Western Financial Corp/CA
Reported holdings as of Q3 2026, from 16 quarterly filings.
Holdings
Download these holdings as CSV
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| ARROWHEAD PHARMACEUTICALS IN | ARWR | $53.7M | 820,239 | -1.71pp | 16q | HELD | |
| ENTERPRISE FINL SVCS CORP | EFSC | $33.8M | 572,533 | +0.14pp | 16q | HELD | |
| PALANTIR TECHNOLOGIES INC | PLTR | $8.7M | 46,609 | +2.82pp | 14q | +1746.6%+$8.2M | |
| WELLS FARGO & CO | WFC | $7.1M | 88,892 | +0.22pp | 16q | HELD | |
| APPLE INC | AAPL | $7.1M | 21,209 | +1.83pp | 16q | +244.3%+$5.0M | |
| BANK OF NY MELLON CORP | BNY | $5.9M | 41,081 | +0.18pp | 8q | -3.2%-$195.7K | |
| PALO ALTO NETWORKS INC | PANW | $5.7M | 14,349 | +1.83pp | 2q | +2114.4%+$5.4M | |
| FORTINET INC | FTNT | $5.7M | 31,785 | - | new | NEW | |
| JOHNSON & JOHNSON | JNJ | $5.1M | 19,451 | +0.31pp | 3q | +3.4%+$167.3K | |
| MERCK & CO INC | MRK | $5.0M | 34,512 | +1.46pp | 3q | +531.0%+$4.2M | |
| GENERAL MTRS CO | GM | $5.0M | 64,579 | +0.19pp | 3q | -0.7%-$34.9K | |
| MONSTER BEVERAGE CORP NEW | MNST | $4.8M | 115,490 | +1.18pp | 3q | +290.2%+$3.6M | |
| SIMON PPTY GROUP INC NEW | SPG | $4.8M | 23,772 | +1.37pp | 11q | +599.8%+$4.1M | |
| UNION PAC CORP | UNP | $4.7M | 17,402 | - | new | NEW | |
| UNITEDHEALTH GROUP INC | UNH | $4.6M | 12,607 | - | new | NEW | |
| CVS HEALTH CORP | CVS | $4.5M | 52,621 | - | new | NEW | |
| AXON ENTERPRISE INC | AXON | $3.7M | 8,812 | - | new | NEW | |
| STRATEGY INC | MSTR | $3.6M | 23,415 | - | new | NEW | |
| ALPHABET INC | GOOG | $3.4M | 10,107 | +0.24pp | 11q | +15.5%+$462.7K | |
| NEBIUS GROUP N.V. | NBIS | $3.3M | 13,880 | - | new | NEW | |
| WORKDAY INC | WDAY | $3.1M | 16,396 | - | new | NEW | |
| AUTOMATIC DATA PROCESSING IN | ADP | $3.0M | 11,702 | - | new | NEW | |
| GE AEROSPACE | GE | $2.9M | 9,441 | -0.16pp | 10q | -9.2%-$298.5K | |
| LAM RESEARCH CORP | LRCX | $2.8M | 8,414 | -1.72pp | 4q | -59.6%-$4.1M | |
| KLA CORP | KLAC | $2.7M | 13,630 | -0.20pp | 3q | +11.0%+$264.1K | |
| CROWDSTRIKE HLDGS INC | CRWD | $2.6M | 9,982 | +0.31pp | 11q | -1.7%-$45.0K | |
| PAYCHEX INC | PAYX | $2.6M | 26,575 | - | new | NEW | |
| APPLIED MATLS INC | AMAT | $2.6M | 5,091 | -1.65pp | 3q | -57.2%-$3.5M | |
| ISHARES TR | GOVT | $2.5M | 115,856 | +0.07pp | 16q | HELD | |
| ADVANCED MICRO DEVICES INC | AMD | $2.4M | 3,914 | -0.87pp | 5q | -60.1%-$3.6M | |
| ELI LILLY & CO | LLY | $2.3M | 2,020 | +0.60pp | 4q | +293.8%+$1.7M | |
