DaveManuel.com · Institutional Ownership · 13F Holdings
NORTHERN CAPITAL MANAGEMENT LLC
Reported holdings as of Q4 2018, from 1 quarterly filings.
This filer last reported in Q4 2018; the most recent quarter on file across all filers is Q3 2026. Firms that restructure stop filing under one CIK and start under another, so a successor entity may hold these positions now under a similar name.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| APPLE INC | AAPL | $10.3M | 65,542 | - | new | FIRST | |
| VANGUARD INDEX FDS | VBR | $8.0M | 70,162 | - | new | FIRST | |
| ALPHABET INC | GOOGL | $7.6M | 7,301 | - | new | FIRST | |
| MICROSOFT CORP | MSFT | $6.9M | 68,032 | - | new | FIRST | |
| JOHNSON & JOHNSON | JNJ | $6.2M | 48,324 | - | new | FIRST | |
| VANGUARD WORLD FD | MGV | $5.6M | 78,285 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VEU | $5.5M | 121,325 | - | new | FIRST | |
| BANK OF AMER CORP | BAC | $5.5M | 222,340 | - | new | FIRST | |
| CITIGROUP INC | C | $5.4M | 104,245 | - | new | FIRST | |
| ISHARES TR | FLOT | $5.4M | 107,285 | - | new | FIRST | |
| DowDuPont, Inc. | DWDP | $5.3M | 98,288 | - | new | FIRST | |
| QUALCOMM INC | QCOM | $5.2M | 91,542 | - | new | FIRST | |
| VANGUARD INDEX FDS | VOE | $5.2M | 54,600 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | PKW | $4.9M | 94,280 | - | new | FIRST | |
| JPMORGAN CHASE & CO | JPM | $4.8M | 49,495 | - | new | FIRST | |
| DISNEY WALT CO | DIS | $4.8M | 43,865 | - | new | FIRST | |
| SPDR SERIES TRUST | SPSB | $4.7M | 154,970 | - | new | FIRST | |
| BROOKFIELD ASSET MGMT INC | BAM | $4.7M | 121,666 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VSS | $4.5M | 47,784 | - | new | FIRST | |
| SOUTHWEST AIRLS CO | LUV | $4.4M | 95,307 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VMBS | $4.4M | 85,180 | - | new | FIRST | |
| AMAZON COM INC | AMZN | $4.3M | 2,895 | - | new | FIRST | |
| VANGUARD WORLD FD | VIS | $4.3M | 35,833 | - | new | FIRST | |
| HCA Healthcare, Inc. | HCA | $4.1M | 32,953 | - | new | FIRST | |
| BP PLC | BP | $4.1M | 108,050 | - | new | FIRST | |
| CVS HEALTH CORP | CVS | $4.0M | 60,599 | - | new | FIRST | |
| TJX COS INC NEW | TJX | $3.9M | 88,175 | - | new | FIRST | |
| BRISTOL-MYERS SQUIBB CO | BMY | $3.9M | 75,155 | - | new | FIRST | |
| CHARLES SCHWAB CORP (THE) | SCHW | $3.9M | 93,788 | - | new | FIRST | |
| HOME DEPOT INC | HD | $3.8M | 22,353 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | CSD | $3.8M | 89,720 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VCIT | $3.6M | 44,020 | - | new | FIRST | |
| IQVIA HLDGS INC | IQV | $3.6M | 31,034 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | PSCI | $3.6M | 64,204 | - | new | FIRST | |
| QURATE RETAIL INC | QVCGA | $3.5M | 181,277 | - | new | FIRST | |
| FEDEX CORP | FDX | $3.5M | 21,925 | - | new | FIRST | |
| VANGUARD STAR FDS | VXUS | $3.5M | 74,440 | - | new | FIRST | |
| SPDR SERIES TRUST | XBI | $3.4M | 47,625 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | PSCF | $3.4M | 70,647 | - | new | FIRST | |
| Bayer Ag Sponsored ADR | BAYRY | $3.4M | 192,248 | - | new | FIRST | |
