KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
Reported holdings as of Q3 2026, from 12 quarterly filings.
Holdings
Download these holdings as CSV
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| ISHARES TR | SGOV | $11.2M | 111,437 | +2.06pp | 12q | +61.3%+$4.3M | |
| AGNICO EAGLE MINES LTD | AEM | $11.0M | 60,112 | +0.92pp | 12q | +4.1%+$437.6K | |
| PHILIP MORRIS INTL INC | PM | $8.8M | 46,325 | +0.26pp | 12q | +3.4%+$289.5K | |
| WHEATON PRECIOUS METALS CORP | WPM | $7.9M | 59,245 | +0.67pp | 12q | +3.6%+$277.2K | |
| SOUTHERN COPPER CORP | SCCO | $7.1M | 34,828 | +0.70pp | 12q | +9.8%+$629.8K | |
| CAMECO CORP | CCJ | $6.2M | 71,956 | -0.32pp | 12q | +9.8%+$555.6K | |
| CHARLES SCHWAB CORP (THE) | SCHW | $6.0M | 61,393 | +0.12pp | 12q | +1.0%+$60.8K | |
| JOHNSON CONTROLS INTERNATION | JCI | $6.0M | 40,116 | +0.02pp | 12q | +1.8%+$105.8K | |
| MEDTRONIC PLC | MDT | $4.8M | 55,252 | +0.31pp | 10q | +6.7%+$299.8K | |
| FOMENTO ECONOMICO MEXICANO S | FMX | $4.7M | 39,438 | -0.13pp | 12q | +5.2%+$231.9K | |
| ICICI BK LTD | IBN | $4.3M | 155,050 | +0.11pp | 6q | +14.0%+$523.2K | |
| HARTFORD INSURANCE GROUP INC | HIG | $4.0M | 32,307 | -0.09pp | 8q | +6.5%+$240.3K | |
| ROCKWELL AUTOMATION INC | ROK | $3.9M | 9,059 | +0.05pp | 12q | +19.8%+$652.2K | |
| EMBRAER S.A. | EMBJ | $3.9M | 52,100 | +0.25pp | 6q | -0.6%-$22.6K | |
| LEIDOS HOLDINGS INC | LDOS | $3.8M | 30,908 | +0.94pp | 4q | +71.7%+$1.6M | |
| BARRICK MNG CORP | B | $3.7M | 91,965 | +0.30pp | 4q | +10.3%+$347.9K | |
| CISCO SYS INC | CSCO | $3.6M | 33,905 | -0.62pp | 5q | -16.0%-$693.9K | |
| QUALCOMM INC | QCOM | $3.1M | 17,085 | +0.37pp | 12q | +34.6%+$807.6K | |
| ABBOTT LABORATORIES | ABT | $3.1M | 31,125 | +0.16pp | 6q | +5.2%+$150.7K | |
| UNUM GROUP | UNM | $2.8M | 31,500 | +0.01pp | 7q | +5.4%+$140.4K | |
| SONY GROUP CORP | SONY | $2.7M | 114,937 | +0.25pp | 6q | +7.7%+$192.9K | |
| DELTA AIR LINES INC | DAL | $2.6M | 31,735 | - | new | NEW | |
| ALAMOS GOLD INC | AGI | $2.5M | 77,233 | -0.53pp | 6q | -32.0%-$1.2M | |
| CINCINNATI FINL CORP | CINF | $2.5M | 15,660 | +0.09pp | 7q | +28.5%+$553.8K | |
| BANCO BILBAO VIZCAYA ARGENTA | BBVA | $2.4M | 87,784 | +0.10pp | 5q | +0.7%+$16.4K | |
| TOAST INC | TOST | $2.4M | 81,119 | +0.03pp | 5q | +1.1%+$26.5K | |
| UNILEVER PLC | UL | $2.3M | 37,747 | -0.07pp | 4q | -4.0%-$96.7K | |
| OPERA LTD | OPRA | $2.3M | 128,338 | -0.39pp | 8q | -13.6%-$354.6K | |
| SOUTHERN CO | SO | $2.3M | 27,174 | -0.13pp | 6q | +6.3%+$132.5K | |
| BAXTER INTL INC | BAX | $2.2M | 92,834 | - | new | NEW | |
| FRANCO NEV CORP | FNV | $2.2M | 9,353 | +0.15pp | 12q | +3.5%+$74.3K | |
| MASCO CORP | MAS | $2.1M | 31,835 | -0.17pp | 12q | +7.3%+$146.8K | |
| VIVMARK RESIDENTIAL | VMRK | $2.1M | 34,911 | - | new | NEW | |
| CSX CORP | CSX | $2.1M | 44,400 | +0.27pp | 2q | +42.3%+$613.9K | |
| MCKESSON CORP | MCK | $2.1M | 2,417 | +0.19pp | 10q | +11.1%+$205.8K | |
| HUBBELL INC | HUBB | $2.0M | 4,363 | -0.17pp | 10q | +1.3%+$24.9K | |
| IMPERIAL OIL LTD | IMO | $1.9M | 15,114 | +0.40pp | 5q | +61.9%+$711.2K | |