| AMPHENOL CORP | APH | $2.3M | 27,489 | +0.05pp | 9q | -1.7%-$39.0K | |
| BROADCOM INC | AVGO | $2.3M | 6,574 | +0.10pp | 14q | +8.0%+$170.3K | |
| WELLTOWER INC | WELL | $2.2M | 9,751 | +0.07pp | 6q | -3.8%-$89.6K | |
| AIRBNB INC | ABNB | $1.8M | 11,303 | - | new | NEW | |
| SEAGATE TECHNOLOGY HLDNGS PL | STX | $1.7M | 1,835 | -2.16pp | 5q | -81.0%-$7.2M | |
| CLOUDFLARE INC | NET | $1.7M | 4,858 | +0.10pp | 15q | -24.1%-$536.9K | |
| OKTA INC | OKTA | $1.7M | 8,003 | - | new | NEW | |
| GOLDMAN SACHS GROUP INC | GS | $1.6M | 1,784 | -1.26pp | 9q | -70.5%-$3.8M | |
| DATADOG INC | DDOG | $1.6M | 5,850 | - | new | NEW | |
| ALPHABET INC | GOOGL | $1.5M | 4,420 | -0.88pp | 15q | -66.6%-$3.0M | |
| CITIGROUP INC | C | $1.5M | 11,660 | +0.25pp | 2q | +87.5%+$704.6K | |
| HILTON WORLDWIDE HLDGS INC | HLT | $1.5M | 4,679 | +0.05pp | 15q | +0.6%+$8.3K | |
| QUANTA SVCS INC | PWR | $1.5M | 2,306 | -0.08pp | 9q | -15.4%-$269.2K | |
| HOWMET AEROSPACE INC | HWM | $1.4M | 6,406 | +0.01pp | 7q | +6.3%+$85.5K | |
| CATERPILLAR INC | CAT | $1.4M | 1,770 | -1.72pp | 3q | -74.9%-$4.3M | |
| MONOLITHIC PWR SYS INC | MPWR | $1.4M | 1,057 | +0.22pp | 3q | +65.4%+$563.0K | |
| MARRIOTT INTL INC NEW | MAR | $1.4M | 3,953 | +0.04pp | 16q | +1.0%+$14.2K | |
| ISHARES TR | SHYG | $1.4M | 33,845 | +0.04pp | 16q | -1.1%-$15.2K | |
| INTERACTIVE BROKERS GROUP IN | IBKR | $1.4M | 16,127 | -0.02pp | 7q | -13.4%-$213.4K | |
| INTEL CORP | INTC | $1.4M | 11,402 | -4.77pp | 4q | -91.1%-$14.0M | |
| VEEVA SYS INC | VEEV | $1.4M | 4,792 | - | new | NEW | |
| iShares Tr | SHV | $1.4M | 12,335 | +0.05pp | 15q | -0.8%-$10.6K | |
| RTX CORPORATION | RTX | $1.3M | 7,240 | +0.05pp | 3q | HELD | |
| DEXCOM INC | DXCM | $1.3M | 15,125 | - | new | NEW | |
| ISHARES TR | TLT | $1.3M | 16,640 | +0.02pp | 13q | +3.4%+$42.5K | |
| ROBINHOOD MKTS INC | HOOD | $1.3M | 11,367 | - | new | NEW | |
| FACTSET RESH SYS INC | FDS | $1.3M | 4,648 | - | new | NEW | |
| BLOCK INC | XYZ | $1.2M | 16,596 | - | new | NEW | |
| TESLA INC | TSLA | $1.2M | 3,434 | -0.38pp | 9q | -46.3%-$1.1M | |
| DOORDASH INC | DASH | $1.2M | 6,557 | +0.34pp | 13q | +447.3%+$983.7K | |
| MASTERCARD INCORPORATED | MA | $1.2M | 2,134 | +0.07pp | 11q | HELD | |
| BAKER HUGHES COMPANY | BKR | $1.2M | 21,207 | +0.17pp | 3q | +55.6%+$416.0K | |
| EXPEDIA GROUP INC | EXPE | $1.2M | 4,389 | +0.06pp | 3q | +0.9%+$10.3K | |
| JPMORGAN CHASE & CO | JPM | $1.1M | 3,363 | +0.05pp | 10q | +1.6%+$17.9K | |
