM | $1.6M | 5,617 | -0.11pp | 7q | +8.3%+$125.1K | |
| COCA COLA CO | KO | $1.6M | 18,603 | +0.06pp | 12q | +0.9%+$14.1K | |
| DUKE ENERGY CORP NEW | DUK | $1.5M | 13,578 | -0.12pp | 12q | -3.6%-$57.6K | |
| EXXONMOBIL HOLDINGS CORP | XOM | $1.5M | 9,111 | - | new | NEW | |
| META PLATFORMS INC | META | $1.4M | 1,900 | +0.14pp | 9q | -4.1%-$59.5K | |
| ISHARES TR | HYDB | $1.4M | 30,483 | -0.08pp | 10q | -6.7%-$98.3K | |
| TESLA INC | TSLA | $1.4M | 3,809 | -0.15pp | 12q | -3.0%-$41.9K | |
| PROCTER & GAMBLE CO | PG | $1.3M | 9,147 | -0.07pp | 12q | -8.5%-$122.8K | |
| CHENIERE ENERGY INC | LNG | $1.3M | 4,936 | +0.12pp | 6q | +6.7%+$83.1K | |
| MICRON TECHNOLOGY INC | MU | $1.3M | 1,187 | +0.09pp | 3q | +24.6%+$249.3K | |
| APPLIED MATLS INC | AMAT | $1.2M | 2,306 | -0.09pp | 5q | +22.2%+$214.2K | |
| LOCKHEED MARTIN CORP | LMT | $1.1M | 2,136 | +0.03pp | 12q | +4.6%+$47.9K | |
| CHEVRON CORPORATION | CVX | $967.4K | 4,737 | +0.13pp | 12q | +7.8%+$70.0K | |
| VANGUARD WORLD FD | VDC | $952.3K | 4,364 | -0.03pp | 12q | -2.6%-$25.1K | |
| AT&T INC | T | $915.9K | 37,539 | +0.09pp | 6q | +3.5%+$31.1K | |
| VERIZON COMMUNICATIONS INC | VZ | $906.1K | 19,753 | +0.07pp | 6q | +9.1%+$75.8K | |
| ADVANCED MICRO DEVICES INC | AMD | $814.0K | 1,331 | +0.07pp | 3q | +14.4%+$102.7K | |
| AUTOMATIC DATA PROCESSING IN | ADP | $745.3K | 2,888 | -0.08pp | 12q | -29.1%-$305.8K | |
| AMERIPRISE FINL INC | AMP | $667.0K | 1,355 | flat | 12q | -6.0%-$42.3K | |
| VANGUARD INDEX FDS | VOO | $664.1K | 948 | +0.01pp | 12q | HELD | |
| KROGER CO | KR | $603.3K | 10,292 | +0.05pp | 12q | +13.0%+$69.5K | |
| FLEXSHARES TR | BNDC | $589.0K | 27,950 | -0.01pp | 12q | +2.2%+$12.5K | |
| ALTRIA GROUP INC | MO | $575.1K | 8,540 | +0.04pp | 5q | +21.3%+$101.1K | |
| IDEXX LABS INC | IDXX | $536.8K | 1,028 | -0.01pp | 12q | -1.3%-$7.3K | |
| EMCOR GROUP INC | EME | $493.7K | 654 | +0.08pp | 3q | +56.8%+$178.9K | |
| FIRST TR EXCHANGE TRADED FD | FXU | $473.9K | 10,790 | flat | 12q | +13.5%+$56.3K | |
| AMERICAN SUPERCONDUCTOR CORP | AMSC | $447.0K | 15,355 | -0.04pp | 6q | +19.6%+$73.2K | |
| BLACKROCK INC | BLK | $428.9K | 405 | flat | 8q | -10.2%-$48.7K | |
| FIRST TR EXCHNG TRADED FD VI | FIXD | $411.7K | 9,976 | +0.03pp | 4q | +23.6%+$78.7K | |
| ALPHABET INC | GOOG | $400.1K | 1,174 | -0.01pp | 5q | -2.0%-$8.2K | |
| ASTRAZENECA PLC | AZN | $354.9K | 2,198 | +0.03pp | 3q | +36.8%+$95.4K | |
| LAM RESEARCH CORP | LRCX | $353.1K | 1,075 | +0.05pp | 2q | +85.3%+$162.6K | |
| FRANKLIN TEMPLETON ETF TR | FLGV | $323.4K | 16,643 | +0.05pp | 2q | +48.5%+$105.7K | |
