DaveManuel.com · Institutional Ownership · 13F Holdings
Warberg Asset Management LLC
Reported holdings as of Q2 2026, from 23 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T CALL+PUT | SPY | $175.2M | options only | - | new | OPTIONS | |
| GRANITE CONSTR INC | $46.9M | 14,102,000 | - | new | DEBT | ||
| MCHP 1 5/8 02/15/27 | $42.0M | 15,275,000 | +4.22pp | 19q | DEBT | ||
| ASTRONICS CORP | $31.3M | 7,185,000 | +4.82pp | 3q | DEBT | ||
| LIVE NATION ENTERTAINMENT IN | $19.0M | 10,684,000 | +0.75pp | 7q | DEBT | ||
| NEXTNAV INC | NN | $15.3M | 859,839 | - | new | NEW | |
| INVESCO QQQ TR PUT | QQQ | $14.0M | options only | +2.25pp | 2q | OPTIONS | |
| CORNERSTONE STRATEGIC INVEST | CLM | $13.9M | 1,836,581 | +1.25pp | 2q | +76.3%+$6.0M | |
| GUARDANT HEALTH INC | $12.6M | 5,000,000 | - | new | DEBT | ||
| HEWLETT PACKARD ENTERPRISE C | HPEPRC | $11.7M | 100,154 | - | new | NEW | |
| TXNM ENERGY INC | $8.9M | 6,809,000 | +0.50pp | 2q | DEBT | ||
| LIBERTY MEDIA CORP 3.75 03/15/2028 | $8.6M | 7,500,000 | - | new | DEBT | ||
| CORE SCIENTIFIC INC NEW | CORZW | $7.2M | 385,028 | +0.92pp | 9q | +43.7%+$2.2M | |
| ORMAT TECHNOLOGIES INC | $7.2M | 5,700,000 | - | new | DEBT | ||
| APOLLO GLOBAL MGMT INC | APOPRA | $6.7M | 110,589 | - | new | NEW | |
| LUMENTUM HLDGS INC | $6.7M | 1,020,000 | - | new | DEBT | ||
| LCII 3 03/01/30 | $6.2M | 5,500,000 | -0.19pp | 2q | DEBT | ||
| ALNYLAM PHARMACEUTICALS INC | $6.0M | 5,002,000 | +0.02pp | 4q | DEBT | ||
| AKAMAI TECHNOLOGIES INC | $5.1M | 3,500,000 | - | new | DEBT | ||
| Halozyme Thera 1.000 | $5.1M | 3,500,000 | -0.36pp | 5q | DEBT | ||
| NVIDIA CORPORATION PUT | NVDA | $4.4M | options only | - | new | OPTIONS | |
| JAZZ INVESTMENTS I LTD | $4.3M | 2,500,000 | - | new | DEBT | ||
| A10 NETWORKS INC 2.75 04/01/2030 144A | $4.2M | 2,500,000 | - | new | DEBT | ||
| MIRUM PHARMACEUTICALS INC | $3.9M | 1,045,000 | - | new | DEBT | ||
| VANECK ETF TRUST CALL+PUT | SMH | $3.5M | options only | - | new | OPTIONS | |
| Snowflake 0.000 01-Oct-2029 | $3.5M | 2,000,000 | -0.17pp | 2q | DEBT | ||
| ISHARES TR PUT | TLT | $3.5M | options only | +0.60pp | 2q | OPTIONS | |
| FLUOR CORP | $3.3M | 2,500,000 | - | new | DEBT | ||
| EPR PPTYS PFD C CV 5.75 | EPRPRC | $2.9M | 115,000 | +0.16pp | 13q | +15.1%+$386.3K | |
| EVERGY INC | $2.5M | 1,747,000 | +0.19pp | 4q | DEBT | ||
| CENTURY ALUM CO | $2.5M | 1,000,000 | +0.35pp | 3q | DEBT | ||