| AMERICAN TOWER CORP | AMT | $3.4M | 21,336 | - | new | FIRST | |
| EBAY INC. | EBAY | $3.3M | 118,954 | - | new | FIRST | |
| COMCAST CORP NEW | CMCSA | $3.3M | 96,870 | - | new | FIRST | |
| CBRE GROUP INC | CBRE | $3.2M | 81,080 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VCSH | $3.2M | 40,870 | - | new | FIRST | |
| GOLDMAN SACHS GROUP INC | GS | $3.1M | 18,790 | - | new | FIRST | |
| NXP SEMICONDUCTORS N V | NXPI | $3.1M | 42,705 | - | new | FIRST | |
| DBX ETF TR | ASHR | $3.1M | 142,519 | - | new | FIRST | |
| ROYAL DUTCH SHELL SPON ADR B | RDSB | $3.1M | 51,995 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VT | $3.1M | 47,615 | - | new | FIRST | |
| STATE STR CORP | STT | $3.1M | 49,070 | - | new | FIRST | |
| CAPITAL ONE FINL CORP | COF | $3.1M | 40,443 | - | new | FIRST | |
| Shire PLC Sponsored | SHPG | $3.0M | 17,467 | - | new | FIRST | |
| AMERICAN AIRLINES GROUP INC | AAL | $3.0M | 94,445 | - | new | FIRST | |
| ALLERGAN PLC SHS | AGN | $3.0M | 22,564 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | FDIQ | $3.0M | 67,220 | - | new | FIRST | |
| WYNDHAM HOTELS & RESORTS INC | WH | $2.8M | 62,765 | - | new | FIRST | |
| BOOKING HOLDINGS INC | BKNG | $2.8M | 1,616 | - | new | FIRST | |
| LIBERTY GLOBAL PLC | LBTYK | $2.7M | 130,912 | - | new | FIRST | |
| ISHARES TR | IBB | $2.7M | 27,920 | - | new | FIRST | |
| INTEL CORP | INTC | $2.7M | 56,871 | - | new | FIRST | |
| MARATHON PETE CORP | MPC | $2.6M | 44,732 | - | new | FIRST | |
| PAYPAL HLDGS INC | PYPL | $2.4M | 28,589 | - | new | FIRST | |
| SPDR SERIES TRUST | XAR | $2.3M | 28,680 | - | new | FIRST | |
| PROCTER & GAMBLE CO | PG | $2.3M | 24,610 | - | new | FIRST | |
| QUANTA SVCS INC | PWR | $2.2M | 74,695 | - | new | FIRST | |
| LENNAR CORP | LEN | $2.2M | 57,315 | - | new | FIRST | |
| AUTONATION INC | AN | $2.2M | 60,709 | - | new | FIRST | |
| PEPSICO INC | PEP | $2.2M | 19,471 | - | new | FIRST | |
| Vereit INC | VER | $2.1M | 292,250 | - | new | FIRST | |
| CHEVRON CORPORATION | CVX | $2.1M | 19,080 | - | new | FIRST | |
| ISHARES TR | IWS | $2.0M | 26,449 | - | new | FIRST | |
| WISDOMTREE TR | DLS | $2.0M | 33,475 | - | new | FIRST | |
| VISA INC | V | $2.0M | 15,158 | - | new | FIRST | |
| ISHARES TR | LQD | $2.0M | 17,681 | - | new | FIRST | |
| LIBERTY BROADBAND CORP | LBRDA | $2.0M | 27,783 | - | new | FIRST | |
| STATE STR SPDR S&P 500 ETF T | SPY | $1.9M | 7,566 | - | new | FIRST | |
| Direxion All Cap Insider Sentiment ETF | KNOW | $1.9M | 55,165 | - | new | FIRST | |
| SPIRIT AEROSYSTEMS HLDGS INC | SPR | $1.8M | 25,505 | - | new | FIRST | |
| VANECK ETF TRUST | MOO | $1.8M | 32,259 | - | new | FIRST | |
| TE CONNECTIVITY LTD | TEL | $1.8M | 24,169 | - | new | FIRST | |
| SCHWAB STRATEGIC TR | SCHP | $1.8M | 34,115 | - | new | FIRST | |
| CISCO SYS INC | CSCO | $1.8M | 41,289 | - | new | FIRST | |
| NUVEEN QUALITY MUNCP INCOME | NAD | $1.8M | 140,333 | - | new | FIRST | |
| B. Riley Wealth Management, Inc. | NTG | $1.8M | 143,098 | - | new | FIRST | |