| DELL TECHNOLOGIES INC | DELL | $1.1M | 2,044 | +0.03pp | 2q | -22.5%-$319.5K | |
| NVIDIA CORPORATION | NVDA | $1.1M | 4,696 | -0.11pp | 5q | -41.1%-$747.5K | |
| ARISTA NETWORKS INC | ANET | $1.0M | 5,151 | +0.07pp | 4q | -9.7%-$112.6K | |
| INVESCO EXCH TRD SLF IDX FD | BSCS | $967.7K | 48,085 | +0.04pp | 16q | HELD | |
| INVESCO EXCH TRD SLF IDX FD | BSCU | $944.3K | 58,504 | +0.03pp | 4q | HELD | |
| INVESCO EXCH TRD SLF IDX FD | BSCT | $936.4K | 51,450 | +0.03pp | 12q | +0.8%+$7.4K | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $921.3K | 2,020 | +0.02pp | 3q | HELD | |
| INVESCO EXCH TRD SLF IDX FD | BSCR | $914.4K | 46,785 | +0.04pp | 16q | HELD | |
| INVESCO EXCH TRD SLF IDX FD | BSCQ | $914.4K | 46,845 | +0.03pp | 16q | -1.6%-$15.2K | |
| MCKESSON CORP | MCK | $903.9K | 1,059 | +0.07pp | 16q | HELD | |
| ANALOG DEVICES INC | ADI | $893.6K | 2,253 | -0.81pp | 3q | -76.3%-$2.9M | |
| DEERE CO | DE | $870.4K | 1,296 | +0.05pp | 3q | +0.7%+$6.0K | |
| FREEPORT-MCMORAN INC | FCX | $865.6K | 12,366 | +0.06pp | 3q | HELD | |
| EXXONMOBIL HOLDINGS CORP | XOM | $862.6K | 5,300 | - | new | NEW | |
| BANC OF CALIFORNIA INC | BANC | $845.1K | 49,048 | -0.01pp | 12q | HELD | |
| US BANCORP | USB | $820.1K | 14,198 | - | new | NEW | |
| ISHARES TR | IUSB | $787.0K | 17,851 | +0.08pp | 16q | +33.2%+$196.2K | |
| AMGEN INC | AMGN | $757.3K | 1,797 | +0.05pp | 3q | -5.5%-$44.2K | |
| PARKER HANNIFIN CORP | PH | $756.7K | 792 | +0.03pp | 9q | HELD | |
| VANGUARD INDEX FDS | VV | $755.1K | 2,146 | +0.04pp | 6q | HELD | |
| JOHNSON CONTROLS INTERNATION | JCI | $754.7K | 5,077 | +0.05pp | 3q | +6.7%+$47.6K | |
| TRANE TECHNOLOGIES PLC | TT | $748.9K | 1,657 | +0.01pp | 9q | HELD | |
| HCA Healthcare, Inc. | HCA | $739.0K | 1,732 | +0.08pp | 3q | +15.7%+$100.3K | |
| WILLIAMS COS INC | WMB | $738.4K | 10,863 | +0.01pp | 6q | HELD | |
| PHILIP MORRIS INTL INC | PM | $738.0K | 3,867 | - | new | NEW | |
| CISCO SYS INC | CSCO | $735.2K | 6,831 | - | new | NEW | |
| SPDR SERIES TRUST | SPYM | $726.6K | 8,095 | +0.05pp | 16q | +7.0%+$47.8K | |
| LOCKHEED MARTIN CORP | LMT | $723.9K | 1,421 | -0.95pp | 3q | -82.2%-$3.3M | |
| GILEAD SCIENCES INC | GILD | $716.6K | 4,808 | +0.06pp | 7q | -1.1%-$7.7K | |
| CAPITAL ONE FINL CORP | COF | $710.4K | 3,679 | +0.02pp | 11q | HELD | |
| ISHARES TR | FLOT | $698.7K | 13,687 | +0.03pp | 16q | HELD | |
| MORGAN STANLEY | MS | $694.3K | 3,692 | +0.11pp | 2q | +84.6%+$318.2K | |
| ISHARES TR | FALN | $673.4K | 25,969 | +0.02pp | 16q | -0.8%-$5.7K | |
