MIRAE ASSET SECURITIES (USA) INC.
Reported holdings as of Q3 2026, from 10 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T PUT | SPY | $653.0M | 556,248 | -9.10pp | 7q | -34.4%-$342.7M | |
| INVESCO QQQ TR PUT | QQQ | $274.9M | 321,579 | -3.25pp | 10q | -20.1%-$69.0M | |
| ISHARES TR PUT | IWM | $233.1M | 788,774 | -1.00pp | 8q | +9.2%+$19.7M | |
| SELECT SECTOR SPDR TR PUT | XLI | $201.0M | 553,458 | +1.99pp | 10q | +57.1%+$73.0M | |
| META PLATFORMS INC PUT | META | $145.3M | 100,429 | +2.49pp | 2q | +99.9%+$72.6M | |
| ALPHABET INC PUT | GOOGL | $137.7M | 200,322 | +1.35pp | 10q | +59.3%+$51.3M | |
| NVIDIA CORPORATION PUT | NVDA | $125.8M | 275,699 | +0.61pp | 5q | +5.6%+$6.6M | |
| SPDR SERIES TRUST | XOP | $116.6M | 650,000 | - | new | NEW | |
| ISHARES INC PUT | EWY | $109.8M | 300,622 | -0.31pp | 4q | HELD | |
| SPDR SERIES TRUST | XRT | $106.8M | 1,300,000 | -0.20pp | 10q | HELD | |
| TESLA INC PUT | TSLA | $106.6M | 150,389 | +1.81pp | 7q | +199.3%+$71.0M | |
| ALPHABET INC PUT | GOOG | $102.3M | 150,322 | +0.79pp | 6q | +42.3%+$30.4M | |
| VANECK ETF TRUST PUT | SMH | $91.4M | 75,148 | -2.94pp | 2q | -50.1%-$91.7M | |
| VANECK ETF TRUST PUT | GDX | $88.0M | 502,573 | +2.04pp | 3q | +397.7%+$70.3M | |
| PALANTIR TECHNOLOGIES INC PUT | PLTR | $84.2M | 225,322 | +0.89pp | 4q | HELD | |
| SPDR SERIES TRUST PUT | XHB | $67.3M | 600,487 | +0.27pp | 10q | +20.1%+$11.3M | |
| SPDR SERIES TRUST PUT | XBI | $63.2M | 250,674 | +1.33pp | 10q | +150.7%+$38.0M | |
| QUALCOMM INC PUT | QCOM | $60.8M | 165,162 | +0.15pp | 10q | +9.9%+$5.5M | |
| STATE STR SPDR S&P MIDCAP 40 | MDY | $51.0M | 77,729 | +0.45pp | 6q | +55.2%+$18.2M | |
| SELECT SECTOR SPDR TR PUT | XLV | $50.7M | 200,852 | - | new | NEW | |
| ORACLE CORP PUT | ORCL | $41.2M | 150,156 | +0.74pp | 4q | +199.2%+$27.4M | |
| CHEVRON CORPORATION PUT | CVX | $40.9M | 100,177 | - | new | NEW | |
| SELECT SECTOR SPDR TR PUT | XLK | $39.3M | 100,636 | - | new | NEW | |
| SPDR GOLD TR PUT | GLD | $38.1M | 50,099 | - | new | NEW | |
| ADVANCED MICRO DEVICES INC PUT | AMD | $36.8M | 30,196 | +0.06pp | 4q | HELD | |
| TRAVELERS COMPANIES INC PUT | TRV | $35.7M | 50,108 | -0.85pp | 2q | -50.0%-$35.7M | |
| LAM RESEARCH CORP PUT | LRCX | $32.9M | 50,109 | - | new | NEW | |
| AMERICAN EXPRESS CO PUT | AXP | $30.5M | 50,313 | - | new | NEW | |
| UNITED STS OIL FD LP PUT | USO | $29.2M | 100,287 | -0.08pp | 3q | -33.3%-$14.6M | |
| HOME DEPOT INC PUT | HD | $28.5M | 50,108 | +0.30pp | 7q | +99.9%+$14.2M | |
| SELECT SECTOR SPDR TR | XLP | $28.2M | 350,000 | -0.02pp | 10q | HELD | |
| ISHARES TR PUT | FXI | $27.2M | 400,744 | - | new | NEW | |
| JOHNSON & JOHNSON PUT | JNJ | $26.5M | 50,105 | +0.39pp | 2q | +99.8%+$13.2M | |
| MICROSOFT CORP PUT | MSFT | $25.7M | 25,055 | -1.89pp | 10q | -80.1%-$103.2M | |
| AMAZON COM INC PUT | AMZN | $25.0M | 50,149 | -0.97pp | 2q | -60.2%-$37.7M | |
| BERKSHIRE HATHAWAY INC DEL PUT | BRKB | $24.9M | 25,054 | flat | 2q | HELD | |
| PEPSICO INC PUT | PEP | $24.2M | 95,705 | - | new | NEW | |