| INVESCO PA VALUE MUN INC TR | VPV | $1.8M | 150,840 | - | new | FIRST | |
| NUVEEN AMT FREE QLTY MUN INC | NEA | $1.7M | 140,883 | - | new | FIRST | |
| SLB LIMITED | SLB | $1.7M | 46,700 | - | new | FIRST | |
| ALLIANZ SE SPONSOREDADR REPSTG 1/10 SH | AZSEY | $1.6M | 81,679 | - | new | FIRST | |
| VANECK ETF TRUST | ITM | $1.6M | 34,224 | - | new | FIRST | |
| PALO ALTO NETWORKS INC | PANW | $1.5M | 8,100 | - | new | FIRST | |
| WELLS FARGO & CO | WFC | $1.5M | 32,053 | - | new | FIRST | |
| ELEVANCE HEALTH INC FORMERLY | ELV | $1.4M | 5,510 | - | new | FIRST | |
| WALGREENS BOOTS ALLI | WBA | $1.4M | 21,115 | - | new | FIRST | |
| FIFTH THIRD BANCORP | FITB | $1.4M | 61,250 | - | new | FIRST | |
| FOMENTO ECONOMICO MEXICANO S | FMX | $1.4M | 16,010 | - | new | FIRST | |
| UNITEDHEALTH GROUP INC | UNH | $1.3M | 5,335 | - | new | FIRST | |
| DISCOVERY INC | DISCA | $1.3M | 53,530 | - | new | FIRST | |
| ISHARES TR | IWN | $1.3M | 12,033 | - | new | FIRST | |
| REVVITY INC | RVTY | $1.3M | 16,265 | - | new | FIRST | |
| PNC FINL SVCS GROUP INC | PNC | $1.3M | 10,764 | - | new | FIRST | |
| VANGUARD INDEX FDS | VBK | $1.3M | 8,310 | - | new | FIRST | |
| ISHARES TR | IWP | $1.2M | 10,887 | - | new | FIRST | |
| Industrial Logistics Properties Trust | ILPT | $1.2M | 62,378 | - | new | FIRST | |
| SPDR SERIES TRUST | SPIB | $1.2M | 36,480 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | CGW | $1.2M | 37,430 | - | new | FIRST | |
| COSTCO WHOLESALE CORPORATION | COST | $1.1M | 5,615 | - | new | FIRST | |
| Unilever PLC ADR | UL | $1.1M | 21,695 | - | new | FIRST | |
| American Int'l Group, Inc. | AIG | $1.1M | 28,575 | - | new | FIRST | |
| VANGUARD WORLD FD | VDE | $1.1M | 14,438 | - | new | FIRST | |
| ISHARES TR | MUB | $1.1M | 9,775 | - | new | FIRST | |
| VANGUARD TAX-MANAGED FDS | VEA | $1.0M | 27,575 | - | new | FIRST | |
| MASTERCARD INCORPORATED | MA | $1.0M | 5,375 | - | new | FIRST | |
| INVESCO INSIDER SENTIMENT ETF | NFO | $996.0K | 17,625 | - | new | FIRST | |
| NOVARTIS AG | NVS | $984.0K | 11,470 | - | new | FIRST | |
| HERSHEY CO | HSY | $960.0K | 8,960 | - | new | FIRST | |
| BOEING CO | BA | $937.0K | 2,905 | - | new | FIRST | |
| MOLSON COORS BEVERAGE CO | TAP | $936.0K | 16,670 | - | new | FIRST | |
| Select Income REIT | SIR | $912.0K | 123,865 | - | new | FIRST | |
| REGENERON PHARMACEUTICALS | REGN | $908.0K | 2,430 | - | new | FIRST | |
| SSGA ACTIVE ETF TR | TOTL | $893.0K | 18,844 | - | new | FIRST | |
| ORACLE CORP | ORCL | $873.0K | 19,340 | - | new | FIRST | |
| BlackRock, Inc. | BLK | $836.0K | 2,127 | - | new | FIRST | |
| INTERNATIONAL BUSINESS MACHS | IBM | $829.0K | 7,295 | - | new | FIRST | |
| INVESCO EXCHANGE TRADED FD T | PHO | $786.0K | 27,853 | - | new | FIRST | |
| Wyndham Destinations | WYND | $784.0K | 21,865 | - | new | FIRST | |
| LAM RESEARCH CORP | LRCX | $779.0K | 5,720 | - | new | FIRST | |
| WISDOMTREE TR | DEM | $777.0K | 19,364 | - | new | FIRST | |
| KLA CORP | KLAC | $767.0K | 8,569 | - | new | FIRST | |
| CENTER COAST BRKFLD MLP ENRG | CEN | $738.0K | 107,735 | - | new | FIRST | |