| SERVICENOW INC | NOW | $668.0K | 4,985 | - | new | NEW | |
| FEDEX CORP | FDX | $652.2K | 2,288 | +0.05pp | 3q | +22.6%+$120.3K | |
| SCHWAB STRATEGIC TR | SCHZ | $614.1K | 27,786 | +0.03pp | 16q | +9.9%+$55.2K | |
| ATLASSIAN CORPORATION | TEAM | $598.2K | 3,336 | - | new | NEW | |
| ARES CAPITAL CORP | ARCC | $595.2K | 31,161 | +0.03pp | 16q | +2.5%+$14.5K | |
| MICROSOFT CORP | MSFT | $535.9K | 1,045 | +0.06pp | 16q | HELD | |
| MICRON TECHNOLOGY INC | MU | $530.4K | 498 | -1.46pp | 4q | -89.7%-$4.6M | |
| CHEVRON CORPORATION | CVX | $511.1K | 2,503 | +0.05pp | 16q | HELD | |
| AMAZON COM INC | AMZN | $503.5K | 2,021 | +0.03pp | 13q | HELD | |
| West Coast Community Bancorp | WCCB | $434.4K | 7,192 | - | new | NEW | |
| VANGUARD INSTL INDEX FD | VBIL | $434.0K | 5,731 | -0.04pp | 3q | -30.9%-$194.4K | |
| PFIZER INC | PFE | $422.3K | 14,808 | +0.04pp | 16q | +0.9%+$3.7K | |
| ISHARES TR | ACWX | $396.7K | 5,246 | - | new | NEW | |
| VERIZON COMMUNICATIONS INC | VZ | $327.6K | 7,141 | +0.02pp | 16q | -1.5%-$5.1K | |
| ABBVIE INC | ABBV | $323.1K | 1,235 | +0.02pp | 3q | HELD | |
| ISHARES TR | IVW | $292.1K | 2,053 | +0.01pp | 11q | -0.8%-$2.3K | |
| BLACKROCK ETF TRUST | DYNF | $290.1K | 4,189 | +0.01pp | 11q | -2.1%-$6.1K | |
| INVESCO EXCHANGE TRADED FD T | PGF | $283.6K | 22,258 | +0.01pp | 10q | +0.8%+$2.2K | |
| INVESCO EXCHANGE TRADED FD T | PSI | $272.9K | 1,790 | -0.02pp | 3q | -11.8%-$36.4K | |
| O'REILLY AUTOMOTIVE INC | ORLY | $261.7K | 3,065 | -0.49pp | 16q | -85.6%-$1.6M | |
| ASML HLDG NV | ASML | $260.8K | 144 | -1.04pp | 3q | -92.6%-$3.2M | |
| INVESCO EXCHANGE TRADED FD T | KNCT | $257.9K | 1,259 | flat | 3q | -11.8%-$34.6K | |
| MARVELL TECHNOLOGY INC | MRVL | $247.3K | 936 | -0.64pp | 2q | -88.7%-$1.9M | |
| GE VERNOVA INC | GEV | $245.3K | 258 | -2.32pp | 6q | -96.3%-$6.4M | |
| ISHARES TR | IVE | $242.8K | 1,064 | flat | 7q | -7.3%-$19.2K | |
| BLACKROCK ENHANCED EQUITY DI | BDJ | $239.6K | 25,487 | +0.01pp | 8q | +1.9%+$4.5K | |
| MARATHON PETE CORP | MPC | $239.3K | 605 | - | new | NEW | |
| INVESCO QQQ TR | QQQ | $225.3K | 305 | +0.01pp | 2q | +2.3%+$5.2K | |
| BONDBLOXX ETF TRUST | XTEN | $223.4K | 5,272 | -0.01pp | 7q | -11.9%-$30.3K | |
| INVESCO EXCHANGE TRADED FD T | PRFZ | $216.0K | 4,128 | flat | 3q | -7.9%-$18.5K | |
| ISHARES TR | SMLF | $214.9K | 2,572 | flat | 3q | -7.7%-$18.0K | |
| ISHARES TR | IJR | $212.6K | 1,563 | flat | 3q | -5.9%-$13.3K | |