| VANGUARD INDEX FDS | VNQ | $312.9K | 3,491 | -0.04pp | 12q | -14.9%-$54.8K | |
| CROWDSTRIKE HLDGS INC | CRWD | $299.6K | 1,132 | - | new | NEW | |
| 3M CO | MMM | $289.4K | 1,763 | - | new | NEW | |
| FIRST TR EXCHANGE TRADED FD | FXO | $273.5K | 4,511 | -0.01pp | 11q | -1.4%-$3.9K | |
| ORACLE CORP | ORCL | $264.5K | 1,926 | -0.02pp | 6q | -9.9%-$29.1K | |
| DUTCH BROS INC | BROS | $253.9K | 6,584 | -0.10pp | 6q | +3.4%+$8.3K | |
| INTUIT | INTU | $245.1K | 889 | -0.08pp | 12q | -40.9%-$169.9K | |
| VANGUARD INDEX FDS | VTI | $244.4K | 653 | -0.02pp | 8q | -17.2%-$50.9K | |
| INVESCO QQQ TR | QQQ | $241.2K | 326 | flat | 2q | HELD | |
| RTX CORPORATION | RTX | $239.0K | 1,287 | - | new | NEW | |
| MASTEC INC | MTZ | $204.4K | 957 | flat | 2q | +98.5%+$101.5K | |
| MERCK & CO INC | MRK | $204.2K | 1,405 | - | new | NEW | |
| NORDIC AMERICAN TANKERS LIMI | NAT | $91.9K | 11,634 | +0.02pp | 4q | +3.5%+$3.1K |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Semiconductors & Electronics | $44.1M | 22.9% |
| Computer Hardware | $26.7M | 13.9% |
| Retail & Consumer | $25.9M | 13.5% |
| Software & IT Services | $22.2M | 11.5% |
| Biotech & Pharma | $11.8M | 6.1% |
| Business Services | $11.6M | 6.0% |
| Capital Markets | $11.4M | 5.9% |
| Food, Drink & Tobacco | $4.5M | 2.3% |
| Energy | $3.8M | 2.0% |
| Banks & Lending | $3.7M | 1.9% |
| Other sectors | $13.4M | 6.9% |
| Not classified | $13.5M | 7.0% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +0.8% | +2.1% | -1.3% | 100% |
| Q2 2026 | +14.0% | +14.8% | -0.9% | 100% |
| Q1 2026 | -3.5% | -4.6% | +1.2% | 100% |
| Q4 2025 | +4.5% | +2.4% | +2.1% | 100% |
| Q3 2025 | +8.4% | +7.8% | +0.6% | 100% |
| Q2 2025 | +11.4% | +10.5% | +1.0% | 100% |
| Q1 2025 | -5.0% | -4.6% | -0.5% | 100% |
| Q4 2024 | +3.2% | +2.1% | +1.1% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $192.5M | 72 | 5 | 29 | 35 | 3 | 52.6% | 19 |
| Q2 2026 | $193.3M | 70 | 5 | 30 | 26 | 1 | 51.9% | 45 |
| Q1 2026 | $167.2M | 66 | 4 | 32 | 26 | 3 | 51.9% | 45 |
| Q4 2025 | $174.1M | 65 | 2 | 33 | 21 | 4 | 53.2% | 44 |
| Q3 2025 | $167.5M | 67 | 3 | 29 | 29 | 7 | 52.1% | 41 |
| Q2 2025 | $157.3M | 71 | 12 | 26 | 31 | 2 | 52.7% | 37 |
| Q1 2025 | $137.6M | 61 | 3 | 21 | 36 | 4 | 53.0% | 39 |
| Q4 2024 | $146.8M | 62 | 3 | 24 | 28 | 5 | 55.3% | 44 |
| Q3 2024 | $144.8M | 64 | 5 | 37 | 15 | 5 | 54.7% | 37 |
| Q2 2024 | $137.8M | 64 | 3 | 23 | 23 | 2 | 57.9% | 43 |
| Q1 2024 | $127.2M | 63 | 3 | 5 | 47 | 2 | 54.4% | 43 |
| Q4 2023 | $120.8M | 62 | 0 | 0 | 0 | 0 | 50.8% | 44 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.