| VANGUARD WORLD FD | MGK | $736.0K | 6,880 | - | new | FIRST | |
| NORTHROP GRUMMAN CORP | NOC | $708.0K | 2,890 | - | new | FIRST | |
| CATERPILLAR INC | CAT | $696.0K | 5,475 | - | new | FIRST | |
| FLEX LTD | FLEX | $682.0K | 89,575 | - | new | FIRST | |
| FIDELITY NATL INFORMATION SV | FIS | $668.0K | 6,517 | - | new | FIRST | |
| SPDR GOLD TR | GLD | $664.0K | 5,480 | - | new | FIRST | |
| INVESCO TR INVT GRADE MUNS | VGM | $654.0K | 57,000 | - | new | FIRST | |
| ALEXION PHARMACEUTICALS INC CO | ALXN | $651.0K | 6,690 | - | new | FIRST | |
| MORGAN STANLEY | MS | $641.0K | 16,175 | - | new | FIRST | |
| INVESCO EXCH TRADED FD TR II | PSCH | $638.0K | 5,930 | - | new | FIRST | |
| CONOCOPHILLIPS | COP | $634.0K | 10,175 | - | new | FIRST | |
| GENERAL MILLS INC | GIS | $621.0K | 15,954 | - | new | FIRST | |
| SYSCO CORP | SYY | $576.0K | 9,185 | - | new | FIRST | |
| ISHARES TR | ACWI | $558.0K | 8,704 | - | new | FIRST | |
| ISHARES TR | IDV | $553.0K | 19,275 | - | new | FIRST | |
| ISHARES TR | IWD | $533.0K | 4,800 | - | new | FIRST | |
| HALLIBURTON CO | HAL | $494.0K | 18,575 | - | new | FIRST | |
| VANGUARD INTL EQUITY INDEX F | VGK | $453.0K | 9,310 | - | new | FIRST | |
| MERCK & CO INC | MRK | $451.0K | 5,896 | - | new | FIRST | |
| THOR INDS INC | THO | $437.0K | 8,410 | - | new | FIRST | |
| ISHARES TR | IXN | $400.0K | 2,775 | - | new | FIRST | |
| ISHARES TR | IXJ | $400.0K | 7,060 | - | new | FIRST | |
| CITIZENS FINL GROUP INC | CFG | $381.0K | 12,800 | - | new | FIRST | |
| PHILLIPS 66 | PSX | $376.0K | 4,366 | - | new | FIRST | |
| CONSTELLATION BRANDS INC | STZ | $324.0K | 2,015 | - | new | FIRST | |
| DELL TECHNOLOGIES INC | DELL | $289.0K | 5,920 | - | new | FIRST | |
| VANGUARD SCOTTSDALE FDS | VTC | $287.0K | 3,592 | - | new | FIRST | |
| General Electric Co | GE | $285.0K | 37,622 | - | new | FIRST | |
| GOVERNMENT PPTYS INCOME TR | GOV | $267.0K | 38,805 | - | new | FIRST | |
| SINCLAIR BROADCAST GROUP INC | SBGI | $253.0K | 9,595 | - | new | FIRST | |
| EXXON MOBIL CORP | XOM | $238.0K | 3,485 | - | new | FIRST | |
| ROCKWELL AUTOMATION INC | ROK | $229.0K | 1,525 | - | new | FIRST | |
| AMGEN INC | AMGN | $228.0K | 1,170 | - | new | FIRST | |
| VALERO ENERGY CORP | VLO | $210.0K | 2,807 | - | new | FIRST | |
| ELLSWORTH GROWTH & INCOME FD | ECF | $108.0K | 12,550 | - | new | FIRST |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Banks & Lending | $26.4M | 7.1% |
| Biotech & Pharma | $17.6M | 4.7% |
| Retail & Consumer | $15.4M | 4.1% |
| Software & IT Services | $15.4M | 4.1% |
| Computer Hardware | $14.8M | 4.0% |
| Capital Markets | $13.8M | 3.7% |
| Transport & Logistics | $13.8M | 3.7% |
| Energy | $12.4M | 3.3% |
| Business Services | $12.3M | 3.3% |
| Semiconductors & Electronics | $12.0M | 3.2% |
| Telecom & Media | $11.1M | 3.0% |
| Healthcare Services | $8.1M | 2.2% |
| Other sectors | $40.9M | 11.0% |
| Not classified | $158.6M | 42.6% |
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q4 2018 | $372.6M | 165 | 0 | 0 | 0 | 0 | 17.9% | 32 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.