| VANGUARD INDEX FDS | VBK | $212.3K | 628 | flat | 3q | -7.0%-$15.9K | |
| SIERRA BANCORP | BSRR | $209.9K | 5,375 | +0.01pp | 2q | HELD | |
| SCHWAB STRATEGIC TR | FNDA | $206.2K | 5,892 | flat | 3q | -6.7%-$14.8K | |
| MIZUHO FINANCIAL GROUP INC | MFG | $162.0K | 14,662 | +0.01pp | 6q | -9.6%-$17.2K | |
| BANCO SANTANDER S.A. | SAN | $152.5K | 11,027 | flat | 3q | -7.8%-$12.8K | |
| ULTRAPAR PARTICIPACOES SA | UGP | $141.8K | 19,378 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Biotech & Pharma | $68.4M | 22.8% |
| Banks & Lending | $56.3M | 18.8% |
| Software & IT Services | $36.3M | 12.1% |
| Computer Hardware | $23.0M | 7.7% |
| Semiconductors & Electronics | $19.3M | 6.4% |
| Industrials | $11.7M | 3.9% |
| Business Services | $9.7M | 3.2% |
| Autos & Aerospace | $8.3M | 2.7% |
| Real Estate | $7.0M | 2.3% |
| Transport & Logistics | $6.5M | 2.2% |
| Food, Drink & Tobacco | $5.5M | 1.8% |
| Healthcare Services | $5.2M | 1.7% |
| Other sectors | $23.4M | 7.8% |
| Not classified | $19.5M | 6.5% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -9.8% | +2.1% | -11.9% | 100% |
| Q2 2026 | +34.1% | +14.8% | +19.3% | 100% |
| Q1 2026 | -4.9% | -4.6% | -0.3% | 100% |
| Q4 2025 | +9.2% | +2.4% | +6.9% | 100% |
| Q3 2025 | +12.0% | +7.8% | +4.2% | 100% |
| Q2 2025 | +14.2% | +10.5% | +3.8% | 100% |
| Q1 2025 | -5.8% | -4.6% | -1.2% | 100% |
| Q4 2024 | +4.3% | +2.1% | +2.1% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $300.4M | 136 | 28 | 35 | 49 | 24 | 45.9% | 14 |
| Q2 2026 | $341.5M | 132 | 15 | 67 | 31 | 10 | 52.3% | 22 |
| Q1 2026 | $255.5M | 127 | 39 | 27 | 55 | 25 | 49.6% | 23 |
| Q4 2025 | $252.1M | 113 | 9 | 29 | 54 | 16 | 51.7% | 21 |
| Q3 2025 | $229.8M | 120 | 7 | 49 | 49 | 9 | 46.2% | 21 |
| Q2 2025 | $186.6M | 122 | 18 | 35 | 53 | 17 | 41.2% | 17 |
| Q1 2025 | $172.1M | 121 | 14 | 38 | 48 | 20 | 41.7% | 23 |
| Q4 2024 | $182.0M | 127 | 20 | 48 | 44 | 13 | 43.2% | 24 |
| Q3 2024 | $176.2M | 120 | 16 | 43 | 42 | 12 | 42.8% | 21 |
| Q2 2024 | $165.6M | 116 | 11 | 55 | 33 | 9 | 45.5% | 19 |
| Q1 2024 | $163.2M | 114 | 22 | 49 | 37 | 17 | 46.2% | 24 |
| Q4 2023 | $149.5M | 109 | 10 | 22 | 60 | 7 | 50.3% | 25 |
| Q3 2023 | $136.4M | 106 | 15 | 24 | 49 | 16 | 49.0% | 19 |
| Q2 2023 | $146.8M | 107 | 7 | 36 | 50 | 12 | 50.9% | 27 |
| Q1 2023 | $140.5M | 112 | 27 | 46 | 32 | 14 | 49.2% | 20 |
| Q4 2022 | $154.3M | 99 | 0 | 0 | 0 | 0 | 57.2% | 20 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.