| NETFLIX INC. PUT | NFLX | $20.9M | 150,314 | - | new | NEW | |
| WALMART INC PUT | WMT | $20.8M | 100,047 | +0.11pp | 2q | +33.0%+$5.2M | |
| BROADCOM INC PUT | AVGO | $17.6M | 25,165 | -0.04pp | 10q | HELD | |
| T MOBILE US INC PUT | TMUS | $16.3M | 50,071 | - | new | NEW | |
| PAYPAL HLDGS INC PUT | PYPL | $15.8M | 150,328 | +0.14pp | 3q | +20.0%+$2.6M | |
| CONOCOPHILLIPS PUT | COP | $12.5M | 50,023 | +0.06pp | 2q | HELD | |
| BITMINE IMMERSION TECHS INC PUT | BMNR | $10.6M | 200,440 | - | new | NEW | |
| EQT Corp PUT | EQT | $8.7M | 89,688 | +0.11pp | 3q | +100.2%+$4.4M | |
| ISHARES INC PUT | EWZ | $7.5M | 100,200 | - | new | NEW | |
| DOLLAR GEN CORP PUT | DG | $6.0M | 25,011 | - | new | NEW | |
| Ovintiv Inc. PUT | OVV | $5.8M | 50,022 | - | new | NEW | |
| CALUMET INC PUT | CLMT | $5.3M | 50,313 | - | new | NEW | |
| NORTHERN OIL & GAS INC PUT | NOG | $4.8M | 105,226 | - | new | NEW | |
| PHILIP MORRIS INTL INC PUT | PM | $3.8M | 10,021 | +0.01pp | 4q | HELD | |
| ETF SER SOLUTIONS PUT | JETS | $2.8M | 50,039 | - | new | NEW | |
| INVESTMENT MANAGERS SER TR I | AXTX | $2.6M | 75,000 | - | new | NEW | |
| ISHARES TR | IYR | $1.8M | 18,978 | - | new | NEW | |
| GRANITESHARES ETF TR | AMDL | $1.6M | 20,000 | - | new | NEW | |
| INVESTMENT MANAGERS SER TR I | CBRX | $1.0M | 125,000 | - | new | NEW | |
| INVESTMENT MANAGERS SER TR | CEGX | $865.1K | 75,000 | - | new | NEW | |
| INVESTMENT MANAGERS SER TR I | COHX | $669.6K | 30,000 | - | new | NEW | |
| INVESTMENT MANAGERS SER TR I TRAD 2X | WULX | $317.8K | 25,000 | - | new | NEW | |
| GraniteShares 2x Long SK Hynix Daily ETF | SKUU | $281.6K | 10,000 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $704.0M | 19.7% |
| Software & IT Services | $536.5M | 15.0% |
| Semiconductors & Electronics | $241.0M | 6.7% |
| Autos & Aerospace | $106.6M | 3.0% |
| Retail & Consumer | $80.2M | 2.2% |
| Energy | $77.9M | 2.2% |
| Capital Markets | $67.3M | 1.9% |
| Insurance | $60.6M | 1.7% |
| Other sectors | $181.5M | 5.1% |
| Not classified | $1.5B | 42.5% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +0.3% | +2.1% | -1.8% | 63% |
| Q2 2026 | +16.5% | +14.8% | +1.7% | 78% |
| Q1 2026 | -2.3% | -4.6% | +2.4% | 69% |
| Q4 2025 | -0.1% | +2.4% | -2.4% | 69% |
| Q3 2025 | +7.5% | +7.8% | -0.3% | 69% |
| Q2 2025 | +11.9% | +10.5% | +1.4% | 64% |
| Q1 2025 | -6.4% | -4.6% | -1.8% | 64% |
| Q4 2024 | -0.7% | +2.1% | -2.8% | 70% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $3.6B | 60 | 26 | 18 | 7 | 40 | 58.9% | 15 |
| Q2 2026 | $3.6B | 74 | 26 | 18 | 24 | 51 | 69.6% | 36 |
| Q1 2026 | $2.7B | 99 | 49 | 21 | 14 | 55 | 59.4% | 29 |
| Q4 2025 | $3.6B | 105 | 48 | 24 | 14 | 31 | 46.5% | 42 |
| Q3 2025 | $3.3B | 88 | 38 | 13 | 23 | 61 | 49.8% | 24 |
| Q2 2025 | $3.3B | 111 | 59 | 17 | 21 | 58 | 49.2% | 36 |
| Q1 2025 | $3.6B | 110 | 62 | 13 | 22 | 37 | 39.7% | 45 |
| Q4 2024 | $3.3B | 85 | 45 | 14 | 10 | 38 | 49.6% | 42 |
| Q3 2024 | $2.5B | 78 | 30 | 26 | 11 | 58 | 49.9% | 37 |
| Q2 2024 | $2.1B | 106 | 0 | 0 | 0 | 0 | 47.3% | 31 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.