| UBER TECHNOLOGIES INC | $2.3M | 1,953,000 | +0.03pp | 5q | DEBT | ||
| STEREOTAXIS INC | STXS | $1.9M | 1,108,889 | +0.01pp | 10q | +1.3%+$25.4K | |
| POST HLDGS INC | $1.8M | 1,728,000 | -0.04pp | 8q | DEBT | ||
| AKAMAI TECHNOLOGIES INC | $1.8M | 1,500,000 | -0.15pp | 2q | DEBT | ||
| EPR PROPERTIES | EPRPRE | $1.7M | 54,398 | +0.07pp | 5q | +10.4%+$163.6K | |
| ALBEMARLE CORP | ALBPRA | $1.7M | 30,305 | -0.16pp | 3q | -21.3%-$453.6K | |
| ROUNDHILL ETF TRUST PUT | DRAM | $1.6M | options only | - | new | OPTIONS | |
| FG IMPERII ACQUISITION CORP | FGII | $1.5M | 149,908 | +0.01pp | 2q | -3.2%-$49.6K | |
| BANK OF AMER CORP | BACPRL | $1.5M | 1,180 | -0.03pp | 3q | -21.3%-$401.4K | |
| Xsolla SPAC 1 | XSLL | $1.4M | 138,736 | +0.02pp | 2q | -3.0%-$42.3K | |
| UNITED AIRLS HLDGS INC CALL | UAL | $1.4M | options only | - | new | OPTIONS | |
| AMPRIUS TECHNOLOGIES INC PUT | AMPX | $1.3M | 47,000 | - | new | NEW | |
| WISDOMTREE INC | $1.2M | 829,000 | -0.33pp | 4q | DEBT | ||
| STARBUCKS CORP PUT | SBUX | $1.2M | options only | - | new | OPTIONS | |
| ESPERION THERAPEUTICS INC NECOM PUT | ESPR | $1.2M | options only | - | new | OPTIONS | |
| ISHARES SILVER TR CALL | SLV | $1.1M | options only | - | new | OPTIONS | |
| VENDOME ACQUISITION CORP I C | VNME | $1.1M | 111,183 | flat | 4q | -6.6%-$79.5K | |
| PAYPAL HLDGS INC CALL | PYPL | $1.1M | options only | - | new | OPTIONS | |
| Collective Acquisition Corp Unit 04/27/2031 | CAIIU | $1.0M | 99,668 | - | new | NEW | |
| Praetorian Acquisition Corp | PTOR | $993.0K | 99,999 | +0.02pp | 2q | HELD | |
| Revolution Medicines Inc Warrant Exp 12/17/202 | RVMDW | $889.2K | 94,797 | - | new | NEW | |
| NEW ENGLAND RLTY ASSOC LTD P | NEN | $886.2K | 15,100 | -0.02pp | 23q | -14.7%-$152.9K | |
| KIMCO RLTY CORP DP CV CL N 7.25 | KIMPRN | $862.4K | 13,707 | - | new | NEW | |
| ORIGIN INVT CORP I | ORIQ | $862.0K | 83,610 | +0.01pp | 4q | HELD | |
| BLACKHAWKACQUISITIONCORP | BKHA | $856.6K | 71,923 | +0.02pp | 9q | -0.6%-$4.8K | |
| CRITICAL METALS CORP PUT | CRML | $822.0K | options only | - | new | OPTIONS | |
| INTEL CORP CALL | INTC | $768.0K | options only | - | new | OPTIONS | |
| CORNING INC PUT | GLW | $766.3K | options only | - | new | OPTIONS | |
| D BORAL ACQUISITION I CORP | DBCA | $766.2K | 76,851 | +0.01pp | 2q | HELD | |
| KOCHAV DEFENSE ACQUI CO | KCHV | $757.8K | 73,072 | +0.01pp | 4q | -4.8%-$38.5K | |
| X3 Acquisition Corp Ltd | XCBE | $749.2K | 75,000 | +0.01pp | 2q | HELD | |