| ZOOM COMMUNICATIONS INC | ZM | $1.8M | 19,387 | +0.01pp | 9q | -1.1%-$19.8K | |
| QUEST DIAGNOSTICS INC | DGX | $1.7M | 7,134 | +0.09pp | 5q | +4.8%+$76.2K | |
| CHIPOTLE MEXICAN GRILL INC | CMG | $1.6M | 50,888 | -0.02pp | 4q | +6.2%+$95.5K | |
| AMETEK INC | AME | $1.6M | 6,308 | +0.10pp | 4q | +14.6%+$199.4K | |
| FORTUNA MNG CORP | FSM | $1.5M | 132,274 | +0.21pp | 10q | +6.8%+$94.3K | |
| JABIL INC | JBL | $1.5M | 5,124 | -0.23pp | 4q | +5.3%+$73.4K | |
| RAYMOND JAMES FINL INC | RJF | $1.5M | 9,270 | +0.07pp | 4q | +8.5%+$114.9K | |
| ASTRAZENECA PLC | AZN | $1.5M | 8,992 | flat | 3q | +20.1%+$243.5K | |
| FREEPORT-MCMORAN INC | FCX | $1.4M | 20,544 | +0.12pp | 5q | +10.2%+$133.1K | |
| AMERICAN ELEC PWR CO INC | AEP | $1.4M | 11,742 | -0.08pp | 12q | +7.1%+$92.8K | |
| SYNCHRONY FINANCIAL | SYF | $1.4M | 19,179 | +0.01pp | 3q | +11.7%+$142.4K | |
| BORGWARNER INC | BWA | $1.3M | 22,012 | - | new | NEW | |
| AMERICA MOVIL SAB DE CV | AMX | $1.3M | 61,357 | -0.12pp | 5q | +7.4%+$89.0K | |
| EMERSON ELEC CO | EMR | $1.3M | 8,172 | +0.03pp | 12q | HELD | |
| APPLIED MATLS INC | AMAT | $1.2M | 2,359 | -0.52pp | 5q | -21.4%-$328.8K | |
| BUCKLE INC | BKE | $1.1M | 26,700 | +0.05pp | 12q | +11.2%+$116.0K | |
| TERADYNE INC | TER | $1.1M | 2,842 | -3.76pp | 5q | -83.5%-$5.8M | |
| HERSHEY CO | HSY | $1.1M | 7,165 | -0.03pp | 12q | +8.9%+$91.9K | |
| GARRETT MOTION INC | GTX | $1.0M | 40,083 | - | new | NEW | |
| COPA HOLDINGS SA | CPA | $1.0M | 7,851 | -0.06pp | 5q | +9.2%+$87.4K | |
| PULTEGROUP INC | PHM | $1.0M | 8,679 | -0.08pp | 4q | +5.7%+$54.7K | |
| EOG RES INC | EOG | $973.1K | 7,064 | -0.27pp | 5q | -37.3%-$579.0K | |
| GENUINE PARTS CO | GPC | $970.3K | 7,716 | +0.02pp | 5q | +1.4%+$13.7K | |
| T MOBILE US INC | TMUS | $951.6K | 5,835 | +0.31pp | 3q | +189.4%+$622.8K | |
| ALLSTATE CORP | ALL | $942.0K | 4,246 | -0.06pp | 12q | -1.4%-$13.5K | |
| INTEL CORP | INTC | $936.7K | 7,791 | -0.09pp | 4q | HELD | |
| ENACT HLDGS INC | ACT | $906.2K | 20,947 | -0.04pp | 4q | HELD | |
| OSHKOSH CORP | OSK | $889.9K | 6,908 | -0.06pp | 8q | +9.1%+$74.5K | |
| AGILENT TECHNOLOGIES INC | A | $841.7K | 4,885 | - | new | NEW | |
| APPLE INC | AAPL | $775.4K | 2,328 | +0.05pp | 12q | +1.1%+$8.7K | |
| BWX TECHNOLOGIES INC | BWXT | $770.8K | 5,626 | -0.13pp | 12q | +8.8%+$62.1K | |
| ISHARES TR | IWD | $763.7K | 3,080 | - | new | NEW | |
| D R HORTON INC | DHI | $712.5K | 5,214 | flat | 5q | +24.0%+$138.0K | |
| EQUINOR ASA | EQNR | $697.3K | 16,762 | +0.08pp | 5q | +1.2%+$8.5K | |
| VANGUARD INDEX FDS | VOO | $695.9K | 993 | +0.13pp | 5q | +62.0%+$266.3K | |
| SEMPRA | SRE | $668.7K | 8,577 | -0.07pp | 5q | +1.4%+$9.2K | |
| TARGET CORP | TGT | $661.1K | 4,219 | -0.04pp | 5q | -22.9%-$196.6K | |
| PPG INDS INC | PPG | $578.4K | 5,544 | -0.02pp | 5q | +12.2%+$62.7K | |
| OLD REP INTL CORP | ORI | $557.5K | 14,943 | -0.01pp | 12q | +7.6%+$39.1K | |
| CORGI ETF TR I | OWN | $479.6K | 19,218 | - | new | NEW | |
| ALPHABET INC | GOOGL | $479.5K | 1,393 | -0.02pp | 3q | -2.0%-$9.6K | |