| ACP Holdings Acquisition Corp | ACGC | $737.3K | 74,172 | - | new | NEW | |
| VINE HILL CAP INVTS CORP II | VHCP | $703.5K | 70,494 | +0.01pp | 2q | HELD | |
| RF ACQUISITION CORP III | RFAM | $692.1K | 69,949 | +0.01pp | 2q | HELD | |
| SPACE EXPLORATION TECHN CORP PUT | SPCX | $683.4K | options only | - | new | OPTIONS | |
| Silicon Valley Acquisition Corp | SVAQ | $666.8K | 66,247 | flat | 2q | -11.7%-$88.1K | |
| VANECK ETF TRUST | GDXJ | $611.3K | 6,222 | - | new | NEW | |
| AMPLITECH GROUP INC | AMPGR | $596.4K | 309,044 | +0.11pp | 2q | +54.4%+$210.2K | |
| USA RARE EARTH INC | USAR | $546.7K | 25,333 | +0.04pp | 3q | HELD | |
| VALARIS LIMITED | VALWS | $516.6K | 62,800 | -0.02pp | 2q | +51.5%+$175.5K | |
| CAL REDWOOD ACQUISITION COR | CRAQ | $514.0K | 49,900 | +0.01pp | 4q | HELD | |
| JAB ACQUISITION CORP I | JABRU | $513.2K | 51,168 | - | new | NEW | |
| ACM RESH INC PUT | ACMR | $507.6K | options only | - | new | OPTIONS | |
| BURTECH ACQUISITION CORP II | BRKHU | $502.5K | 50,000 | - | new | NEW | |
| ART TECHNOLOGY ACQ CRP; TNT ACQ DT: 4/6/2028; CASH: $10.00 | ARTC | $496.5K | 50,000 | +0.01pp | 2q | HELD | |
| CROWN RESV ACQUISITION CORP | CRAC | $476.2K | 47,106 | +0.01pp | 3q | HELD | |
| CLEARTHINK 1 ACQUISITION COR | CTAA | $475.6K | 47,995 | - | new | NEW | |
| MILUNA ACQUISITION CORP | MMTX | $464.9K | 45,989 | +0.01pp | 3q | HELD | |
| SC ACQ CRP II; TNT ACQ DT: 5/25/2027; CASH: $10.00 | SCII | $463.4K | 46,200 | +0.01pp | 2q | HELD | |
| Thayer Ventures Acquisition Corp II | TVAI | $461.3K | 44,699 | +0.01pp | 4q | HELD | |
| INDIGO ACQ | INAC | $457.3K | 44,612 | +0.01pp | 4q | HELD | |
| LAKE SUPERIOR ACQUISITION CO | LKSP | $455.8K | 44,947 | +0.01pp | 3q | HELD | |
| CANTOR EQUITY PARTNERS I INC | CEPO | $443.6K | 42,252 | - | new | NEW | |
| BARCLAYS BANK PLC CALL | VXX | $441.8K | options only | - | new | OPTIONS | |
| OCCIDENTAL PETE CORP | OXYWS | $407.1K | 15,292 | -3.41pp | 5q | -96.9%-$12.5M | |
| ALPEX ACQUISITION CORP | ALPXU | $400.8K | 40,000 | - | new | NEW | |
| POST HLDGS INC | POST | $397.0K | 4,500 | flat | 3q | HELD | |
| GLOBA TERRA ACQUISITION COR | GTERA | $374.3K | 36,300 | +0.01pp | 4q | HELD | |
| OTG Acquisition Corp I | OTGA | $360.2K | 35,438 | +0.01pp | 3q | HELD | |
| CHAMPIONSGATE ACQUISITION CO | CHPG | $358.0K | 34,442 | +0.01pp | 4q | -0.9%-$3.1K | |
| ON SEMICONDUCTOR CORP | $357.1K | 196,000 | +0.06pp | 2q | DEBT | ||