| QUANTA SVCS INC | PWR | $457.6K | 712 | - | new | NEW | |
| BROADCOM INC | AVGO | $455.1K | 1,296 | -0.03pp | 2q | -2.6%-$12.3K | |
| XCEL ENERGY INC | XEL | $443.7K | 6,295 | -0.02pp | 5q | +9.4%+$38.3K | |
| PROSHARES TR | QLD | $365.0K | 3,816 | - | new | NEW | |
| ISHARES TR | IJJ | $352.1K | 2,557 | - | new | NEW | |
| PROSHARES TR | SSO | $341.0K | 4,918 | - | new | NEW | |
| NVIDIA CORPORATION | NVDA | $312.4K | 1,368 | flat | 3q | -10.5%-$36.5K | |
| EMCOR GROUP INC | EME | $250.5K | 332 | -0.03pp | 3q | -7.0%-$18.9K | |
| WILLIAMS SONOMA INC | WSM | $245.1K | 1,075 | -0.01pp | 2q | -2.5%-$6.2K | |
| FOX CORP | FOXA | $235.0K | 3,752 | - | new | NEW | |
| ISHARES TR | EFV | $226.1K | 2,857 | - | new | NEW | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $225.1K | 452 | -0.02pp | 7q | -9.8%-$24.4K | |
| VANGUARD STAR FDS | VXUS | $224.6K | 2,644 | flat | 3q | HELD | |
| MICROSOFT CORP | MSFT | $220.1K | 429 | - | new | NEW | |
| ULTA BEAUTY INC | ULTA | $220.1K | 403 | - | new | NEW | |
| CME GROUP INC | CME | $216.7K | 827 | - | new | NEW | |
| EXXONMOBIL HOLDINGS CORP | XOM | $213.6K | 1,312 | - | new | NEW | |
| REGENERON PHARMACEUTICALS | REGN | $206.3K | 272 | - | new | NEW | |
| EQT Corp | EQT | $204.6K | 4,213 | -0.01pp | 12q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Mining & Metals | $43.6M | 22.1% |
| Food, Drink & Tobacco | $14.6M | 7.4% |
| Semiconductors & Electronics | $13.5M | 6.8% |
| Insurance | $11.8M | 6.0% |
| Software & IT Services | $10.8M | 5.5% |
| Industrials | $8.9M | 4.5% |
| Banks & Lending | $8.1M | 4.1% |
| Capital Markets | $7.7M | 3.9% |
| Autos & Aerospace | $7.2M | 3.6% |
| Medical Devices | $7.0M | 3.5% |
| Instruments & Controls | $6.6M | 3.4% |
| Transport & Logistics | $5.7M | 2.9% |
| Other sectors | $37.2M | 18.8% |
| Not classified | $14.7M | 7.4% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -1.0% | +2.1% | -3.1% | 99% |
| Q2 2026 | +5.0% | +14.8% | -9.8% | 100% |
| Q1 2026 | +6.0% | -4.6% | +10.7% | 100% |
| Q4 2025 | +2.5% | +2.4% | +0.2% | 100% |
| Q3 2025 | +8.1% | +7.8% | +0.3% | 100% |
| Q2 2025 | +6.4% | +10.5% | -4.1% | 100% |
| Q1 2025 | +1.5% | -4.6% | +6.0% | 100% |
| Q4 2024 | -3.9% | +2.1% | -6.0% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $197.5M | 97 | 19 | 56 | 17 | 11 | 37.3% | 13 |
| Q2 2026 | $192.1M | 89 | 3 | 53 | 24 | 7 | 35.4% | 23 |
| Q1 2026 | $180.9M | 93 | 8 | 58 | 22 | 7 | 35.7% | 23 |
| Q4 2025 | $169.7M | 92 | 15 | 24 | 46 | 13 | 36.6% | 14 |
| Q3 2025 | $162.9M | 90 | 26 | 35 | 26 | 9 | 37.6% | 28 |
| Q2 2025 | $149.9M | 73 | 9 | 23 | 39 | 12 | 42.2% | 17 |
| Q1 2025 | $138.9M | 76 | 9 | 51 | 13 | 8 | 37.2% | 39 |
| Q4 2024 | $123.7M | 75 | 5 | 43 | 24 | 10 | 35.4% | 27 |
| Q3 2024 | $124.9M | 80 | 7 | 37 | 32 | 4 | 33.7% | 24 |
| Q2 2024 | $112.6M | 77 | 10 | 43 | 20 | 9 | 34.5% | 26 |
| Q1 2024 | $110.7M | 76 | 9 | 20 | 45 | 6 | 35.4% | 37 |
| Q4 2023 | $107.3M | 73 | 0 | 0 | 0 | 0 | 37.9% | 12 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.