| AA MISSION ACQUISITION CORP O | YCY | $355.5K | 34,987 | +0.01pp | 3q | HELD | |
| NEXTERA ENERGY CAP HLDGS INC | $333.8K | 254,000 | flat | 4q | DEBT | ||
| FUTUREWAVE ACQUISITION CORP | FWACU | $321.5K | 32,056 | - | new | NEW | |
| REGENTIS BIOMATERIALS LTD | RGNT | $306.2K | 86,980 | - | new | NEW | |
| ALNYLAM PHARMACEUTICALS INC | ALNY | $301.1K | 1,000 | - | new | NEW | |
| HARVARD AVE ACQUISITION CORP | HAVA | $299.8K | 29,685 | -0.01pp | 3q | -20.8%-$78.9K | |
| DUNEACQUISITIONCORPII | CCAQ | $288.2K | 27,601 | flat | 5q | -2.5%-$7.3K | |
| AMPLITECH GROUP INC CALL | AMPG | $285.4K | options only | - | new | OPTIONS | |
| i-80 Gold Corp | IAUXWS | $285.1K | 367,824 | flat | 4q | +26.1%+$59.0K | |
| FORTUNEX ACQUISITION CORP | FXACU | $284.1K | 28,269 | - | new | NEW | |
| BIOVIE INC | BIVIW | $276.0K | 613,426 | +0.03pp | 4q | +34.3%+$70.6K | |
| INFLEQTION INC | INFQWS | $275.5K | 40,100 | - | new | NEW | |
| MCKINLEY A | MKLY | $274.1K | 27,000 | flat | 3q | HELD | |
| DIGI PWR X INC COM SUB PUT | DGXX | $272.5K | 25,000 | - | new | NEW | |
| Solarius Capital Acquisition Corp | SOCA | $255.4K | 24,895 | flat | 4q | HELD | |
| AMPLITECH GROUP INC | AMPGZ | $252.9K | 174,400 | +0.04pp | 2q | +4.6%+$11.2K | |
| EVOLUTION GLOBAL ACQUISITION | EVOX | $250.5K | 25,000 | flat | 3q | HELD | |
| Tailwind 2.0 Acquisition Corp | TDWD | $250.0K | 24,900 | flat | 3q | HELD | |
| Proem Acquisition Corp I | PAACU | $247.6K | 24,564 | -0.04pp | 2q | -52.3%-$271.5K | |
| LAFAYETTE | LAFA | $246.5K | 24,453 | flat | 3q | HELD | |
| QUARTZSEAACQUISITIONCORP | QSEA | $241.1K | 22,916 | +0.01pp | 5q | +4.4%+$10.2K | |
| StoneBridge Acquisition II Corp | APAC | $241.0K | 23,700 | flat | 3q | -13.8%-$38.6K | |
| RIBBON ACQUISITION CORP | RIBB | $234.8K | 21,826 | flat | 6q | HELD | |
| BRIGHTSPRING HEALTH SVCS INC | BTSGU | $223.1K | 968 | - | new | NEW | |
| CRANE HBR ACQUISITION CORP I | CRAN | $221.9K | 21,908 | flat | 2q | -6.8%-$16.2K | |
| UNITED STS OIL FD LP PUT | USO | $212.9K | options only | - | new | OPTIONS | |
| ROMAN DBDR ACQUISITION CORP | DRDB | $212.9K | 20,206 | flat | 6q | -12.9%-$31.6K | |
| BITCOIN IN | BIXI | $199.9K | 20,000 | flat | 2q | HELD | |
| COPLEYACQUISITIONCORP | COPL | $175.2K | 16,794 | flat | 5q | -3.5%-$6.3K | |
| NEOVOLTAINC | NEOVW | $175.1K | 125,321 | flat | 15q | -17.1%-$36.1K | |
| EXYN TECHNOLOGIES INC | EXYNW | $169.0K | 127,084 | - | new | NEW | |
| PG&E CORP CALL | PCG | $168.2K | options only | - | new | OPTIONS | |
| CSLM DIGIT | KOYN | $160.5K | 15,828 | flat | 4q | HELD | |
| OPTIMUM COMMUNICATIONS INC | OPTU | $143.7K | 99,090 | - | new | NEW | |
| BRIACELL THERAPEUTICS CORP | BCTXL | $142.0K | 159,555 | +0.01pp | 2q | +38.7%+$39.7K | |
| TENON MEDICAL INC | TNON | $140.4K | 430,407 | - | new | NEW | |
| BIMERGEN ENERGY CORP | BESSWS | $137.3K | 72,282 | +0.01pp | 2q | -25.7%-$47.4K | |
| EUREKAACQUISITIONCORP | EURK | $115.1K | 10,057 | flat | 8q | -21.3%-$31.2K | |
| OAKTREE AC | OACC | $107.4K | 10,037 | flat | 2q | HELD | |
| DAKOTA GOLD CORP | DC | $106.7K | 25,045 | flat | 2q | HELD | |
| OYSTER ENTERPRISES II ACQUIS ORD SH | OYSE | $102.9K | 10,000 | flat | 4q | HELD | |
| REIN THERAPEUTICS INC | RNTX | $101.0K | 99,000 | - | new | NEW | |
| GREENLAND ENERGY CO WT EXP 042931 | GLNDW | $87.0K | 102,405 | - | new | NEW | |
| LiqTech International, Inc. | LIQT | $77.9K | 91,746 | - | new | NEW | |
| MOBILICOM LTD | MOBBW | $76.4K | 38,200 | flat | 16q | -25.0%-$25.4K | |
| Gold Royalty Corp | GROYWS | $76.1K | 76,822 | -0.01pp | 3q | +12.1%+$8.2K | |
| DUKE ROBOTICS CORP | DUKRW | $61.4K | 47,625 | - | new | NEW | |
| HNR ACQUISITION CORP WT 2/04/26 | EONRWS | $39.5K | 515,167 | flat | 10q | -5.8%-$2.4K | |
| PRAIRIE OPER CO CALL | PROP | $35.0K | options only | flat | 2q | OPTIONS | |
| NAMIBMINERALS | NAMMW | $29.1K | 132,494 | flat | 5q | HELD | |
| AMESITE INC COM NEW | AMST | $19.0K | 14,287 | - | new | NEW | |
| T1 ENERGY INC | TEWS | $16.3K | 85,922 | - | new | NEW | |
| LIVEWIRE GROUP INC | LVWRWS | $11.9K | 594,393 | flat | 5q | -0.9% | |
| ACP Holdings Acquisition Corp | ACGCW | $11.6K | 38,633 | - | new | NEW | |
| ALEANNA INC | ANNAW | $9.4K | 30,473 | - | new | NEW | |
| FG Imperii Acquisition Corp | FGIIW | $8.5K | 34,019 | flat | 2q | -8.1% | |
| FLYEXCLUSIVEINC | FLYXWS | $6.0K | 29,800 | flat | 8q | -9.8% | |
| X3 Acquisition Corp Ltd | XCBEW | $5.6K | 20,737 | flat | 2q | -44.7%-$4.5K | |
| Diana Shipping Inc Warrant | DSXWS | $5.2K | 34,500 | - | new | NEW | |
| Generation Essentials Group | TGEWS | $5.0K | 31,944 | flat | 5q | -10.7% | |
| ERNEXA THERAPEUTICS INC | ERNAW | $5.0K | 69,430 | flat | 2q | -72.6%-$13.1K | |
| NEXGELINC | NXGLW | $4.7K | 145,591 | flat | 7q | HELD | |
| CID HOLDCO INC | DAICW | $4.6K | 377,800 | flat | 5q | HELD | |
| Xsolla SPAC 1 | XSLLW | $3.1K | 13,991 | flat | 2q | -50.4%-$3.2K | |
| Shreya Acquisition Group | SAGUWS | $2.0K | 34,300 | - | new | NEW | |
| Aeries Technology Inc | AERTW | $1.4K | 70,787 | flat | 11q | HELD | |
| MURANO GLOBAL INVTS PLC | MRNOW | $825 | 55,374 | flat | 9q | -12.1% | |
| CEAINDUSTRIESINC | BNCWW | $784 | 35,000 | flat | 18q | HELD | |
| SAVERONE2014LTD | SVREW | $735 | 66,820 | flat | 17q | -46.6% | |
| OPPFI INC | OPFIWS | $708 | 23,600 | flat | 6q | -68.2%-$1.5K | |
| CROWN RESV ACQUISITION CORP | CRACW | $650 | 12,352 | flat | 3q | HELD | |
| Anghami Inc | ANGHW | $331 | 40,409 | flat | 18q | HELD | |
| Hub Cyber Security Ltd | HUBCW | $310 | 18,787 | flat | 14q | -88.5%-$2.4K | |
| RENEW ENERGY GLOBAL PLC | RNWWW | $103 | 31,092 | flat | 14q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Funds & ETFs | $189.1M | 34.3% |
| Holding & Investment | $22.2M | 4.0% |
| Autos & Aerospace | $15.5M | 2.8% |
| Other sectors | $32.3M | 5.9% |
| Not classified | $292.1M | 53.0% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q2 2026 | $551.1M | 166 | 62 | 19 | 43 | 88 | 69.3% | 42 |
| Q1 2026 | $599.6M | 192 | 73 | 18 | 28 | 62 | 72.8% | 37 |
| Q4 2025 | $831.2M | 181 | 61 | 27 | 24 | 68 | 76.3% | 44 |
| Q3 2025 | $626.9M | 188 | 74 | 32 | 23 | 68 | 61.7% | 37 |
| Q2 2025 | $643.2M | 182 | 68 | 33 | 25 | 77 | 55.8% | 43 |
| Q1 2025 | $605.4M | 191 | 62 | 33 | 40 | 69 | 55.3% | 39 |
| Q4 2024 | $655.5M | 198 | 61 | 32 | 39 | 72 | 62.6% | 44 |
| Q3 2024 | $562.1M | 209 | 62 | 37 | 41 | 73 | 53.5% | 37 |
| Q2 2024 | $658.4M | 220 | 74 | 39 | 39 | 67 | 64.0% | 40 |
| Q1 2024 | $696.5M | 213 | 47 | 55 | 39 | 66 | 65.9% | 36 |
| Q4 2023 | $528.0M | 232 | 57 | 52 | 52 | 69 | 63.1% | 38 |
| Q3 2023 | $495.6M | 244 | 69 | 51 | 52 | 63 | 67.5% | 44 |
| Q2 2023 | $602.6M | 238 | 80 | 43 | 46 | 91 | 72.3% | 40 |
| Q1 2023 | $507.5M | 249 | 70 | 52 | 46 | 92 | 67.2% | 45 |
| Q4 2022 | $638.4M | 271 | 89 | 50 | 44 | 101 | 75.4% | 44 |
| Q3 2022 | $578.3M | 283 | 113 | 51 | 43 | 81 | 68.7% | 38 |
| Q2 2022 | $455.0M | 251 | 88 | 60 | 33 | 68 | 59.6% | 42 |
| Q1 2022 | $21.6B | 231 | 86 | 69 | 26 | 52 | 95.2% | 43 |
| Q4 2021 | $539.6M | 197 | 71 | 23 | 50 | 65 | 60.3% | 45 |
| Q3 2021 | $616.7M | 191 | 55 | 51 | 30 | 53 | 61.5% | 46 |
| Q2 2021 | $515.8M | 189 | 93 | 36 | 28 | 51 | 55.4% | 47 |
| Q1 2021 | $301.0M | 147 | 66 | 23 | 32 | 66 | 49.1% | 47 |
| Q4 2020 | $407.6M | 147 | 0 | 0 | 0 | 0 | 54.6% | 47 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.